Intervention description {11a}
The first week will provide a baseline measurement of smoking behavior and urinary measurements. The next 2 weeks (Weeks 2 and 3) will involve filtered or unfiltered cigarette smoking, followed by a 3-week washout period (Weeks 4-6). Week 7’s visit will initiate a post-washout, 1-week baseline period. The crossover condition will be implemented for Weeks 8-9. Study cigarettes will be provided during the two switching trial periods (4 weeks total). Topography will be measured on 5 days of smoking during the two baseline weeks (enrollment and post-washout) and during the four weeks of trial; expired CO, weight, and survey measures will be assessed at all visits.
Study cigarettes {6b}. Two brands of cigarettes are currently available in a filtered and unfiltered design: Camel and Pall Mall. Participants will be provided supplies of one of these two brands throughout the study period based on their preference. After baseline measurements at week 2, they will be randomly assigned to smoke two weeks of filtered or two weeks of unfiltered study cigarettes. The number provided will be the average cpd smoked for each previous week plus 10%. For example, a participant reporting smoking 10 cpd in the previous week would be provided with a supply of cigarettes equaling 11 cpd (10 cpd plus 10%).
Encouraging adherence {11c}. To support participants’ adherence to the interventions, study staff will review relevant expectations in detail for participants at each laboratory visit. A reminder card with the week’s instructions and next laboratory appointment are provided as well as a troublesthooting guide for operation of the CReSS Pocket topography device.
Outcomes {12}
Knowledge and attitudes toward unfiltered cigarettes
Participants will be asked at enrollment and the final visit to what extent they believe that the filter on their brand of cigarettes (a) protects them from health problems caused by smoking and (b) makes smoking more pleasurable. Response options will include not at all, a little, quite a bit, and a great deal. In addition, they will be asked “If filtered cigarettes were no longer available, what if anything, would you change about your smoking patterns?” Response options will include increase number of cigarettes I smoke, nothing, cut back, and try to quit smoking altogether. Participants will also be asked the purpose of putting filters on cigarettes, with the following response options (more than one answer accepted): making cigarettes safer to smoke, making it easier to begin smoking, making it more pleasurable to smoke, selling more cigarettes, making cigarettes cheaper, and other. Finally, participants will be asked what filters are made of with the following options (more than one answer accepted): cotton, food starch, asbestos, plastic/cellulose acetate, and other.
Qualitative questions at enrollment and the final visit will include: 1) Almost all cigarettes smoked in the United States have a filter; most people have dropped their cigarette butts (with the filter) somewhere outdoors at some time, and so do you think that these discarded butts are a problem for the environment? If so, why? If not, why not?, 2) What do you think should be done to provide the cigarette butts (and the attached filters) from adversely affecting the environment?, 3) Have you ever tried smoking cigarettes without filters? If yes, please briefly describe your experience…bad, good, or whatever; and 4) If filtered cigarettes were no longer available for purchase, what would likely be your response?
Satisfaction with smoking
At each visit, participants will smoke a cigarette in the lab and answer the following questions from the Cigarette Evaluation Scale (13) immediately after smoking: Was it satisfying?, Did it taste good?, Did it make you dizzy?, Did it calm you down?, Did it help you concentrate?, Did it make you feel more awake?, Did it reduce your hunger for food?, Did it make you feel nauseous?, Did it make you feel less irritable? Did you enjoy the sensations of the smoke in your throat and chest?, and Did it immediately reduce your craving for cigarettes? Each item is rated on a Likert scale ranging from 1, not at all to 7, extremely.
Intention to quit
Participants will be asked at each visit “What best describes your intentions to stop smoking completely, not even a puff?” Response options include: never expect to quit, may quit in the future but not in the next 6 months, will quit in the next 6 months, and will quit in the next 30 days (14). In addition, they will be asked whether they currently set a limit for how many cigarettes they smoke a day to decrease health risks from smoking (14).
Nicotine dependence
The Fagerström Test for Nicotine Dependence (15) will be administered at enrollment and the final visit, and a single item index of addiction to cigarettes (0-100) (16) will be established at every visit. The Brief Wisconsin Inventory of Smoking Dependence Motives will also be assessed at the Enrollment/Baseline and End visits (17).
