Plastic plays an important role by enhancing the human lifestyle in various sectors such as construction, automotive, healthcare, electronics, and packaging due to its excellent properties like lightweight, high strength, durability, non-corrosive and economic feasibility (Table 1) (Anuar Sharuddin et al. 2016). Plastics can be classified into several groups based on their chemical structure, synthesis process, and their properties. To assist the recycling of waste plastics, the Society of Plastic Industry(SPI) has defined a resin identification code system. Therein, the plastics have been divided into seven groups based on types of plastics used as raw materials for manufacturing articles (ASTM International 2013), and those groups are given code numbers from 1 to 7 (Table 1) (Okunola A et al. 2019). The global production of plastic has been estimated to reach 335 million tons by 2020 (Lee et al. 2020). As the consumption of plastic is increasing worldwide, plastic waste has become a major component in municipal solid waste. Municipal plastic waste (MPW) is a crucial alarming problem in many urban areas in Sri Lanka as in many other countries. Currently around 500,000 metric tonnes of primary forms and products imports into Sri Lanka according to the records of Sri Lanka Customs. Figure 1 shows the amounts of various types of plastics imported to Sri Lanka from 2016 to 2020. Accordingly, High-density polyethylene (HDPE), Polyvinyl chloride (PVC), Low-density polyethylene (LDPE), and Polypropylene (PP) are the most common plastic types imported into Sri Lanka. All other plastic types imported were around 100,000 metric tons in the last five years. The considerable decline in the quantity of plastics imported in 2019 and 2020 could be due to the downfall of the trade under the COVID-19 pandemic outbreak.
Before 2009, the key problems of municipal solid waste management in Sri Lanka were disposal, storage, processing, and transportation of solid waste. As a result of the considerable efforts made by the government to preserve the public sanitation environment, nowadays, the key concerns are the implementation of adequate intermediate treatment and final disposal methods (Fernando 2019). The identified reasons for rapid waste generation in Sri Lanka were urbanization, population evolution, migration of people to urban areas from remote areas, and modifications in lifestyles (Arachchige et al. 2019). When it is considered about the plastic waste, a national survey conducted in Sri Lanka by the Japan International Cooperation Agency(JICA) in 2016 shows that the amount of plastic waste is about 10% and 5% of urban and rural total solid waste, respectively (Karunarathna et al. 2020). The amount of soft plastics is higher than that of the hard plastics present in both urban and rural solid waste streams. The soft plastic waste commonly contains single used post-consumer packaging waste such as polyethylene bags, shopping bags, and lunch sheets.
1.1 The adverse effect of mismanagement of plastic waste
Mismanagement of the plastic waste adversely affects the natural environment. The most common plastic waste disposing methods practiced in Sri Lanka are open dumping to empty lands, collecting for recycling, and burning in the open fire (Maheshi et al. 2015). When plastic waste is discarded into open dumps, mostly the light-weight materials can spread over the open dumping sites into other lands resulting in an unpleasant environment in the cities. Animals near the open dump areas especially wild animals happen to eat those plastic waste with food waste and are susceptible to a painful death. On the other hand, plastic waste clogging in drainage systems in urban areas causes flooding even in light precipitates. Also, the hollow plastic articles act as water containers and after precipitation they create breeding sites for mosquitos and spread epidemic diseases such as Dengue in the tropical region in the world.
Furthermore, when plastic waste is dumped in open lands or landfilling, the hazardous chemicals embedded may leach out into soil contaminating ground and surface water. The leachates may contain toxic chemicals including Bisphenol A (BPA), phthalates, and chlorinated organic compounds released during the degradation of plastic materials (Okunola A et al. 2019; Asakura et al. 2004). In addition to the degradation, the toxic chemicals in additives used to enhance the properties of the plastics, such as alkylphenol additives and phthalate plasticizers, heavy metals in pigments(eg: Pb, Zn, Cu, Co, Cr, and Cd) can migrate to the soil after disposal of plastic waste in open dumps and landfills (Rafey and Siddiqui 2021; Campanale et al. 2020; Teuten et al. 2009). The migration of the additives in the plastic mainly depends on the degree of the crystallinity of the plastic (Hansen et al. 2013) and interaction of the additives with the polymer (Bejgarn et al. 2015). Moreover, the open burning of plastic waste can emit hazardous pollutants such as dioxins, polychlorinated biphenyls (PCBs), brominated compounds, furans, and heavy metals(eg: Cu, Cr, Co, Pb, and Hg), causing severe damage to the respiratory system in both humans and animals (Okunola A et al. 2019; Verma et al. 2016; Alam et al. 2019; Filella and Turner 2018). Further, these heavy metals and chemical compounds may destroy the helpful bacteria in the soil leading to infertility of the soil.
