Pro-cathepsin D as a diagnostic marker in differentiating malignant pleural effusion from benign pleural effusion: A retrospective cohort study

doi:10.21203/rs.2.20784/v2

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Pro-cathepsin D as a diagnostic marker in differentiating malignant pleural effusion from benign pleural effusion: A retrospective cohort study

https://doi.org/10.21203/rs.2.20784/v2

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published 31 Aug, 2020

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Background: Malignant pleural effusion (MPE) causes substantial symptomatic burden in advanced malignancy. Although pleural fluid cytology is a commonly accepted gold standard of diagnosis, its low diagnostic yield is a challenge for clinicians. The aim of this study was to determine whether pro-cathepsin D can serve as a novel biomarker to discriminate between MPE and benign pleural effusion (BPE).

Methods : This study included 81 consecutive patients with exudative pleural effusions who had underwent thoracentesis or pleural biopsy. Pleural fluid and serum were collected as a standard procedure for all individuals at the same time. The level of pro-cathepsin D was measured by the sandwich enzyme-linked immunosorbent assay method.

Results : Though there were no significant differences in plasma pro-cathepsin D between the two groups, the level of pleural fluid pro-cathepsin D was signiﬁcantly higher in the MPE group than the BPE group (0.651 versus 0.590 pg/mL, P = 0.034). The discriminative power of pleural fluid pro-cathepsin D for diagnosing MPE was moderate, with 81% sensitivity and 53% specificity at a pro-cathepsin D cut-off >0.596 pg/mL (area under the curve: 0.656). The diagnostic sensitivity and negative predictive value for MPE were 81% and 89%, respectively, at the pro-cathepsin D cut-off >0.596 pg/mL.

Conclusions : The level of pleural fluid pro-cathepsin D was found to be significantly higher in MPE than in BPE; thus, pleural fluid pro-cathepsin D may be useful for discriminating MPE from BPE.

Cancer Biology

Oncology

biomarker

pro-cathepsin D

malignant pleural effusion

benign pleural effusion

Malignant pleural effusion (MPE) is a common complication of lung cancer and intrathoracic spreading or metastasis of extra-thoracic malignancy [1-3]. It is encountered as advanced malignancy at the time of diagnosis, progression of primary disease despite anti-neoplastic treatment, or recurrence. MPE is usually found in patients with advanced malignancy and is accompanied by dyspnoea, pleuritic chest pain, cachexia, and physical inactivity [1]. Thus, a rapid and accurate diagnosis of MPE is essential for adequate management of patient symptoms and prognosis [3]. The definite diagnosis of MPE is determined by pleural fluid cytology, once or several times, or sometimes by pleural biopsy [1]. Although pleural fluid cytology is a simple method for diagnosis, its diagnostic yield is approximately 60% and depends on the underlying pathologic type of primary malignancy [1, 4]. Moreover, MPE can be mimicked by other common causes of exudative pleural effusion such as pleural tuberculosis (TB) and parapneumonic effusion [5]. Thus, there is an increasing need to discover non-invasive biomarkers to diagnose MPE accurately and efficiently in clinical practice.

To avoid an invasive pleural biopsy, several serum or pleural fluid biomarkers have been studied for diagnosis of MPE, either alone or in combination [1, 6, 7]. Pro-cathepsin D, the inactive precursor of lysosomal aspartyl proteinase cathepsin D, is overexpressed and secreted by several types of cancer cells such as breast, liver, and lung cancer and cancerous cell lines [8-11]. The role of pro-cathepsin D has not been completely elucidated; however, it has been suggested to be involved with tumour growth and invasion by intercellular communication [10]. Several previous studies showed the level of pro-cathepsin D to be associated with progression of primary cancer [8]. Thus, MPE, another form of primary cancer progression that can be difficult to diagnose, may be aided by novel biomarker pro-cathepsin D in diagnosis.

The aim of the present study was to evaluate the levels of plasma and pleural fluid pro-cathepsin D in patients with MPE and those in patients with benign pleural effusion (BPE). Furthermore, we aimed to investigate the value of pro-Cathepsin D in differentiating MPE from BPE.