Cigarettes per day (self-report and butt count)
Standard questions will determine how many days in the past month (Enrollment/Baseline visit), past week (weekly visits) and past two months (final visit) participants have smoked, as well as how many cpd they have smoked on those days. In addition, participants will return their cigarette butts in a sandwich-size Ziploc bag or glass jar each week to provide a validation of their self-report. These butts will be disposed of as toxic waste in approved containers. Previous studies have included butt counts with reliability set at 75% of returns (18). We will exclude butt count data from participants who do not return 75% of butts, and will provide incentive payments for returning cigarette butts.
Smoking topography
Behavioral adaptations are measured by smoking topography, including puff number/cigarette, average duration (sec), average inter-puff interval (sec), average flow rate (mL/s), and average and total volume (mL) (19).We will use a portable version of the Clinical Research Support System (a.k.a. CReSS Pocket) (Borgwaldt KC, North Chesterfield, VA) to measure topography over 5 ly daieight-hour periods per week: at baseline (Week 1), during the initial switch (Weeks 2-3), at post-washout baseline (Week 7), and again after the cross-over switch (Week 8-9). This computerized device permits convenient recording of cigarettes smoked throughout the day in the smokers’ natural environment. Data are time- and date-stamped, allowing us to know when and how the cigarettes are smoked and thus whether the pattern of smoking has changed. Subjects will be trained in use of the device by the study team at the initial lab visit in a specialized facility designed with proper ventilation to accommodate indoor smoking research. Multiple days of measurement allow for assessment of reliability and sensitivity of topography changes as a function of the filter manipulation. Topographic measures by CReSS have been compared to direct observation via video recordings, and the CReSS has been demonstrated to be a valid measurement device (20).
Carbon monoxide
Expired air CO provides a measure of exposure to tobacco smoke and other fumes. A breath test will be conducted at each visit with the Micro + (Bedfont, Haddonfield, NJ) to assess expired CO levels.
Cotinine
Cotinine is the main proximate metabolite of nicotine. Cotinine will be measured by liquid chromatography-mass spectrometry (LCMS) (21) and normalized for creatinine from urine samples taken at each visit.
Tobacco-specific nitrosamines
Tobacco-specific nitrosamines (TSNAs) are carcinogens which are found in tobacco and tobacco smoke. Excretion (normalized for creatinine) of NNAL, a carcinogen biomarker will be measured by LCMS (21) from urine samples. In addition, carcinogenic VOCs, excreted as mercapturic acids, will be measured from urine samples. Both are useful biomarkers of changes in exposure to tobacco smoke (22, 23). These metabolites, along with expired CO, provide a biomarker of exposure, thus creating a battery that reflects risks for smoking-induced diseases (24).
Safety monitoring questions
Respiratory effects will be assessed at every visit by asking about the presence of shortness of breath episodes or awakening from breathing difficulties during the past two weeks (yes/no). Nicotine toxicity will be assessed at every visit by asking whether the following symptoms have been experienced in the last two weeks: nausea and/or vomiting, nervous irritability beyond normal day to day stresses, tremors, rapid heart rate, nightmares, and chest pains (yes/no). Blood pressure and CO levels will also be monitored at every visit.
Criteria for discontinuing or modifying allocated interventions {11b}
Serious adverse events will result in discontinuation of the intervention. These are defined as events that:
- have resulted in death;
- are life threatening;
- require inpatient hospitalization;
- result in persistent or significant disability/incapacity;
- result in a congenital anomaly/birth defect; or
- any other adverse event that, based upon appropriate medical judgment, may jeopardize the subject’s health and may require medical or surgical intervention to prevent one of the other outcomes listed in this definition
Study personnel will notify the Principal Investigator of any serious adverse events immediately after first awareness of the problem. The Principal Investigator will report serious adverse events to the IRB immediately.
Participant timeline {13}
There will be a 1-week baseline period, 2 weeks of smoking filtered or unfiltered cigarettes (determined at time of randomization), and a 3-week washout period, followed by post-washout baseline week, and a crossover to 2 weeks of smoking the opposite condition (Figure 1).
