Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) spread to cause a global pandemic in under four months 1. Lockdown measures helped slow its spread. However, with the ease of lockdown, local hotspots and increased transmission was reported in most countries. It is essential we understand all the mechanisms of transmission to stop the spread of evolving variants and to plan against future pandemics.
Only 46% of 339 adult Americans with coronavirus disease 2019 (COVID-19) reported a known contact 2. This suggests that a large proportion of individuals could be infected by less obvious routes. There is increasing evidence of aerosol mediated transmission of viral infections. Aerosol mediated transmission of SARS coronavirus has been demonstrated in a hospital ward 3, and through plumes of aerosols carried by the wind between high-rise buildings 4. Possible aerosol mediated transmission of SARS-CoV-2 within a quarantining facility was reported from New Zealand 5. A large outbreak in a cruise ship emphasizes the importance of aerosol transmission of SARS-CoV-2 6. An outbreak of COVID-19 has been reported among building workers in Singapore suggesting a role for aerosols in outdoor settings 7. In experimental conditions, aerosolized SARS-CoV-2 in 65% relative humidity was reported to be viable for at least 3 hours (which was the duration of the experiment) 8. Subsequently viability of aerosolized SARS-CoV-2 for up to 5 hours, (again, the duration of the experiment) has been shown in artificial saliva at 68%-88% relative humidity 9. In both experiments, the virus was viable up to the maximum duration tested; the exact duration of viability in aerosols is still unclear. It is hence likely that SARS-CoV-2 particles carried by the wind could remain viable and cause infections downwind. To test this hypothesis, we identified areas in the UK with a high number of COVID-19 cases (hotspots) during the initial phase of the pandemic and assessed the trends in case rates of the hotspot, upwind and downwind within 14 days (i.e., the incubation period of COVID-19) of a period of wind change. If wind assisted transmission is possible, we would expect a change in trends downwind within the incubation period (i.e., 14 days of the start of the wind change). The timeline of measures introduced to stop viral spread and changes to testing strategies were also considered as they could impact case numbers. We then determined if the slopes of the hotspot, upwind and downwind areas were significantly different. Where the trend in case rates upwind of a hotspot was significantly different, we investigated if the changes could be explained by the area being downwind of another hotspot.
Following the lockdown introduced on the 23rd of March, case rates in the UK started to fall after hitting two high points on the 5th and the 19th of April (Fig. S1) 10. The relationship between case rates and wind for specific regions are described below.
West Midlands and surrounding areas: The wind was southwesterly until the middle of March and variable after that (Fig. 1A). We combined data from Birmingham, Wolverhampton, Walsall, Dudley, Sandwell, Solihull and Coventry into the West Midlands area. West Midlands is straddled by Staffordshire (including Stoke) to the north and Worcestershire, and Warwickshire to the south (Fig. 1B). The wind was northeasterly for two periods of 6-7 days each (26th– 31st March, average speed 12.8 km/hour; 17th-23rd April, average speed 12.6 km/hour). Since a northeasterly wind would travel from West Midlands into Worcestershire and Warwickshire, these areas were combined for analysis (WosWar). The wind could blow across West Midlands (~30 km along the NE axis) into WosWar in around 3 hours. Worcestershire is ~47 km along the NE axis; therefore, the wind will blow across West Midlands and WosWar in 6-7 hours.
The seven-day rolling average number of cases/100,000 population in West Midlands, WosWar and Staffordshire by date is shown in Fig. 1C. Cases in West Midlands and WosWar peak on the 3rd April before beginning to fall, a trend similar to that observed for the whole of the United Kingdom (5th of April) 10. Unlike West Midlands, case rates in WosWar plateau from the 7th of April, 12 days after the first wind change (Fig. 1C). The plateauing starts two days before the 9th of April when the first high throughput (Light House) lab in Milton Keynes, (close to Birmingham) was opened 11,12. A slight increase in case rates can be seen in both West Midlands and WosWar after the 15th of April when testing in care homes was started 11,13. Linear regression lines fitted to the two trends are shown in Fig. 1D. The slopes of the regression lines were significantly different (p=0.012). Nine days after the second wind change, the rate of decline in case rates in WosWar becomes slower compared to West Midlands. Though this was immediately preceded by a testing strategy on the 23rd of April (testing of all essential workers), this is unlikely to specifically affect WosWar. The slopes of the linear regression lines fitted to the two trends (Fig. 1E) were significantly different (p<0.001).