Patients and pleural fluid collection

This study included 81 consecutive patients with exudative pleural effusions who underwent thoracentesis or pleural biopsy from September 2008 to November 2014. All 81 patients were clinically suspected of MPE. Patients with pleural effusion had not received any kind of systemic treatment. Clinical and pathology data, including tumour type, were acquired for all patients, with approval from the Institutional Review Board at Hallym University, and written informed consent was obtained from all patients (application no. 2014-18). Pleural fluid and serum were collected at the same time as a standard procedure for all individuals. Obtained pleural fluid and blood samples were immediately centrifuged at 2000 g for 10 min, and the supernatants were stored at –80^oC until assayed.

Diagnostic criteria

MPE was primarily diagnosed through observation of the malignant cells using either cytologic analysis of the pleural fluid or histologic examination of the pleural tissue [12]. Because pleural fluid cytological examination has a variable yield (range 62–90%) [12], the following criteria were also used to diagnose MPE: 1) confirmed histology obtained from the origin of malignancy; and 2) a clinical course compatible with MPE.

BPE was diagnosed when the following criteria were satisfied: 1) no evidence of MPE; and 2) a clinical course compatible with BPE for a six-month follow-up period at minimum. Among the BPE patients, pleural TB was diagnosed based on the following criteria: 1) a positive acid-fast bacilli smear, growth of Mycobacterium tuberculosis in culture, or detection of Mycobacterium tuberculosis by polymerase chain reaction, using pleural fluid as the source specimen; 2) a pleural biopsy revealing granuloma, with or without caseous necrosis; 3) a positive sputum culture for TB with improvement of the pleural effusion after anti-TB treatment; or 4) a lymphocytic exudate with adenosine deaminase ≥40 IU/L and improvement of the pleural effusion [13, 14]. Diagnosis of parapneumonic effusion was based on the evidence of an infection (a fever, an elevated white blood cell count, and an elevated serum level of C-reactive protein) as well as a compatible clinical course, which was assessed by the attending physicians.

Analysis of Pro-Cathepsin D

For analysis, 96-well microtiter plates were coated by applying 100 ul/well of anti-cathepsin D monoclonal antibody clone 6410, Abcam, Cambridge, UK) at 5 ug/ml in 100 mM sodium carbonate, pH 9.6 incubated overnight at room temperature (RT). Plates were washed with PBS and blocked with 2% BSA and 10% lactose in PBS prior to use. Next, 100 ul of standard or sample diluted in PBS with 4% BSA or in PBS with 4% BSA and 0.7% NP40 was added to each well and incubated overnight at RT. Plates were washed 6 times with wash buffer (10 mM phosphate, pH 7.5, 150 mM NaCl, 0.05% Tween-20), and 100 ul of anti-pro-cathepsin D rabbit polyclonal detector antibody (4 ug/ml) was added and incubated for 1 hr at RT. Plates were washed 6 times as before, followed by addition of 100 ul of goat anti-rabbit HRP conjugate (KPL) at 0.25 ug/ml. After 30 min at RT, the plates were again washed 6 times, and 100 ul of O-phenylenediamine substrate (Dako, 1 mg/ml in 100 mM citrate buffer, 0.03% hydrogen peroxide) was added. Development proceeded for 1 hr at RT in the dark and was stopped by addition of 100 ul of 4N N₂SO_4.Absorbance was measured at 490 nm using a Biotek EL 309 autoreader.

Statistical analysis

The data are presented as median and IQR (interquartile range) for continuous variables, and as numbers and percentages for categorical variables. Data were compared using the Mann–Whitney U test for continuous variables and Pearson’s chi-square test or Fisher’s exact test for categorical variables. Spearman's test was used to assess correlations between variables. To determine the accuracy of plasma and pleural fluid pro-cathepsin D in diagnosing MPE, the sensitivity, specificity, positive predictive value (PPV), negative predictive value (NPV), positive likelihood ratio (LR+), and negative likelihood ratio (LR−) were calculated. The receiver operating characteristic (ROC) curves were analysed to determine the optimal cut-off value, calculated using the highest sum of sensitivity and specificity, and to compare the diagnostic accuracies of pro-cathepsin D. All tests were two-sided, and a P-value <0.05 was considered significant. Data were analysed using IBM SPSS Statistics version 24 (IBM Corp., Armonk, NY, USA).