Plastic waste put down in open dumps, rivers, and waterways harm the marine organisms and the habitats of animals and eventually end up in the ocean (Okunola A et al. 2019). Respectively, Sri Lanka has been ranked as the fifth among 20 countries that released plastic waste into the ocean (Jambeck et al. 2015; Jang et al. 2018). Scientists have estimated that the weight of plastic waste in the ocean would be increased more than the weight of the live fish in the ocean by 2050 (Sarah Kaplan 2016). More than 260 species of marine organisms were found to be ingested or entangled in plastic debris and ending their lives in fatalities (Okunola A et al. 2019; Gregory et al. 2013; Purba et al. 2019). This plastic waste in the ocean can be categorized into different sizes such as macroplastics (˃ 200 mm), mesoplastics (5-200 mm), microplastics(1 µm-5 mm), and nanoplastics (< 1 µm) (Worm et al. 2017). Microplastic has been identified as the major pollutant from these four types. Microplatics may be created in the production process or may be formed after the degradation of plastics (Alomar et al. 2016). The microplastics may infiltrate through living tissues in the food chain and can cause severe health problems (Okunola A et al. 2019; Jambeck et al. 2015).
1.2 Better municipal plastic waste management strategies in developing countries
Due to enormous problems created by the plastic waste, many countries worldwide are struggling to find solutions for its management. Particularly, developing countries that have not implemented a feasible plastic waste management system are facing critical environmental and social problems. The studies carried out in India (Rafey and Siddiqui 2021), Bangladesh (Masud et al. 2017), Malaysia (Chen et al. 2021), Vietnam (Salhofer et al. 2021), and Thailand (Wichai-utcha and Chavalparit 2019) have been reported about the efforts taken to address the issues of the rapid accumulation and mismanagement of plastic waste in their countries. Therein, the reasons identified for the improper plastic waste management in developing countries were lack of capital investment and infrastructure, migration of population to urban areas, dearth of awareness in the society, lack of adequate technical instruments, dearth of strict restrictions on plastic waste disposal, low rate of recycling, lack of separation of household plastic fwaste, and practice of improper disposal methods (Fig. 2) (Rafey and Siddiqui 2021; Purba et al. 2019; Masud et al. 2017; Hossain et al. 2020; Padgelwar et al. 2021; Evode et al. 2021). As a positive approach to plastic waste management, China has banned imports of plastic waste from western countries (Brooks et al. 2018; Vollmer et al. 2020; Marks 2019). This action has been intensified the impetus of developed countries that have sufficient infrastructure, to reconsider plastic usage and to implement recycling programs without sending their plastic waste to other countries. Consequently, many developed countries such as the United Kingdom, Canada, United Sates, Japan, Ireland, and Taiwan have introduced bans on single-use plastic bags and bottles or collected a tax from customers or retailers to promote environmentally friendly alternatives for single-use plastics (Wichai-utcha and Chavalparit 2019; Palugaswewa 2018). National action plans have been launched in Indonesia to attempt a 70% reduction in marine plastic waste by the year 2025 (Purba et al. 2019). Moreover, manufacturers are forced by the rules and the restrictions to make plastic products that can be recycled (Wichai-utcha and Chavalparit 2019). However, economically developing countries have been challenged by plastic waste management issues due to the lack of sustainable methods of reducing or recovering plastic waste. The fish-bone diagram (Fig. 2) shows the above discussed common causes affecting the overall improper plastic waste management in Sri Lanka mainly under the characteristics of management, method, material, machine, community, and nature.
This Fish-bone diagram can be used to identify the origins related to improper waste management in developing countries. Most common plastic waste sources can be identified as general household plastic waste, industrial plastic waste, commercial plastic waste, and hospital plastic waste. Mismanagement of these wastes causes natural environment pollution and numerous other problems as mentioned before. The existing management methods including open dumping systems, poor planning and maintenance of landfills, and burning of plastic waste in the open air, which has not been properly addressed, have posed a great threat to the environment. Improper management of plastic waste, i.e., lack of policies, absence of source separation system, no substitutions to plastics, no particular authority for plastic waste collection, absence of proper recycling system, and low enforcement has triggered the arise of plastic waste in the country. In addition, dearth of machinery, technology and collection means has caused infrequent collection of plastic waste in the country. On the other hand, community support is minimal due to unawareness and ignorance. Especially majority is not aware of deleterious impact caused by the misusage of plastics and still moving away from the consumption of traditional environmentally friendly materials.
In order to mitigate the plastic pollution, proper management strategies such as reuse, recycling, and energy recovery methods have to be adapted (Ayeleru et al. 2020; Budsaereechai et al. 2019). When considering the recycling process, plastic waste can be categorized into two types such as mono-stream plastic waste (ex: post-industrial waste; runners from injection molding, waste from production changeovers, fall-out products, cuttings, and trimmings), and complex-stream plastic waste (post-consumer waste; mixed plastic of unknown composition, contaminated fractions with organic or non-organic materials) (Ragaert et al. 2017). Typically, the post-industrial plastic waste undergoes close-loop recycling which reuses the waste to produce the same product. The post-consumer plastic waste undergoes open-loop recycling process converting them to different product than the one they were originally recovered from (Ragaert et al. 2017; Al-Salem et al. 2009). Therefore, the latter type of recycling processes are expensive due to the multiple steps involved therein, including waste identification and separation, shredding, cleaning, melting, and pelletizing as shown in Fig. 3 (Masud et al. 2017; Ragaert et al. 2017; Klaimy et al. 2020). Ultimately, the recycled plastics also ended up in open dumps as a waste.