The graph for Staffordshire on the other hand looks very different to West Midlands and WosWar (Fig. 1C). Case rates in Staffordshire peak a day later (4th April) before falling. After the first wind change, a steady increase in case rates well above West Midlands is seen from the 8th of April. Staffordshire is upwind of West Midlands. We hence investigated if Sheffield, a known hotspot, northeast (and hence upwind) of Staffordshire could account for these changes (Fig. 2). A northeasterly wind blew across Sheffield into Staffordshire at three time points in March and April (Figs. 2A, 2B). Case rates in Sheffield were much higher than in Staffordshire, West Midlands or WosWar (Fig. 2C). Case rates in Staffordshire increase from the 8th of April, 12 days after the first wind change, peaks on the 15th of April approaching the rates in Sheffield, before falling. The slopes of the linear regression lines fitted to the two trends (Fig. 2D) were significantly different (p=0.001). Case rates also gradually increase from the 18th of April, six days after the second wind change. During this increase, the third wind change sets in. Case rates in Sheffield start declining from the 30th of April, 11 days after the start of the third wind change. However, case rates in Staffordshire plateau until the 5th of May. Between the 6th - 14th of May, case rates in Staffordshire are higher than that in Sheffield. The slopes of the linear regression lines fitted to the two trends for the second (Fig. 2E) and third wind changes (Fig. 2F) were significantly different (p=0.007; p<0.001 respectively). Case rates in Staffordshire did not vary significantly following the opening of the Light House lab in Alderley Park, close to Staffordshire on the 20th of April 11,12. A sharp increase in case rates in Sheffield and Staffordshire is however seen after the introduction of essential worker testing on the 23rd of April 11,13.
London and surrounding areas: As with Birmingham, the wind was mostly southwesterly until the epidemic began. Two periods of northeasterly wind were observed after the lockdown (26th-31st March, average speed 13.0 km/hour; 18th-22nd April, average speed 11.0 km/hour) (Fig. 3A), traveling through the London area into Surrey (Fig. 3B). Following the NE compass axis, London is ~49 km across, Surrey is ~44 km across. Therefore, the wind could blow across the whole of London and Surrey in 7-9 hours.
Cases in the London peak between the 5th and the 8th of April and fall after that. Cases in Surrey peak on the 6th of April and starts to drop on the 7th. It then increases on the 8th (13 days after start of first wind change), and then plateaus until the 17th of April. There was a slight increase in numbers after the 15th followed by a fall from the 18th of April (Fig. 3C) which coincides with changes in testing strategies on the 15th and 17th of April respectively 11,13. The slopes of the linear regression lines fitted to the two trends (Fig. 3D) were significantly different (p<0.001). Following the second wind change (18th-22nd April), cases in London and Surrey continue to fall. However, there appears to be a slight increase in the number of cases in Surrey from the 24th of April for 4-5 days. This slight change happens right after the introduction of essential worker testing 11,14. The slopes of the linear regression lines fitted to the two trends (Fig. 3E) were not significantly different (p=0.17)
There are periods of southerly wind blowing from London into Buckinghamshire, Essex and Hertfordshire (BEH) north of London (Fig. 3A). The southerly wind (23rd-25th March) blew at a time when numbers in BEH are increasing steadily (Fig. 3B). Case rates in BEH peak on the 9th of April and drop after that (Fig. 3C). No clear change in case rates can be seen (though a slight increase can be seen around the 3rd of April). There were also southerly winds between the 4th and 7th of April. The rate of fall slows down from the 16th of April (12 days after the 4th). But this change is also immediately after care home testing was introduced 11,13. Case rates in BEH plateau between the 24th-29th of April (following the introduction of essential worker testing) after which it gradually falls 11,14. Since a change to testing protocol preceded change in case rates these two instances were not investigated further.