Characteristics of study participants

In total, 81 cases with pleural effusion were enrolled in this study. The demographic and clinical characteristics of the study populations are shown in Table 1. Of these, 21 (25.9%) had MPE, and 60 (74.1%) had BPE. With respect to the clinical characteristics, the patients with MPE were older than those with BPE (68.0 versus 58.0 years, P = 0.016). Of the 21 cases with MPE, 19 (90.5%) were lung cancer, and the other two (9.5%) were pleural metastasis of extra-thoracic malignancy. Seven out of 21 cases with MPE (33%) were positive for malignant cells in the cytologic examination of pleural fluid, and the other 14 cases were histologically confirmed through biopsies of the tissues of primary origin. Pleural fluid white blood cell counts were lower in the MPE group compared with those of the BPE group (450 versus 1,160 /µl, P = 0.003). In addition, patients with MPE demonstrated significantly higher glucose (114.0 versus 95.5 mg/dL, P = 0.037) and lower adenosine deaminase (17.0 versus 83.0 IU/L, P = 0.001) levels than those with BPE.

Level of pro-cathepsin D and diagnostic accuracy

For all study cases, a signiﬁcant positive correlation between pleural fluid pro-cathepsin D level and plasma pro-cathepsin D level was shown (Spearman's r =0.870, 95% confidence interval = 0.803 to 0.916, P < 0.0001) (Fig. 1). Though there were no significant differences in plasma pro-cathepsin D between two groups, the level of pleural fluid pro-cathepsin D was signiﬁcantly higher in the MPE group than the BPE group (0.651 versus 0.590 pg/mL, P = 0.034) (Table 1). There were no differences in pleural fluid pro-cathepsin D level according to causative malignancy of MPE (Fig. 2).

Table 2 provides the sensitivities, specificities, PPVs, and NPVs of the candidate cut-off values to allow for the determination of the optimal values for discriminating MPE from BPE; the candidate cut-off values were determined based on the IQR of pro-cathepsin D (pleural fluid and plasma). On ROC curve analysis, the optimal discrimination point between MPE and BPE was deﬁned as a cut-off value of 0.596 pg/mL for pleural fluid pro-cathepsin D (81.0% sensitivity; 53.3% speciﬁcity) and 0.465 pg/mL for plasma pro-cathepsin D (57.1% sensitivity; 58.3% speciﬁcity). A cut-off value of 0.596 pg/mL for pleural fluid pro-cathepsin D showed a PPV of 37.8% (95% confidence interval, 24.2–53.5%) and an NPV of 88.9% (95% confidence interval, 72.9–96.4%) (Table 2). The area under the curve (AUC) values for pleural fluid and plasma pro-cathepsin D were 0.656 and 0.546, respectively (Fig. 3). When 100% specificity was achieved, the optimal cut-off values of pro-cathepsin D were 1.017 pg/mL in pleural fluid and 0.711 pg/mL in plasma.

Pleural fluid pro-cathepsin D was significantly higher in patients with MPE than in those with BPE. The diagnostic sensitivity and NPV for MPE at the pro-cathepsin D cut-off >0.596 pg/mL were 81% and 89%, respectively. Thus, pleural fluid pro-cathepsin D may be useful in discriminating MPE from BPE.

Pleural fluid cytology is usually used for diagnosing MPE; however, its diagnostic yield was only about 50% in previous reports [5, 15]. Furthermore, even when the cytology results are negative, a thoracoscopic pleural biopsy is not feasible in most patients with an advanced stage of cancer. Thus, various biomarkers have been investigated, and pro-cathepsin D is one of the potential candidates for diagnosing MPE. Pro-cathepsin D, which is a proform of lysosomal aspartic peptidase cathepsin D, was overexpressed in breast cancer, lung cancer, and hepatocellular carcinoma [9, 11, 16, 17]. In agreement with previous reports, our study showed that pro-cathepsin D was significantly higher in patients with MPE than those with BPE. The reason why we chose pro-cathepsin D rather than cathepsin D as a potential diagnostic marker was that previous studies have suggested that mature cathepsin D participates in intracellular protein catabolism, hormone and antigen processing, and the apoptotic pathway, which also occur in non-neoplastic cells [18, 19]. On the other hand, the proform pro-cathepsin D was correlated with enhanced proliferation and neoplastic transformation [20, 21]. Thus, we aimed to investigate the diagnostic role of pro-cathepsin D in discriminating MPE from BPE. This study showed the correlation of serum and pleural fluid pro-cathepsin D and its diagnostic performance in MPE with moderate sensitivity and specificity.

