Selection
We included 81 studies with a total of 511,158 neonates from 21 countries across the world. The risk of bias was low in 61 (75%), moderate in 14 (17%), and high in six (8%) studies.
Prevalence and incidence of neonatal respiratory distress
There was a high heterogeneity in studies reporting the prevalence rate of NRD due to the large methodological differences, especially in the definition or diagnostic method of NRD between studies. The prevalence of NRD ranged from 0.21 to 84.8% and the highest prevalence rates were observed in Ethiopia (67%) in 2019 (14), Saudi Arabia (78.5%) in 2018 (15) and Iraq (84.8%) in 2019 (16) as illustrated in Table 2.
Mortality rate due to neonatal respiratory distress
The neonatal mortality rate due to NRD (case fatality rate) in LMICs was higher compared with high-income countries (3,5,8,9). In Morocco in 2009 (30), Sudan in 2014 (38) and India in 2018 (27) the NRD specific mortality rate was highest; 33.3%, 36% and 47.1% respectively. On the other hand, a tremendous decrease in the NRD specific mortality rate has occurred over the last six decades in high-income countries (5). Between the years 1974 to 2004, the NRD specific mortality rate decreased from 15.5% to 3.5% in Switzerland (6) and it was at 1.2% in Turkey in 2008 (7). In the series by Tochie et al (4) in Cameroon, the NRD mortality rate (24.5%) was twice that of newborn without NRD, p < 0.001. The main contributors to the death toll of NRD were neonatal sepsis at 42.7%, respiratory distress syndrome (RDS) or hyaline membrane disease (HMD) at 24.4%, perinatal asphyxia at 15.9%, congenital malformations at 13.4% and meconium aspiration syndrome (MAS) at 3.7%. No death was recorded in newborns with TTN, neonatal hypoglycaemia and neonatal anaemia. In the series by Fadhil et al in Iraq (16), the causes of death in neonates with respiratory distress were RDS (67.1%), perinatal asphyxia (18.4%), congenital malformations (6.6%), sepsis (4.6%) and MAS (3.3%). Previously cited predictors of NRD-related mortality include a Silverman score > 4 (OR 29.9 CI: 1.601-559.932), convulsion (OR 20.7 CI: 1.259 - 341.616) and being referred from an external health facility (OR 10.4 CI: 1.207-91.238) (19).
Factors associated with neonatal respiratory distress
a. Foetal Risk Factors:
Gestational Age (GA): Studies have demonstrated that respiratory distress of any cause is more common in pre-term neonates than in term and post-term neonates (29,42,43).
Gender: Several studies from Cameroon, Ethiopia, France and South Africa on the risk factors associated with NRD have confirmed the male gender to be an independent risk factor for NRD (4,21,22,37)
Race : The black race has been cited several times to convey protection against NRD (37,44). Birth weight: Similarly to gestational age (GA), NRD is inversely related to birth weight (29,45).
b. Maternal Risk Factors:
Socio-economic status: Maternal unemployment, low in-come and unmarried status are all factors that limit a pregnant woman to antenatal care (46,47).
Advanced maternal age : Advanced maternal age has been cited as a risk factor for NRD due to increased incidence of maternal diseases (hypertension, diabetes, placenta praevia or abruptio placentae), high preterm deliveries or cesarean deliveries in older women (29). However, this association is currently doubtful due to some reports refuting a statistical difference between the prevalence of NRD and maternal age (22,28).
Maternal smoking: A few studies, namely that by Siva et al (48) in 2004 and Numan et al (28) in 2007 found a significant risk of NRD when a mother had been a chronic smoker than not.
c. Obstetric Risk Factors:
Infectious Anamneses: Infectious anamnestic risk factors have been shown to predispose a neonate to NRD due to neonatal infection (4,49). Some of these infectious anamnestic risk factors (Table 3) have been put forth by the High French Authority (HAS) which recommend strong clinical suspicion of a latent neonatal sepsis and appropriate diagnostic and therapeutic interventions to be adopted in case a newborn has any infectious anamneses (50).
Maternal diabetes mellitus: Diabetes mellitus whether chronic diabetes or gestational diabetes mellitus has been reported as a major risk factor for NRD in Italy, Egypt and Ethiopia (20,21,29,51).
