Traditional categorical and descriptive diagnoses, based on symptomatology as a solitary approach to mental disorder and suffering are increasingly being questioned. Complementary, more comprehensive systems aim at factors beyond symptomatology and also consider the patients’ strengths, their experience of the disorder, and other core aspects of psychopathology, in order to achieve a person-centred diagnosis1. Personality structure and characteristics are particularly important for this novel way to approach psychopathology, as they comprise basic capacities and vulnerabilities for normal as well as impaired functioning. Broadly speaking, personality is here understood as a predisposing factor for various mental disorders (a vulnerability factor), as well as influencing the presentation of such disorders: severity of symptoms, subjective experience of the disorder, and treatment response.
Personality Function and Psychopathology
International research on dimensional models of personality functioning was considerably increased since the formulation of Criterion A (Levels of Personality Functioning; LPFS) of the Alternative Model of Personality Disorders (AMPD) of the DSM-5, which comprises four domains in two broad areas of functioning regarding the self (identity, self-direction) as well as interpersonal functioning (empathy, intimacy)2,3. Contemporary studies point towards the conclusion that Levels of Personality Functioning can be adequately reliably measured and shows validity in a variety of measures of psychopathology4. Differently from the ICD 11, the fifth version of the Diagnostic and Statistical Manual of Mental Disorders (DSM 5)5 did not evolve towards a formal endorsement of a dimensional approach of personality and its disorders, but rather moved those perspectives into Section III (“Emerging Measures and Models”). ICD-11 from the World Health Organization (WHO) went one step further. Similar to the DSM-5 proposal, personality disorders will be diagnosed on a severity scale which includes basic problems or vulnerabilities in the areas of self and interpersonal functioning6.
The models formulated by the DSM-5 AMPD and ICD-11 are based on a rich tradition of mostly psychodynamic and interpersonal approaches to measure personality functioning or integration. For example, this dimensional perspective is shared among several measurement instruments like the Shedler-Westen Assessment Procedure (SWAP)7, the Structured Interview of Personality Organization (STIPO)8, which follows Otto Kernberg’s model, or the Mental Functioning Dimension of the Psychodynamic Diagnostic Manual9. A similar perspective was proposed by the OPD-2 in 200610. Here personality functioning is also conceptualized as dimensional rather than categorical, with a description of a number of areas of personality function to be evaluated independently to facilitate therapeutic interventions: a particular functional vulnerability can be discovered and prioritised in psychotherapy (e.g. vulnerability or deficit in impulse control, see Table 1), using the support of healthy functional strengths (e.g. self-perception, see Table 1). For a comparison between the LPFS and the OPD-2 see Zimmermann et al11.
Table 1
Structural personality functions according to the Axis IV of the OPD-2
Domain
|
Function
|
Sub-function
|
Perception/cognition
|
Self-perception
|
Self-reflection
|
Affect differentiation
|
Identity
|
Object perception
|
Self-object differentiation
|
Whole object perception
|
Realistic object perception
|
Regulation
|
Self-regulation
|
Impulse control
|
Affect tolerance
|
Regulation of self-esteem
|
Regulation of relationships
|
Protecting relationships
|
Balancing interests
|
Anticipation
|
Communication
|
Internal communication
|
Experiencing affect
|
Use of fantasies
|
Bodily-self
|
External communication
|
Making contact
|
Communicating affect
|
Empathy
|
Attachment
|
Attachment to internal objects
|
Internalization
|
Utilizing introjects
|
Variability of Attachment
|
Attachment to external objects
|
Capacity for Attachment
|
Accepting help
|
Detaching from relationships
|
Most of these measures, including the OPD-2 in its original version, require for their administration and evaluation a trained observer using a manual. Despite their reliability, both the administration of the test (1 to 2 hours interview) and the training of the raters are time consuming and costly10. A self-report instrument is a valuable contribution to the research of personality structure, but also to clinical practice, because it allows to find a common language with the patient that closely resembles their actual experience, values the patient perspective and can be therefore used for joint treatment planning12,13.