According to our results, pro-cathepsin D alone may not be sufficient to discriminate MPE from BPE. However, pleural fluid pro-cathepsin D can potentially be added to other diagnostic methods for rule-in or rule-out purposes in patients with suspected MPE. Because 0.596 pg/mL of pleural fluid pro-cathepsin D revealed an NPV of 88.9%, a clinically meaningful application of pleural fluid pro-cathepsin D in ruling out MPE is suggested [22]. In contrast, pro-cathepsin D values of 1.017 pg/mL in pleural fluid and 0.711 pg/mL in plasma could serve as cut-off values to achieve 100% specificity in MPE diagnosis. These cut-off values of pro-cathepsin D may be advantageous for ruling in the patients with suspected MPE who require extensive study in order to make a histologic diagnosis.

Regarding underlying mechanisms of pro-cathepsin D, previous studies suggested that they are involved in multiple stages of tumour progression including proliferation, invasion, metastasis, angiogenesis, and apoptosis [23, 24]. From this perspective, pro-cathepsin D might be used as a prognostic marker as well as a diagnostic marker. Though this study could not demonstrate the association of pro-cathepsin D level and patient prognosis due to its small sample size, Y.-J. Qi and colleagues suggested its role as a candidate biomarker associated with hepatocellular carcinoma development and progression [11]. Future study with a larger study population is needed to establish its role as a prognostic marker, which will provide invaluable information to clinicians and patients.

There are several potential limitations to our study. First, given the nature of the retrospective study design, the optimal sample size could not be determined before the research was conducted. Second, the small sample size may limit the statistical significance of the study. However, it may not be feasible to enroll a predetermined and sufficient number of patients with MPE at a single center, since this is a relatively rare disease entity to encounter in daily practice. Thus, despite the imperfect design of this study, it may still be meaningful in terms of suggesting a novel biomarker for diagnosing pleural effusions. Third, laboratory facilities are necessary to measure pleural fluid pro-cathepsin D, which limits its application to other institutions. Fourth, considering that preclinical studies have also shown pro-cathepsin D overexpression in breast cancer and hepatocellular carcinoma [9, 11, 16, 17], it was postulated that pleural pro-cathepsin D may serve as a potential biomarker for diagnosing MPE. However, its diagnostic role should be interpreted with caution because most of the MPE in this study originated from lung cancer.

Our study suggests that the level of pleural fluid pro-cathepsin D was significantly higher in MPE compared with that in BPE, and the pleural fluid pro-cathepsin D may be useful in discriminating MPE from BPE. Although these study results could not support the sole use of pleural fluid pro-cathepsin D to diagnose MPE, pleural fluid pro-cathepsin D can be added to pre-existing diagnostic methods for ruling-in or ruling-out MPE.

MPE: malignant pleural effusion; BPE: benign pleural effusion; RT: room temperature; IQR: interquartile range; PPV: positive predictive value; NPV: negative predictive value; LR+: positive likelihood ratio; LR−: negative likelihood ratio; ROC: receiver operating characteristic; AUC: area under the curve.

Ethical approval and consent to participate

This study protocol was approved by the Institutional Review Board at Hallym University, and written informed consent was obtained from all patients (application no. 2014-18).

Consent for publication

Not applicable.

Availability of data and materials

The datasets used and/or analysed during the current study are available from the corresponding author on reasonable request.

Competing interests

The authors declare that they have no competing interests.

Funding

This research was supported by Hallym University Research Fund 2014 (HURF-2014-11). The funder had no role in the design of the study, the collection and analysis of the data, or the preparation of the manuscript.

Acknowledgments

None.

Authors’ contributions

HC: acquisition and interpretation of data and article writing. YK: interpretation of data, statistical analysis, and article revising. CYL: design of the work, acquisition and interpretation of data, and article revising. We state that the manuscript has been read and approved by all authors. This manuscript has not been published and is not under consideration for publication elsewhere.

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Table 1. Clinical characteristics of the two patient groups.

