To the best of our knowledge, this study is the first to investigate the feasibility and effectiveness of combined RS-tDCS and CT for patients with chronic stroke (≥6 months onset). We attempted to show that application of tDCS with home-based CT in patients with stroke is more effective at improving cognitive impairment than with home-based CT alone. In addition, we aimed to demonstrate that the application of RS-tDCS is safe and feasible and propose modification of the environment, tools, and protocol for RS-tDCS.
The findings of this study showed that performing RS-tDCS plus CT for patients with stroke associated with cognitive dysfunction, especially moderate degree, has the potential to augment the effects of CT. Although the difference in K-MoCA score was not statistically significant in the between-group comparison, the fact that only the real group (especially those with moderate cognitive dysfunction) showed significant improvement in K-MoCA score in the within-group comparison, suggests that RS-tDCS enhances the effect of CT. In addition, the protocol in this study showed that RS-tDCS could be applied correctly and safely.
Effects on cognitive impairment
Regarding the K-MoCA, which reflects general cognitive function, the real group showed significant improvement, whereas the sham group did not show any significant improvement in the within-group comparison. In addition, the results of the sub-territory cognitive function test of both groups were similar in each territory in the within-group comparison.
In this study, K-MoCA was more important than other cognitive function tests. The DLPFC, the target area in this study, is a multi-cognition area. This means that it could have a greater effect on overall cognitive function [2, 7, 29] than on any single sub-territory, and this could be reflected in the outcomes for K-MoCA, which tests overall cognitive function. Therefore, significant improvement was observed in the K-MoCA evaluation for the real group, whereas no significant improvement was observed in the evaluation of other sub-territories of cognitive function.
tDCS has the advantage of easy add-on to the conventional rehabilitation training [5, 15]. It has been studied that better intervention for stroke recovery is a combination of techniques to maximize neuroplasticity [4]. In a recent tDCS meta-analysis, when tDCS was added-on to motor-related training, motor performance was improved [30]. Furthermore, home-based tDCS combined with occupational therapy improved motor function [31]. tDCS added-on to CT for cognitive improvement would maximize neuroplasticity and is expected to show a greater effect [4], since tDCS shows an additive effect with motor-related rehabilitation treatment. [5]
There was a particularly large improvement in the participant group with moderate cognitive impairment (K-MoCA: 10-17) (Fig. 4). Similarly, a previous study found that tDCS significantly improved visual short-term memory performance in a low performer rather than a high performer, through a mechanism that promotes achievement of maximum capacity [32]. We can surmise that tDCS might show a greater effect in participants with a certain degree of cognitive dysfunction; however, further research is needed to elaborate on these findings. (Table 1). In particular, in this study of RS-tDCS, tDCS seemed to have better effect when targeting patients with moderate cognitive decline (K-MoCA 10-17) that are capable of home-based CT.
Feasibility
Transcranial magnetic stimulation (TMS) and tDCS are frequently discussed and widely used techniques for brain stimulation. Compared with TMS, tDCS is cheaper, safer, easier to apply, and portable [33]. In this study, RS-tDCS was found to be safe and feasible under the proper protocol. Even though 2 out of 28 participants did not receive the required number of tDCS sessions due to unexpected power-off caused by pre-charging mistake, these were not incidents due to unskilled tDCS application or inappropriate stimulation. This can be prevented by adding simple items to the protocol.
Meanwhile, home-use tDCS [15] has the potential for abuse and misuse, increasing the risk of side effects. There is also an ethical debate concerning the domiciliary utilization of tDCS devices and the demand for suitable restrictions [16]. Therefore, an appropriate level of supervision and monitoring is required; RS-tDCS can be considered more suitable for home-based rehabilitation than home-use tDCS.
In addition, RS-tDCS will help future tDCS studies to include individuals in rural areas, who often experience difficulties participating in research.
RS-tDCS protocol details
The timing of tDCS application has two mechanisms of action. First, in the online mechanism (during stimulation), tDCS induces an ionic concentration shift in the extracellular fluid, which affects the resting membrane potential, causing hypopolarization at the anode and hyperpolarization at the cathode. Second, in the offline mechanism (after stimulation), hyper-communicative activity occurs at the anode and hypo-communicative activity at the cathode via long-term potentiation and long-term depression [34].
In the present study, the online protocol was used; simultaneous application of online tDCS with home-based rehabilitation is convenient for supervision and improving compliance. In a recent meta-analysis, both online and offline tDCS application appeared to have beneficial effects on cognitive function [2]. Depending on the circumstances, tDCS and CT could be administered separately. Although previous offline application of tDCS for more than 30 minutes did not have a significant effect [35], by the long-term potentiation mechanism, generalization of the tDCS effect is induced and, even if tDCS is applied offline, it would be able to show the effect [34]. More research is needed regarding the timing of tDCS application to CT. If possible, using a broader window for the tDCS application timing is beneficial for use in home-based rehabilitation because of the increased flexibility.
For patients with stroke, the DLPFC has been highlighted as a promising brain stimulation target, since it is known to be a multipotent target involved in working memory, attention, and executive function. In a recent meta-analysis, anodal tDCS applied to the DLPFC was reported to be more effective for cognition than when applied to other regions [2, 29].
Woods reported that a drift of 1-1.5 cm in the electrode location can greatly alter the electrical field applied to the whole brain [36]. For correct application, a head cap was used to enable simple and precise positioning of the anode over the left DLPFC and the cathode over the right supraorbital region (Fig. 2). Fixation using an electrode band can result in some electrode drift, depending on the location, and because the tightness of the band can affect the positioning, the band needs to be placed by trained persons, which is unsuitable for home-based rehabilitation. Adjusting the electrode position with head cap is advantageous for home-based rehabilitation.
With regard to safety, there were no serious side effects when tDCS was applied at 2 mA for up to 30 min [5, 21]. A previous study reported that tDCS was tolerable even when applied at 4 mA [37]. Similarly, in the present study, no serious adverse effects reported. Although there was 1 case of redness and 1 case of dizziness, these symptoms improved after monitoring. In terms of the effectiveness, there is a meta-analysis revealed that an increase in current and charge per unit area had a significant beneficial effect on motor function. [38]
Accordingly, it is necessary to consider reducing the electrode size while applying the same current. However, additional research is needed given that it is a home-based application with potential for slight error in the electrode application location and that tDCS is used for cognitive function rather than motor function.
Limitations
This study has a few limitations. First, the location of the stroke lesion is known to be an important factor in the recovery of cognitive function [39]; participants in both groups did not have the same location or the same lesion size. Second, it was conducted on a small number of subjects. Therefore, there were limitations in the generalization of effects, and the analysis of underlying intrinsic factors such as BDNF and ApoE [28] was not conducted properly. Third, participant questionnaires for the feasibility assessment were not included. Even if accurate evaluation is difficult due to the patient's cognitive decline, a questionnaire on psychological comfort, economic acceptability, and ease of use of the tDCS application is required.
Furthermore, there may be several other sources of variability affecting the use of tDCS that were not analyzed in this study, such as patient motivation [40], individual differences to tDCS intensity[5], and concomitant tasks and medications affecting the outcomes [4, 5]. Moreover, since this study was focused on home-based rehabilitation, there could also be home-derived variability (e.g., caregiver’s cognitive function and number of caregivers involved in the supervision).