The model uses time-dependent forcing-feedback equations of monthly temperature departures from assumed energy equilibrium. The model is only meant to account for the net impact of all physical processes controlling vertical energy flows which act to restore the system to energy equilibrium, without explicitly modeling those individual processes. These energy flows are assumed to be driven by temperature departures from their equilibrium values. So, for example, while clouds and water vapor are implicit components of radiative feedbacks, they are not explicitly separated. Instead, they are represented by adjustable LW and SW feedback parameters which multiply the first model layer temperature departure from equilibrium. Similarly, ocean processes such as wind-driven, deep-ocean tidal, and thermohaline transports are implicitly, not explicitly, included by the assumption they collectively act to reduce vertical temperature gradient departures from their equilibrium values.
The first model layer depth (approximately equivalent to the ocean mixed layer) is optimized to best match the time-dependent behavior of observed global-average sea surface temperature anomalies, as well as the satellite-observed TOA radiative flux variations, while also exchanging energy with the deep ocean in a realistic way. As such, the model mixed layer depth is that which produces global ocean-average temperature variability most consistent with specified time-varying forcing and feedback response.
The model equation for the mixed layer temperature departure from equilibrium (dΔT1/dt) is
C p1[dΔT1/dt] = [ N(t) - λΔT1] + S(t) + he1[ΔT2 - ΔT1] (1)
where Cp1 is the bulk heat capacity of the first (ocean mixed) layer; N represents all time-dependent external and internal radiative forcings; λ is the net feedback parameter (Forster and Taylor 2006; Forster and Gregory 2006); S represents time dependent non-radiative forcing of temperature change due to ENSO-induced changes in vertical ocean upwelling and overturning; and the last term in Eq. 1 represents the vertical transport heat between the mixed layer and the second model layer (to 2000 m depth), where he1 is the effective heat transfer coefficient (W m− 2 K− 1) between the first two model layers. Note that the ocean heat transfer coefficient has the same units as the net feedback parameter.
The second and third model layer temperatures are governed respectively by
C p2[dΔT2/dt] = he1[ΔT1 - ΔT2] + he2[ΔT3 - ΔT2] – S(t) (2)
and
C p3[dΔT3/dt] = he2[ΔT2 - ΔT3] (3)
Depending upon the model experiment, the radiative forcings N are represented by up to four component forcings
N(t) = RCP6(t) + αLWMEI(t + 5) + αSWMEI(t + 5) + βPDO(t), (4)
which include the M11 CMIP5 RCP6 yearly radiative forcing estimates interpolated to monthly values, ENSO-related LW and SW radiative forcings to approximately match the observed co-variations between satellite-observed global oceanic TOA radiative flux and the Multivariate ENSO Index (MEI), and PDO-related radiative forcings which when added to the other terms to reduce model residual errors during 1880–2020. The ENSO-related terms use a merged MEI index, which includes the extended MEI dataset during 1871–2005 intercalibrated with the MEI Version 2 dataset (1979–2020) during their period of mutual overlap, with the long-term mean value of 0.0019 over the full 1871–2020 period then removed. This removal of the mean MEI value over 1871–2020 assumes that there is no centennial time scale variations in ENSO activity. The monthly MEI values are then averaged to three months, and the PDO values are averaged to eleven months.
The non-radiative forcing of the mixed layer temperature due to the observed history of ENSO is
which appears in Eqs. 1 and 2, causing simultaneous warming and cooling, respectively, of the first and second model layers during El Niño (depth-weighted so there is no net change in thermal energy across the two layers), and the opposite during La Niña.
The 1D model is initialized in 1765, which is when the RCP6 radiative forcings of M11 begin, and the time step is one month. The seven adjustable parameters in the model are varied to closely approximate a variety of observations. A model match to the observed SST temperature trend (1960–2020) is required to be within 0.001 C/decade, as is the model linear trend match to the 0-2000 m layer during the same period. After considerable experimentation, the adjustable depth of the model mixed layer was fixed at 50 m for all experiments presented here, a value which provided the highest correlations with the observational SST datasets during 1960–2020. Lag regression coefficients between CERES TOA LW and SW radiative flux anomalies (March 2000 through January 2021) and the MEI index were compared to the model results over the same time period and agreement was optimized by adjusting the MEI-related term coefficients in Eqs. 4 and 5. These adjustments were performed in an ad hoc fashion, and were not objectively optimized.