	Malignant pleural effusion (n = 21)	Benign pleural effusion (n = 60)	P-value
Age, years	68.0 (59.0–82.5)	58.0 (35.3–73.8)	0.016
Male sex, %	14 (66.7)	41 (68.3)	0.888
Diagnosis of MPE
Lung cancer
Adenocarcinoma	10
Squamous cell carcinoma	7
Small cell carcinoma	2
Breast cancer	1
Cholangiocarcinoma	1
Diagnosis of BPE
Pleural tuberculosis		37
Parapneumonic effusion		23
Pleural fluid findings
Specific gravity	1.020 (1.015–1.020)	1.020 (1.015–1.020)	1.000
pH	7.5 (7.5–7.5)	7.5 (7.5–7.5)	0.870
WBC (total cells)	450.0 (288.0–710.0)	1169.0 (397.5–2124.0)	0.003
Neutrophil, %	70.0 (60.0–82.5)	30.0 (20.0–54.0)	0.526
Lymphocyte, %	30.0 (17.5–40.0)	76.0 (46.0–80.0)	0.526
Glucose, mg/dL	114.0 (106.5–151.0)	95.5 (69.3–139.3)	0.037
Protein, g/dL	4.2 (3.7–5.0)	4.6 (2.9–5.4)	0.845
Albumin, g/dL	2.3 (2.0–2.9)	2.4 (1.6–2.7)	0.551
LDH, IU/L	417.0 (235.5–548.0)	447.0 (211.0–881.0)	0.552
ADA, IU/L	17.0 (14.0–24.0)	83.0 (17.8–109.2)	0.001
Pro-cathepsin D
Plasma, pg/mL	0.469 (0.421–0.554)	0.455 (0.405–0.549)	0.528
Pleural fluid, pg/mL	0.651 (0.601–0.716)	0.590 (0.511–0.692)	0.034

Data are presented as the median (interquartile range) or no. (%).

MPE, malignant pleural effusion; BPE, benign pleural effusion; WBC, white blood cell; LDH, lactate dehydrogenase; ADA, adenosine deaminase.

Table 2. Diagnostic performance of pleural and plasma pro-cathepsin D in predicting malignant pleural effusion.

Pleural fluid pro-cathepsin D, pg/mL
	Sensitivity % (95% CI)	Specificity % (95% CI)	PPV % (95% CI)	NPV % (95% CI)	LR+ (95% CI)	LR- (95% CI)
≥0.535	95.2 (74.1–99.7)	31.7 (20.6–45.1)	32.8 (21.6–46.1)	95.0 (73.1–99.7)	1.39 (1.14–1.69)	0.15 (0.02–1.09)
≥0.614	71.4 (47.7–87.8)	55.0 (41.7–67.7)	35.7 (21.9–51.0)	84.6 (68.8–93.6)	1.59 (1.08–2.34)	0.52 (0.26–1.05)
≥0.703	28.6 (12.2–52.3)	75.0 (61.9–84.9)	35.7 (21.9–51.0)	28.6 (12.2–52.3)	1.14 (0,51–2.56)	0.95 (0.72–1.26)
Suggested optimal cut-off, pg/mL
0.596	81.0 (57.4–93.7)	53.3 (40.1–84.9)	37.8 (24.2–53.5)	88.9 (72.9–96.4)	1.73 (1.23–2.44)	0.36 (0.14–0.89)
Plasma pro-cathepsin D, pg/mL
	Sensitivity % (95% CI)	Specificity % (95% CI)	PPV % (95% CI)	NPV % (95% CI)	LR+ (95% CI)	LR- (95% CI)
≥0.417	80.9 (57.4–93.7)	26.7 (16.5–39.9)	27.9 (17.5–41.0)	80.0 (55.7–93.4)	1.10 (0.85–1.43)	0.71 (0.27–1.89)
≥0.456	57.1 (34.4–77.4)	50.0 (36.9–63.0)	28.6 (16.2–44.8)	76.9 (60.3–88.3)	1.14 (0.73–1.79)	0.86 (0.51–1.45)
≥0.552	28.6 (12.2–52.3)	72.0 (57.3–83.3)	30.0 (12.8–54.3)	70.0 (45.7–87.1)	1.02 (0.45–2.29)	0.99 (0.75–1.32)
Suggested optimal cut-off, pg/mL
0.465	57.1 (34.3–77.4)	58.3 (44.9–70.7)	32.4 (18.6–49.9)	79.5 (64.2–89.7)	1.37 (0.85–2.29)	0.73 (0.44–1.23)

Data are presented as percentages (95% confidence interval).

CI, confidence interval; PPV, positive predictive value; NPV, negative predictive value; LR+, positive likelihood ratio; LR−, negative likelihood ratio.

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Pro-cathepsin D as a diagnostic marker in differentiating malignant pleural effusion from benign pleural effusion: A retrospective cohort study

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