Operationalized Psychodynamic Diagnosis: Rationale
The OPD-2, at the base of the present self-report questionnaire (OPD-SQ) brings together descriptive and symptomatologic criteria with clinically-relevant psychodynamic domains, which guide the clinician in the indication and planning of psychotherapy, and allow for the specific evaluation of changes achieved by psychotherapeutic interventions. The OPD-2 organizes diagnostic information in five axes: Axis I: Experience of Illness and Prerequisites for Treatment; Axis II: Interpersonal Relations; Axis III: Conflict; Axis IV: Structure and; Axis V: Psychic and Psychosomatic Disorders10,11. In what follows, we limit our description to Axis IV, namely the Levels of Structural Integration. (For detailed descriptions of Axes I-III and V, see10,14).
Psychic structure evolves around two lifelong tasks, the development of capacities for interpersonal relatedness and the development of self-definition or identity, underpinned by functions oriented towards self-regulation and the relationship between the self and its internal and external objects. Impaired structure is usually rooted in adverse developmental conditions, i.e. actual experiences of abuse or neglect, which compromises the acquisition of related capacities. While personality structure itself is conceived by the developers of the OPD-2 as the overall organization or arrangement of mental dispositions, its manifestations can be observed and described in a variety of functions. Table 1 lists these domains, functions and sub-functions considered by Axis IV of the OPD-210. A well-integrated structure fosters the creative and flexible availability of regulatory and adaptive psychic functions, allowing for a homeostatic equilibrium which is not rigid or immutable. It is at the same time the basis for dealing with developmental tasks across the life-span integrating new information to stablish new regulatory rules and modify existing ones10. The OPD levels of structural integration axis us usually rated by trained experts and has received considerable empirical support regarding reliability and validity11. In addition, the OPD system is widely used in the German health-care system, with an experience of training and clinical application for more than 25 years.
In summary, the evaluation of this Axis allows not only for the assessment of the structural integration of personality in a continuum from functional to dysfunctional, but also to appraise the specific vulnerabilities and strengths of an individual, which facilitates the planning of psychotherapeutic interventions in the clinical context and to identify the kind of deficits implicated in various psychopathologies within a research context. This with the time- and training-saving advantages of a short self-report.
The Operationalized Psychodynamic Diagnosis – Structure Questionnaire (OPD-SQ)
This article introduces the Spanish-language version of the Operationalized Psychodynamic Diagnosis - Structure Questionnaire (OPD-SQ)12, originally developed and published in German. It is a self-report questionnaire which measures several different dimensions related to structural abilities and vulnerabilities, following the rationale of Axis IV of the Operationalized Psychodynamic Diagnosis System (OPD-2)10. The OPD-SQ is based on the definition of OPD levels of structural integration as described above. Through its 95 items, where participants indicate the degree to which they identify with each statement, the questionnaire evaluates personality function by measuring four personality domains, each of which, in turn, can be oriented towards the self or towards others. These domains are: a) perception/cognition, b) regulation, c) emotional communication, and d) attachment. The original German version of the measure yielded evidence in favour of its reliability, reporting internal consistencies between 0.72 and 0.91 for its various scales in several samples12.
This self-report measures the four dimensions mentioned above through 95 items divided in four scales. Each dimension is represented in their polarities self-other, giving the OPD-SQ a total of 8 subscales. Each of these 95 items is a statement followed by a Likert scale, where the participant must indicate their level of agreement with the statement (0 = totally disagree; 4 = totally agree). The items and scales are organised as following:
(1) Cognitive abilities: composed of 29 statements divided into the subscale Self-Perception (12 statements) and the subscale Object Perception (17 statements).
(2) Regulation abilities: twenty-five affirmations divided into Self-Regulation (13 statements) and Regulation of Relationships (12 statements).
(3) Communication abilities: Made of 25 statements divided into Emotional Internal Communication (11 statements) and Emotional External Communication (14 statements).
(4) Attachment abilities: Comprising 16 statements within the subscales of Attachment to Internal Objects (8 statements) and Attachment to External Objects (8 statements).
The authors of the original German measure allowed for maximum one missing response on each scale to rate the questionnaire during validation (in clinical practice, more missing responses could be allowed, depending on the content of those unanswered questions). The questionnaire yields partial scores for each scale and subscale, and a total score for the structural functioning of the subject. Higher scores represent worse functioning. Table 2 details the sub-scales of the OPD-SQ.