Antepartum haemorrhage: Many studies have proven placenta praevia and abruptio (independent of caesarean section as a confounder) to be risk factors for NRD (7,22,52,53). Hypertensive disorders: We found two studies which highlighted hypertensive disorders in pregnancy are equally a known risk factor for NRD (7,54). By contrast, one study (22) observed that infants born of mothers with hypertensive disorders were not more exposed to NRD than those whose mothers did not have hypertension. Hence, in the absence of a systematic review and meta-analysis, hypertensive disorders during pregnancy still remain controversial as a risk factor for NRD.
Multiple pregnancies: The relationship between NRD and multiple pregnancies is controversial. On the one hand, multiple pregnancies is a risk factor for NRD due to the increased frequency of preterm delivery associated with multiple pregnancies (29). This predisposes the newborn to NRD due to immaturity of fetal lungs. On the other hand, a cross-sectional French study (22) instead demonstrated multiple pregnancies to convey a protective effect for NRD (OR=0.60, 95% Confidence interval: 0.37 - 0.99), with an unclear pathophysiology.
Mode of Delivery: Cesarean section (CS), especially when elective has been repeated cited by isolated observational studies (4,21,25,33,55) and a systematic review (56).
Non-Reassuring Foetal Status: According to two cross-sectional studies and one cohort study we found, non-reassuring foetal status (NRFS) formerly called acute foetal distress is a significant risk factors for NRD (4,22,23). NRFS exists when there are factors causing cerebral hypoxia, hypo-perfusion of other vital organs and anaerobic metabolism (57). These factors include placental insufficiency (e.g. hypertension), umbilical cord accidents (e.g. cord knot and prolapsed), placental praevia/abruptio, prolonged, rapid and obstructed labour or infections. NRFS is diagnosed on the presence of repetitive variable decelerations foetal tachycardia or bradycardia, late declarations or a low biophysical profile (58).
Antenatal Drugs: Anesthetic drugs such as hypnotics and neuromuscular blocking agents administered before the clamping of the umbilical cord have been shown to be associated with the incidence of NRD (59). Currently, there are controversial evidence on the use of antenatal glucocorticoids for fetal lung maturation in pre-term pregnancies occurring before 34 weeks of gestation (22,30,60).
Meconium stained amniotic fluid (MSAF): MSAF is present in 8–20% of all deliveries, increasing to 23–52% after 42 weeks of gestation (61,62). About 2–9% of infants born in MSAF develop NRD due to MAS (61,62).
Antenatal Care visits: We found one study conducted in Cameroon which identified attending four or more antenatal care visits to convey protection against NRD (OR: 0.39, 95% CI: 0.16 – 0.98, p: 0.045) (4).
Diagnosis of Neonatal Respiratory Distress
a. Clinical diagnosis
All included studies diagnosed NRD clinically. The most frequent diagnosis in the majority of studies was either the presence of at least one or two of the elements of the following three signs: an abnormal respiratory rate ( tachypnoea [respiratory rate above 60 breaths/minute], bradypnoea [respiratory rate less than 30 breaths/minutes], respiratory pauses [an absence of breathing movements for a period less than 20 seconds] and apnoea [an absence of breathing movements for a period greater than 20 seconds]), signs of laboured breathing (expiratory grunting, nasal flaring, intercostal recessions, xiphoid recession and thoraco-abdominal asynchrony) best evaluated with the Silvermann-Anderson score (Table 4) and generalised or localised cyanosis (1,3,4,8,16,19,21,25,27,31–33,35,53,63–65).
b. Investigations
Leucocytosis, leucopaenia, raised C-reactive proteins (CRP), elevated procalcitonin and a positive blood, urine or cerebrospinal fluid culture confirm the diagnosis of a neonatal infection. While low blood glucose level may be indicative of hypoglycaemia as the cause of NRD and low haemoglobin level may suggest anaemia as the etiology (66,67). The first imaging study of choice is a chest x-ray ideally carried out at the neonate’s bedside in the anterio-posterior view taken in inspiration with a gastric tube in situ. Here, a gastric tube coiled in the oesophagus or found in the trachea indicates oesophageal atresia or trachea-oesophageal fistula respectively. The presence of loops of intestines, usually in the left hemi-thorax affirms the diagnosis of CDH (66,67). An echocardiography would help confirm the diagnosis of CHDs and a transfontanel ultrasound is not diagnostic of perinatal asphyxia but may help diagnose its complications such as intracranial hemorrhage, periventricular leucomalacia which may indirectly suggest the presence of perinatal asphyxia.
c. Signs of the severity of NRD
These include a Silverman score ≥ 7, cyanosis refractory to supplementary oxygen, and haemodynamic instability; tachycardia above 160/min, capillary refill time (CRT) > 3 sec, hypotension, hypoxaemia, respiratory acidosis, hypercapnia, low ejection fraction, pulmonary hypertension, severe congenital heart defect (66,67).