Tyne and Wear, County Durham and Northumberland:
The wind was predominately westerly/southwesterly until the outbreak began (Fig. 4A). Data from North and South Tyneside, Newcastle upon Tyne, Gateshead and Sunderland were considered as one area, “Tyne and Wear”. The adjoining counties were County Durham and Northumberland (Fig. 4B). The seven-day rolling average number of cases/100,000 population in Tyne and Wear, County Durham and Northumberland by date is in Fig. 4C.
In April, a southerly (4, 5 April) and southwesterly wind (7 April) blew over three days (Fig. 4A) at an average speed of 8.9 km/hour. This wind would blow into Northumberland from both Tyne and Wear and County Durham. As Tyne and Wear and County Durham is ~54 km across (north to south), the wind would cross into Northumberland in ~6 hours. A significant increase in case rates in Northumberland happens 8 days after the wind change (12-15 April). At this time case rates in Tyne and Wear and County Durham had peaked and were falling (Fig. 4C).
Since a southerly and southwesterly wind will blow from both County Durham and Tyne and Wear into Northumberland, the combined case rates for these areas and for Northumberland is shown in Fig. 4D. The trend in case rates in the combined areas of Tyne and Wear + County Durham and in Northumberland are similar until the 11th of April. Eight days after the southerly wind, while case rates in the combined areas of Tyne and Wear + County Durham start to decline, the rates in Northumberland increase significantly until the 15th of April. The slopes of the linear regression lines fitted to the two trends (Fig. 4E) were significantly different (p=0.001). Case rates in both areas then start declining and the patterns looks similar from the 20th of April.
Between the 16th and 24th of April the wind blew in an easterly/northeasterly direction (Fig. 4A) with an average speed of 12.2 km/hour. The wind hence blew from Tyne and Wear into County Durham. Following the NE compass axis, the distance between North Tyneside to County Durham is ~21 km across. County Durham is ~61 km across. Therefore, it would take 6-7 hours for the wind to go across Tyne and Wear and County Durham. Cases in County Durham continue to fall until the 28th of April (12 days after) when the case rates plateaued for a week until the 5th of May (Fig. 4C). The slopes of the linear regression lines fitted to the two trends (Fig. 4F) were significantly different (p=0.001).
The slight increase in the number of cases in County Durham after the 23rd of April is likely to be due to the change in testing strategy 13. There was also a change in testing strategy on the 28th of April (testing to protect the most vulnerable) 15 and the announcement of 100,000 home testing kits being sent across the UK on the 29th of April 16. It is possible that the plateau from 28th April - 5th May is due to these testing strategies. This trend is not seen in Tyne and Wear or Northumberland or in any of the other areas analyzed for that matter. Home testing by its very nature takes time for the results to be available (i.e., time taken for collection device to be posted, sample collected, returned and tested), the plateau is likely to be following the wind change and not due to a change in testing strategy.
Details on population, prevalence of infection, trends in case rates of hotspots and downwind areas shown in the order of outcomes downwind are given in table 1. No clear relationship between these parameters in the hotspot and downwind areas are obvious. In situations where case rate trends increased downwind, case rate trends in the hotspots were increasing in two and was stable in the third; all three hotspots also had a mean case/100,000 above 8.8. There were two wind changes from areas with case/100,000 over 8.8 which led to a plateau or a slow decline in case rates downwind. In both instances, the trend in case rates in the hotspot was not increasing steadily.