Table 2
Summary of the OPD-SQ subscales, sub-functions assessed, example items (translated from Spanish for illustration) and internal reliability (Cronbach's α).
Subscale
|
Sub-function included
|
N° of items
|
Example item
|
Internal Reliability (Cronbach’s α)
|
Control sample
|
Clinical sample
|
Total sample
|
Self-Perception
|
Reflection of self
|
4
|
I find very difficult to describe myself
|
.865
|
.915
|
.923
|
Differentiation of affects
|
4
|
I often don’t know very well how I am feeling
|
Identity
|
4
|
Sometimes I feel or do things that do not match with myself
|
Object Perception
|
Self-object differentiation
|
7
|
Sometimes I doubt whether someone else is thinking something about me, or if it just my imagination
|
.792
|
.865
|
.874
|
Holistic object perception
|
4
|
If the other person is not in my same mood, we will not work-out
|
Realistic object perception
|
6
|
People tell me that I always end up picking the wrong friends
|
Self-Regulation
|
Regulation of impulse
|
4
|
Sometimes I get so angry that I do not respond for my actions
|
.725
|
.874
|
.883
|
Tolerance of affects
|
5
|
Sometimes my emotions are so strong that they scare me
|
Self-Regulation-esteem
|
4
|
I find it difficult to overcome when someone criticizes me
|
Regulation of Relationships
|
Regulation of Relationships
|
6
|
When I am angry I tend to damage my relationships
|
.727
|
.850
|
.851
|
Anticipation
|
6
|
Sometimes I misjudge how my behavior affects others
|
Internal Communication
|
Experiencing of affects
|
4
|
It is difficult to perceive my own emotions
|
.550
|
.767
|
.780
|
Utilizing fantasies
|
3
|
My fantasies and ideas vitalize and enrich me
|
Body-self
|
4
|
I am often incapable of perceiving well my body
|
External Communication
|
Establishing contact
|
4
|
I find it difficult to establish contact with other people
|
.672
|
.685
|
.684
|
Communicating affects
|
6
|
I have been told that I do not show my feelings
|
Empathy
|
4
|
When someone is having a bad time, I tend to worry
|
Attachment to Internal Objects
|
Internalization
|
4
|
I often think of certain people who could harm me
|
.703
|
.835
|
.842
|
Utilizing introjects
|
4
|
I find it difficult to do something good for myself
|
Attachment to External Objects
|
Accepting help
|
4
|
I find it difficult to ask others for help
|
.477
|
.677
|
.682
|
Dissolving attachment
|
4
|
Separations and goodbyes are difficult to me
|
The original German questionnaire12 found high positive correlations with general psychopathology, attachment insecurity as well as neuroticism, and negative with Openness, Agreeableness and Conscientiousness The instrument was able to discriminate between a healthy control sample and a clinical sample comprising both ambulatory and hospitalized patients with a high effect size (Cohen’s d = 1.50). It yielded good internal consistencies in all scales (Cronbach α between 0,72 and 0,91). Subsequent research found a significant positive correlation (r = .62) between OPD-SQ and OPD LSIA expert-ratings and incremental validity in predicting the number of personality disorders13. It differentiates between depressed patients with vs. without a comorbid diagnosis of borderline personality disorder15, and is associated over and above a categorical diagnosis with negative affectivity in individuals in inpatient psychotherapy16. The OPD-SQ is significantly associated with other measures of personality dysfunction, including the General Assessment of Personality Disorder (GAPD)17, and other questionnaires18, including trait- and performance-based measures of emotional experience and a high association with the Level of Personality Functioning Scale - Self Report19. A 12 item screening version20 was also related (r = .78) to LPFS expert-ratings and reflective functioning21. From a clinical perspective, OPD-SQ scores showed relevant associations with slopes of plasma glucose in type 2 diabetes patients22, eating disorder profiles23, bipolar disorder24, trauma symptom severity25, to name some areas of research. A preliminary study on the Chilean version26 also reported good to excellent internal consistencies in all scales (Cronbach α between 0,71 and 0,93), and was able to discriminate between healthy and patient samples (d = 1.05). It also showed positive correlations with psychological distress measured with the Outcome Questionnaire – 45 Item version (OQ-45)27 and with depressive symptomatology measured with the Beck Depression Inventory (BDI-I)28.