Causes of Neonatal Respiratory Distress
Our search strategy retrieved a total of 16 articles which reported the etiologies of NRD according to their frequency in neonates admitted for respiratory distress. The leading etiology of NRD was neonatal infection, followed by transient tachypnoea of the newborn and then, hyaline membrane disease. All etiologies were evenly distributed around the globe (See Table 5).
Some Common Etiologies of Neonatal Respiratory Distress: essentials of their diagnosis and management
Neonatal Infection
NRD is frequently the clinical manifestation of pathological processes by micro-organisms (bacteria, viruses, parasites) acquired transplacentally through the ascending route from the birth canal (often favoured by prolonged rupture of membranes) or from the birth canal (vagina) during childbirth (69). According to the 2004 Demographic Health Survey in Cameroon, neonatal infections are responsible for 25% of neonatal deaths (70). Meanwhile, the prevalence of neonatal infection at the neonatal unit of the Yaoundé Gynaeco-Obstetric and Pediatric Hospital of Cameroon in 2011 and the Douala General Hospital of Cameroon in 2016 was 34.7% (49) and 31% (4). Hence, neonatal infection can be rated as a public health problem. Thus, prevention of its risk factors is primordial (70). Neonatal infection has no pathognomonic sign or symptom. Respiratory distress has been reported as the second (31%) most frequent clinical sign of infection after hyperthermia-hypothermia by Chiabi et al (49). A characteristic neonate with NRD due to neonatal infection has infectious anamneses enumerated in Table 3, clinical signs of infection (jaundice, pallor, fever, hypothermia, refusal to feed, abdominal distension, vomiting, hypotonia, irritability, altered consciousness, convulsions, coma), and any of the followings: leucocytosis > 25,000/mm3, leucopenia < 5,000/mm3, myelemia (more than 10% of leucocyte counts is made of immature leucocytes), platelets count < 150,000/mm3, CRP > 20mg/l, elevated procalcitonin levels and positive bacterial culture from blood, urine or cerebrospinal fluid sample (4,71). The mainstay of the treatment of neonatal infection is through the intravenous administration of at least two antibiotics (either ampicillin plus gentamycin or a third generation cephalosporin plus gentamycin) in conformity with HAS guidelines of 2017 on the management of neonatal infection (50).
Transient Tachypnoea of the Newborn
TTN is a benign condition and one of the most common causes of NRD, irrespective of GA and it is due to delayed in the resorption of pulmonary fluid after birth (72). As a result, it is also called Wet lung Syndrome. CS, especially when performed electively is the most important risk factor associated with TTN (73). Several authors namely Atiye et al in Turkey (7), Dawodu et al in Ngeria (31), Abdelrahman et al in Sudan (38) and Kommawar et al in India (68) reported it to be the first etiology of NRD. A neonate with TTN typically presents with tachypnoea, diffuse fine crackles on lung auscultation usually immediately after birth or within the first two hours of life (72). There is mild oxygen dependence and no acidosis. The clinical signs usually disappear within 24 – 48 hours (2). Radiological findings are non-specific and show interstitial opacities and occasionally fluid in the interlobular fissures (2). No specific test is yet available. A complete blood count (CBC), CRP and blood glucose test are usually normal, unless TTN is associated with neonatal infection or hypoglycaemia (4). TTN is a benign self-limiting disease, thus, its treatment is mainly symptomatic (67). As stated earlier, symptoms usually resolve completely after 24 - 48 hours of supplementary oxygen (67).