Sample size {14}
The study sample size is 40 participants, sufficient to detect moderate within-subject effect sizes (f=0.35) with a moderate correlation between repeated measures (r>0.50). This 2x2 crossover design has statistical power of 80% for a sample size of 20 for each group to detect an effect size of 10% change in average number of cigarettes smoked per day. We will try to recruit at least 10/40 non-White ethnicities. If subjects drop out in mid-trial, we will recruit replacements from the eligible pool or advertise for new subjects. We will recruit 20 women out of the 40 participants and randomize by sex stratum. Sex stratification is of interest both because men and women may metabolize smoke differently, and due to differences in cigarette preference and behavior.
Recruitment {15}
Recruitment will be accomplished using a combination of Craigslist, newspaper ads, and paper flyers, which are approaches that have been successfully used in previous studies by the study team (25, 26). Prospective participants will respond to advertisements via telephone or email to learn more about the study and to coordinate a time for phone screening to determine eligibility. Former participants in studies conducted at Institution B who have expressed interest in being contacted for future studies will be contacted and invited to complete the screening questionnaire.
Assignment of interventions: Allocation {16a, 16b, and 16c}
Once a participant is deemed eligible for the trial remotely by Institution A, trial personnel at Institution B will follow-up with the participant to schedule the initial trial appointment (Enrollment/Baseline Visit). Participants who do not meet criteria will not be included in the trial. Recruitment and enrollment will be a continuous process (up to 10 participants at a time) which will enable us to utilize topography devices and lab facilities most effectively. Randomization, stratified by sex, is based on a table of random numbers and placed in sealed envelopes, with 20 assigned to be first switchers following their Enrollment/Baseline Visit at Institution B.
These participants will then be tested on individualized schedules (not as a group), with each participant committing to 9 weeks of trial time, including a washout period in mid-trial. First, all subjects will smoke filtered Camel or Pall Mall cigarettes for at least two weeks prior to beginning the trial (inclusion criteria). This will standardize their exposure to a brand that is also commonly available as an unfiltered variety.
Assignment of interventions: Blinding
Blinding {17a}
Investigators will be masked to group allocation, but participants and research staff will not, given their active study roles. DSMB members will be unblended to group allocation if necessary.
Data collection and management
Plans for assessment and collection of outcomes {18a and 33}
There will be a total of eight lab visits scheduled, each with an incentive for attendance. As shown in Table 1, these visits will occur weekly at baseline and during the first two weeks of cigarette use (Weeks 1-3), and also during the post-washout baseline and second two weeks of cigarette use (Weeks 7-9). During all visits, participants will provide breath samples to assess CO, blood pressure and weight measurements, and will complete survey measures (see Table 1). At Weeks 1, 3, 7, and 9 participants will provide a urine sample to measure cotinine and carcinogen levels. All collected urine samples will be stored in a sub-eighty-degree freezer. Specimens will be shipped transported Institution B to Institution A for analysis of cotinine, creatinine, NNAL, and VOCs.Other specimens will be stored on the study site for analysis at a later time should additional funding become available.
During Visits 2-4 and 6-8, participants will arrive at the laboratory with their topography device, cigarette butts, and unused cigarettes (Weeks 3, 4, 7 & 8). Data from the topography device will be downloaded so that the number of cigarettes logged can be compared to the total number of cigarettes/butts returned, as well as the number self-reported. Those deemed compliant with study procedures will be paid for their time and supplied with another weeks’ supply of condition-assigned cigarettes. During visit 8, the same procedure will be followed except it will be the final visit and no additional study cigarettes will be provided.
Plans to promote participant retention and complete follow-up {18b}
Adherence to using the topography device will be incentivized by paying participants $10/day for each day up to 5 days, which is checked at each lab visit. Compensation will be provided for collecting and returning cigarette butts $30 a week for each week. These payments, combined with payment for attending the laboratory visit ($20), totals up to $100 for visits that occur during nine study weeks. For the post-washout baseline the compensation will be $75. This reimbursement schedule will be reviewed with the participant at each visit (see Table 2). In addition, weekly visit reminder cards will be sent home with participants, which outline reminders of next appointment and visit expectations (collect all butts and use device 5 days).
Data management {19}
Study data will be collected and managed using REDCap, electronic data capture tools that are hosted through Institution A. REDCap is a secure, web-based application that is designed to support data capture for research studies. All of the data collected will be anonymized and password protected. Data will be entered shortly after collection. All REDCap data will be stored securely on a server at Institution A.
Confidentiality {27}
Confidentiality of data will be assured by assigning code numbers to survey data. Participants' identities will be in no way linked to their responses. Any paper documentation will be kept in a locked filing cabinet located at the study office. Data will only be accessible to personnel involved with this research. Access is limited by the research facility being locked at all times.