Plastic waste recycling processes can be identified under four major categories such as re-extrusion(primary), mechanical(secondary), chemical(tertiary), and energy recovery(quaternary) processes (Al-Salem et al. 2009; Schyns and Shaver 2021). The major limitation in mechanical recycling is the separation of the complex stream plastic waste into their particular categories. The “wet separation” is a common method used in plastic separation, which has been implemented in different modes such as sink-float separation (Bauer et al. 2018), froth flotation (Wang et al. 2015), hydrocycloning (Serranti and Bonifazi 2019). The separation of filler-containing and hollow waste plastic products, and composites are difficult using wet separation techniques (Vollmer et al. 2020). Also, additional energy is required for the drying process prior to the extrusion after the wet separation is another drawback (Arachchige et al. 2019). The “density separation” is not applicable for many plastics due almost nearer densities of different types (ρHDPE = 0.941, ρLDPE = 0.915–0.925, ρLLDPE = 0.91–0.94, ρPP = 0.90–0.94, ρPET = 1.35–1.40, ρPVC = 1.34–1.43 g/cc) (Al-Salem et al. 2009; Schyns and Shaver 2021). These shortcomings can be minimized during the incineration process, as even composite plastic waste can be used in the incineration process as no detailed source separation is required.
In the incineration process, plastic waste is burned at high temperatures (˃ 1000°C) (Dodbiba and Fujita 2004) in the oxygen environment and the releasing energy could be recovered as heat and transformed into steam and electricity (Gradus et al. 2017). However, the associated cost related to the investment, maintenance, and reducing environmental impacts (CO2 emission, release of dioxins, other polychlorinated biphenyls, and furans) is high in the incineration process (Gradus et al. 2017; Hopewell et al. 2009). Process handling in incineration is more difficult than the pyrolysis process.
Among the recycling methods available, pyrolysis is the most effective and sustainable method for plastic waste management because of its viability of converting plastics to fuel oil (gasoline, kerosene, diesel, furnace oil), char, and gases. These end products can be used as value-added products (Verma et al. 2016; Budsaereechai et al. 2019). In the pyrolysis process, long-chain hydrocarbons are degraded into small chain hydrocarbons or less complex molecules upon heating in an oxygen-free environment (Ragaert et al. 2017; Sharuddin et al. 2018; Panda et al. 2010). Many research articles claimed that the pyrolysis of plastics produces a high amount of fuel oil (up to 80 wt.%) at moderate temperatures around 500°C (Anuar Sharuddin et al. 2016; Sharuddin et al. 2018; Wróblewska and Rydzkowski 2020; Eze et al. 2021). Considering the effectiveness of the pyrolysis process and its adaptability to the local context, this review discusses the pyrolysis of High-density polyethylene (HDPE) and Low-density polyethylene (LDPE), the most abundant waste plastics in the environment. Further, herein, the effects of process control parameters such as applied temperature & pressure, type of reactor, residence time, types of catalysts, and the type of fluidizing gas and its flow rate on the pyrolysis process are discussed.
The HDPE and LDPE are thermoplastic materials of the polyolefin family, which are of petrochemical origin. Polyethylene is the most common and well-known plastic material used to manufacture many products. The properties of HDPE and LDPE are tabulated in Table 2 (Sam et al. 2014; Kazemi Najafi 2013; Mendes et al. 2011; Kwon et al. 2002). HDPE is a linear polymer with high degree of crystallinity. It is widely used to manufacture containers/bottles for detergent, milk, oil, shampoo, conditioner, and bleaches (Adrados et al. 2012). LDPE has a low degree of crystallinity due to its branched structure. The branches make it more flexible than HDPE (Salih et al. 2013). Hence, LDPE can be applied for a wide range of general products in the packaging industry such as plastic bags, wrapping foils for packaging, trash bags, etc. (Anuar Sharuddin et al. 2016). Therefore, the amount of waste LDPE present in municipal solid waste is very high with compared to that of other plastics.
Table 2
Properties of LDPE and HDPE
Property
|
LDPE
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HDPE
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Chemical structure
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More branching
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Less branching, more linear
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Density
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0.91–0.94 g/cm3
|
0.95–0.97 g/cm3
|
Flexibility
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More flexible due to low degree of crystallinity (50–60%)
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More tough and rigid due to high degree of crystallinity (> 90%)
|
Melting point
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101–115°C
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135–145°C
|
Chemical resistance
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Resistant to most alcohols, acids, and alkalis; low resistance to oxidizing agents and selected hydrocarbons
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Superior resistance to solvents, alcohols, acids, and alkalis; low resistance to most hydrocarbons
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Strength
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Relatively increased impact strength in cold conditions
|
High tensile and specific strength
|
Transparency
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High, due to amorphous condition
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Low, due to increased level of crystallinity
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Tensile strength at 20 °C
|
6–17 MPa
|
14–32 MPa
|