Hyaline Membrane Disease
HMD is also called Respiratory Distress Syndrome (RDS). It is NRD due to a structural and functional pulmonary immaturity stemming from a deficiency in pulmonary surfactant (74). Thus, usually more common in pre-term newborns (74). HMD is due to a quantitative and qualitative deficiency in surfactant, leading to alveolar atelectasis (2). The resultant atelectasis causes pulmonary hypo-perfusion, hypoxaemia and ischaemia. Hyaline membranes form through the accumulation of sloughed epithelia, eosinophiles, proteins and oedema at the level of the alveoli (2). Clinically, it often presents as an acute NRD immediately at birth or within the first hour of life with exacerbation and oxygen needs within the first 24-48 hours of life followed by a stable phase till 72 hours, then rapid frank amelioration of NRD between the 3rd and 6th day (74). Expiratory grunting is usually the first sign while an abnormal respiratory rate (usually tachypnoea) is predominant (74). Chest x-ray findings are not specific and include a fine reticulo-granular pattern, a ‘ground glass appearance’ representing diffuse atelectasis and air bronchogramme. With time there is a confluent opacity with loss of the cardiac, mediastinal and pulmonary contours resulting in complete bilateral opacity (74). Blood gases show hypoxaemia, hypercapnia and respiratory acidosis (74). Antenatal tests like amniocentesis for lecithin-sphyngomyelin ratio (a ratio < 2 is significant) and prostaglandins levels also add more clues to its diagnosis (74). Preventive treatment by antenatal glucocorticoids to pregnant women at risk for preterm delivery is still recommended although there are controversial evidence on its benefits (60). Supportive treatment by supplementary oxygen with continuous positive airway pressure (CPAP), and assisted ventilation if no respiratory autonomy by the neonate (67). Its definitive treatment entails administering exogenous surfactant (67).
Meconium Aspiration Syndrome
MAS is defined as respiratory distress due to inhalation of MSAF (61). The prevalence of MAS in childbirth with MSAF from a recent prospective cohort study was 2.34% (62). The excretion of meconium into amniotic fluid occurs by three main mechanisms: physiological maturation of the fetal gastrointestinal tract or acute or chronic hypoxic events (61). Inhalation of meconium causes NRD by the following mechanisms (61); (a) Partial or complete obstruction of the airways by meconium plugs leading to some areas of atelectasis and hyper-inflated lungs. (b) Damage of the epithelial lining of the bronchi, bronchioles, and alveoli by fetal pancreatic enzymes contained in meconium. (c) Surfactant inactivation by proteins and fatty acids contained in meconium. (d) Chemical pneumonitis: meconium is a chemo-attractant for neutrophils and macrophages and also a source for pro-inflammatory mediators such as interleukins and tumour necrosis factors. MAS presents clinically as an early onset of NRD in a neonate born in MSAF with or without an antenatal history of foetal distress. There is hyper-inflated or ‘barrel’ chest, diffused crackles, and sometimes a poor neonatal adaptation (due to low APGAR score caused by perinatal asphyxia) on physical examination (2,61). A chest x-ray shows a coarse nodular opacity, areas of hyperinflation and atelectasis (61). The management of MAS currently recommended by the Neonatal resuscitation program (NRP) entails supplementary oxygen and assisted ventilation if necessary by endotracheal intubation and direct endotracheal suction soon after delivery for non-vigorous neonate born in MSAF who have respiratory distress, poor muscle tone, and/or heart rate less than 100/minute (75,76). Previous treatment measures which are now contraindicated include routine intra-partum oropharyngeal and nasopharyngeal suctioning after delivery of the head for infants born with clear or MSAF (76,77). Also, ventilation before aspiration is contraindicated (61) and prophylactic use of antibiotics in MAS is only indicated in case of definite perinatal risks factors for infection (78).
Perinatal asphyxia
According to WHO estimates, 3% of the 120 million neonates born annually in developing countries have NRD due to moderate to severe perinatal asphyxia (79). Prevention of its risk factors and causes is more important than treatment. In a low-income country like Cameroon, the need for this risk assessment is thus obvious. Many studies have been carried out to put forth reliable clinical diagnostic criteria for neonatal asphyxia. Amongst these studies, we distinguish that of the American Academy of Paediatrics (AAP), and the American college of obstetricians and Gynaecologists (ACOG) which both highlighted four clinical criteria to characterise perinatal asphyxia (80): a pH < 7 (from umbilical arterial blood samples); an APGAR score between 0 – 3 at the fifth minute; the presence of neurological signs in the immediate neonatal period (hypotonia, convulsion and coma); clinical evidence of multi-organ dysfunction. Although the APGAR score has been criticized because it does not accurately identify or predict subsequent acute respiratory disorders and neurodevelopmental outcome of the newborn, and many considered it obsolete, few would deny that its application at one and five minutes of life accomplishes a vital goal of focusing attention the infant immediately after birth (81–83). The APGAR score is still the most feasible and practical to perform in the delivery room (84). The APGAR score is still a valid and rapid index for assessing cardiorespiratory adaptation at birth and the effectiveness of resuscitative efforts (85). However, the SARNAT Score developed after the APGAR score has shown more merits in the diagnosis of perinatal asphyxia and it is becoming more frequently used. The management of perinatal asphyxia includes admission into a neonatal unit, preferably in the neonatal intensive care unit (NICU) immediately after birth; respiratory support via non-invasive (nasal prongs or oxygen masks) or invasive measures via endotracheal intubation and mechanical ventilation as needed; assuring haemodynamic stability; avoiding metabolic imbalance like hypernatraemia, hypernotraemia, hypoglycaemia, hyperglycaemia as these is deleterious for the injured brain; treating any comorbidities such as sepsis; neuroprotection by maintenance of a body temperature between 36 - 36.5°C; administering anticonvulsants in case of convulsions (67).