All information will be maintained on secured computers and a password protected laptop. The files on the laptop will be password-protected for added security. All electronic records will only contain de-identified information and all paper records, will be kept in an appropriate locked cabinet. The campus data network is protected by a perimeter firewall and the network within the campus network is further protected by another firewall.
Statistical methods
Statistical methods for primary and secondary outcomes {20a}
Descriptive statistics will be performed on baselines data to assess for any imbalances between groups in baseline demographics and pre-randomization characteristics. Stratified analyses and analyses of covariance will be performed to control for any baseline imbalances. To account for the cross-over design and repeated measures, we will measure changes in means of continuous measures using a mixed-effects model with fixed effects for period and treatment. The model variance will be fit using a compound symmetry correlation structure with default degrees of freedom, which assumes constant variance across periods. For testing hypotheses, paired and independent t-tests will be performed for within group and between group comparisons. All analyses will be performed using SAS 9.4 (27).
Missing data {20c}
Missing data will be minimized or avoided through extensive training of clinical research staff and repeated efforts to contact trial participants to obtain protocol-specified data. In the event of missing data, sensitivity analyses will be performed including a completer analysis and multiple imputation approaches.
Oversight and monitoring
Safety monitoring plan and adverse event reporting and harms {11b, 21a, 21b, and 22}
This study will be registered at ClinicalTrials.gov. A Data Safety and Monitoring Board (DSMB) consisting of a physician, a clinical pharmacologist, and a health behavioral scientist will be appointed from Faculty or collaborating institutions with relevant expertise who are not involved in this study. Data on serious adverse events, including severity, outcome, and management, will be included on individual participant files and in aggregate by treatment group and will be reviewed weekly. These data will be provided to the DSMB in a detailed report by an Institution A research assistant. Potential problems reportable to the DSMB include self-reported health issues such as respiratory problems, addiction or dependence, or nicotine toxicity as measured by carbon monoxide, blood pressure, or urinary biomarker levels. In the event of concerns, the committee will notify the PI to intervene and the medical consultant will be promptly consulted. The PI will assess the potential risks to the participant regarding continuation of the trial and report back to the committee on findings; the committee will then decide if the trial should continue or if the participant should be excluded.
Although smokers will be switching to unfiltered cigarettes for this trial, a two-week trial period is highly unlikely to provide any differential short or long-term risk to participants who smoke unfiltered cigarettes. The targeted cigarette brands are commercially available to the population already, and hence do not constitute a new product test. In addition, a physician-member of the research team will be on call to answer queries from the field staff regarding problems or questions from participants regarding switching to unfiltered cigarettes. A DSMB charter will be established outlining the committee members’ responsibilities, meeting structure and deliverables, timeline and membership requirements, a written schedule of their individual activities, phone numbers, and copies of their informed consent forms.
Auditing {23}
All research staff have received human subjects research training and will receive appropriate training in recruitment, data collection, and management. Ongoing study progress will be tracked with regular monitoring by the PI with study and clinic personnel, training of all staff involved in the process, monthly research team meetings, and regular review to ensure that study targets are being met.
Protections against risk
We will be measuring biomarkers of carcinogen and nicotine exposures in order to assess the potential for long-term risk differences for unfiltered cigarette smokers vs. filtered cigarette smokers. In addition, because secondhand smoke is a combination of expired and side stream smoke, this exposure should be unaffected by the presence or absence of a filter.
We will be recruiting only current smokers, all of whom will have been warned about the health consequences of smoking in the informed consent procedures. We will train study staff to be non-judgmental towards smokers, to reassure them of anonymity in reporting findings, to reinforce the scientific value of this study, and to provide feedback after completion of the study.
Protocol amendment procedures
Any modification(s) or amendment(s) to the study protocol will be reviewed as a study team, discussed with the DSMB, and ultimately shared for approval by the Institutional Review Board at Institution A prior to implementation.
Dissemination plans {31a}This project is expected to result in a number of oral presentations geared to specific local and national stakeholders. In addition, results of this study will be published and presented at Society for Research on Nicotine and Tobacco, American Public Health Association, National Conference on Tobacco or Health and TRDRP/CDPH joint scientific meetings.