Congenital Heart Diseases
CHD could be cyanotic or acyanotic heart diseases (86). In both cases, the newborn can present with NRD, a heart murmur, cardiomegaly and/or signs of heart failure depending on the severity of the CHD (4). However, cyanosis and hypoxaemia refractory to supplementary oxygen are solely features of cyanotic heart diseases (86). A heart ultrasound often confirms the diagnosis by identifying the type of CHD and its severity such as a low ejection fraction (4). The treatment of CHD can be medical or surgical depending on its severity and the type of CHD (86).
Choanal Atresia
It is a congenital malformation caused by partial or complete imperforation of the posterior nasal cavity into the rhinopharynx. This pathology is important because the newborn breaths exclusively through the nostrils (10). The diagnosis is suspected clinically in case of impossibility of passing a nasogastric tube through the nostrils into the nasopharynx and NRD which improves when the baby cries. The diagnosis can be confirmed by computerised tomography scan (CT-scan) (4,10). The definitive treatment till date is surgery. While waiting for surgery, securing the oropharyngeal airway with a Guedel cannula is recommended (10).
Congenital Diaphragmatic Hernia
Its incidence is 1 in 2000 to 1 in 5000 live births. It is one of the most difficult challenges in the realm of pediatric surgery (10). CDH is a congenital anomaly caused by the herniation of abdominal visceral contents through the diaphragm (usually at the posterolateral foramen of Bochdalek or the anterior foramen of Morgagni) which leads to pulmonary compression and pulmonary hypoplasia resulting in NRD (10). The clinical diagnosis is evoked in the presence of NRD associated with a scaphoid abdomen, a displaced apex heart beat, absence of breath sounds on the affected side and bowel sounds in chest (2,10). A history of polyhydramnios is noted in approximately 80 % and prematurity is frequent (10). A chest radiograph shows air-filled bowel loops in the affected hemi-thorax (usually the left hemithorax) with non-visualization of diaphragmatic margin, mediastinal shift and a relative paucity of abdominal gas. A small portion of the ipsilateral lung may be visible superiorly. An echocardiogram should be performed to exclude associated congenital anomalies such as congenital heart defects (10). The routine neonatal management measures include nasogastric tube insertion and drainage. Bag and mask ventilation is contraindicated as it causes bowel distension and increases the mediastinal shift further which compresses the contralateral lung and also compromises cardiac function. The definitive treatment is surgery (10).
Oesophageal Atresia with or without Tracheoesophageal Fistula
It is another congenital malformation that causes NRD by aspiration of saliva or gastric juices into the tracheobronchial tree through a tracheoesophageal fistula (TEF) (10). It is suspected clinically by an obstruction to the passage of an orogastric tube at an attempt to perform the ‘’syringe test’’ which entails injection of air through the orogastric tube. The air should normally be heard on auscultation at the epigastrium of the newborn. If air is heard in the lungs, a TEF is suspected. The test is routinely recommended at the birth of all neonates to rule out oesophageal atresia and TEF. Other elements of clinical diagnosis include NRD with hypersalivation or choking with attempted feeds. A lateral chest x-ray with an orogastric tube in situ shows a coiled orogastric tube in the upper pouch and an anteroposterior film gives valuable information on the status of the lungs (10). The treatment is surgical (10).
Grosso modo, Figure 1 below illustrate a diagnostic and therapeutic approach for NRD
Complications of Neonatal Respiratory Distress
Early complications include pneumothorax and pneumomediastinum, usually seen in neonates on artificial ventilation with high pressures (87).
Late complications include bronchopulmonary dysplasia (BPD), retinopathy of prematurity (due to oxygen toxicity and can be prevented by avoiding PaO2 above 75mmHg in the newborn), persistent ductus arteriosus and sequelae of cerebral anoxia such as cerebral palsy (87).