An estimated two in five children grow up with a parent affected by mental illness (Christesen et al., 2021; Maybery et al., 2009). Children born to parents with severe mental illnesses like schizophrenia, bipolar disorder and major depressive disorder have an increased expectancy of developing a psychiatric disorder compared to the background population. By young adulthood more than half have developed unspecific psychiatric disorders, and a third will have a severe mental illness (Rasic et al., 2014). Also during the child and adolescent years familial high risk offspring show early signs of developmental disorders, anxiety, stress or adjustment disorders (Ellersgaard et al., 2018), and the risk of developing a psychiatric disorder is increased by a factor 2–4 compared to children of parents without a mental illness (Thorup et al., 2018).
Family Talk Preventive Intervention
The idea of preventive intervention is not new, in fact, Family Talk was invented by William Beardslee and colleagues in the 1980s. In families affected by parental depression, the intervention has exhibited sustained improved effect after 4.5 years on parental child-related behaviors and attitudes, child-reported understanding of parental disorder and family functioning (Beardslee et al., 2007) and a reduction in internalizing symptoms in the children of parents with mood disorders (Solantaus et al., 2010). Only one study has investigated Family Talk for families affected by parental mental illness of other diagnostic categories than mood disorders, including psychosis, bipolar- and personality disorder, and reported high satisfaction with the intervention by both children and parents (Pihkala et al., 2010), thus supporting the assumption that Family Talk is safe and feasible in transdiagnostic psychiatric populations.
The intergenerational transmission of mental illness from parents to children may take place through a complex interplay of genetics, neurobiological risk factors (van Santvoort et al., 2015), as well as a range of psychosocial factors. The latter may either be directly associated with the parents’ behavior, cognitions and emotions, or may emerge through a myriad of familial and contextual stressors associated with parental mental illness. Indeed, studies have shown higher incidence of factors such as family disruption, single-parent headed households and parental un-employment (Ranning et al., 2016), stigma and isolation (Brockington et al., 2011), all influencing parental resources. Intrinsic factors in the child may also predispose them to be more or less affected by parental mental illness, including temperament, gender, and cognitive and social skills (Reupert et al., 2013). They are less likely to graduate from primary school or achieve high grades (Ranning et al., 2018), have a higher cumulative morbidity and mortality rate (Ranning et al., 2019), and are to some extent overlooked by both the mental health services and social services of the municipality (Ranning et al., 2020).
Preventive and supportive interventions are widely recommended, and a recent review in Lancet Psychiatry presented a mental health prevention strategy identifying children of parents with mental illness as a population, who, owing to their increased risk for mental illness alone, acquire selective primary preventive intervention to shift expected trajectories towards mental illness (Arango et al., 2018). In recent years, Mental Health Services around the world have had an increased focus on development and evaluation of selective prevention initiatives. In Chile (de Angel et al., 2016) and Greece (Giannakopoulos et al., 2021), for example, randomized clinical trials are piloted for families with parental depression, following the original intent of the Family Talk Preventive Intervention. In Germany (Wiegand-Grefe et al., 2021) and the Republic of Ireland (Furlong et al., 2021) researchers are expanding the method to include parents with a range of psychiatric diagnoses.
Explanation for choice of comparator {6b}
Service as usual was chosen as a comparator to investigate the potential benefits of introducing a more comprehensive intervention like Family Talk into the secondary mental health sector as opposed to only one or two sessions of psychoeducation. The latter is standard care according to clinical guidelines in the mental health sector, but the extent to which this is being offered to and accepted by patients are uncertain. Some patients may also be involved in services under Child Protection Services. Information on the families’ use of all relevant services focusing on parenting roles in relation to mental illness and their children are documented for both arms.
Objectives {7}
The main objective of this trial is to compare the Family Talk Preventive Intervention to service as usual for families with a parent(s) with any mental illness. Our primary outcomes are:
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The child’s level of functioning
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The parent’s sense of competence
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Family functioning
We hypothesize that the Family Talk Preventive Intervention is superior to service as usual in improvement of both the child and the parents’ wellbeing at the end of the intervention and after 12 months.
Trial design {8}
The design of the trial is a two-armed, parallel, randomized trial testing for superiority of the Family Talk group versus service as usual. The groups are allocated in a ratio of 1:1.
Study settings {9}
Participants are recruited from different psychiatric centers in the Capital Region of Denmark, together with their family members, from both inpatient and outpatient sites. In addition, families may be referred to the trial from Child Protection Services if inclusion criteria are met.
Eligibility criteria {10}
Eligibility criteria for trial participants
Families are eligible if at least one parent meets the following criteria:
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Parent(s) must have at least one ICD-10 (WHO, 2016) psychiatric diagnosis by a psychiatrist, and
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at least one point of contact with the secondary mental health system within the previous 2 years before the assessment day, and
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have at least one child between the ages of 7 and 17 at day of assessment.
Exclusion criteria exclude participants who do not speak Danish or English.
Eligibility criteria for trial interventionists
The intervention will be performed by mental health care professionals specifically trained in the Family Talk Preventive Intervention (nurses, psychologists, social workers etc.). Training includes 100 hours of instruction delivered over the course of four months, during which each clinician will conduct an intervention of their own with a family and receive supervision from an international expert in the Family Talk method. A written assignment on the intervention concludes the training period and will be evaluated by the expert for the clinician to be certified in the Family Talk method.
Intervention description {11a}
Service as usual (comparison group)
Service as usual is what would normally be offered to eligible families when the SAFIR trial is not running: According to the clinical guidelines of the Mental Health Services in the Capital Region of Denmark, all patients who are parents are to be offered a next of kin conversation, preferably at the beginning of their course of treatment. This is a conversation with the patient, their child(ren) and a mental health professional focusing on the parent’s mental illness and the child’s wellbeing. A preparatory session with the patient (and sometimes co-parent or other adult family member) precedes a session including both parent(s) and children. This session is informative in nature; the professional explains mental illness to the children, facilitates conversation between parents and children, and may refer the family to other services such as support groups for children. If deemed necessary, a notification is sent to Child Protection Services who will then evaluate the need for further, statutory intervention for the child and family. The Mental Health Services train key workers to conduct next of kin conversations using a ten-day course that includes educational background knowledge about the needs of children of parents with mental illness as well as training in how to lead conversations with the families. There is a large variation in the level of awareness for patients’ children between different clinical units in the Mental Health Center, Capital Region and the prevalence of next of kin conversations being offered. The service as usual arm of the study contains no intervention from this study group.
The intervention
Families in the experimental intervention condition will be offered approximately 7 sessions of the SAFIR Family Talk Preventive intervention. See Fig. 1. This is a clinician facilitated, psychoeducational preventive intervention that includes on average 7 sessions designed to improve family communication and understanding of parental mental illness, improve interpersonal relationships, and promote child resilience and utilization of social support (Beardslee et al., 1997). An important tool throughout the intervention is the logbook which the clinician uses for taking notes with each family. The logbook prescribes the planned topics to be covered in each session and the contents of the sessions are noted in the logbook by the clinicians. Two modifications have been made to the original method. First, SAFIR Family Talk includes parents with any mental illness not only depression; and second, in the rare cases where the parent is incapacitated by mental illness and thus unable to participate in the intervention, the other parent and children are invited to participate.
Description of core modules
Module 1 and 2: cover the parent’s history of mental illness, both parents’ view on how the child has been affected by the illness, and both parents’ view on the child’s daily life in the family-, school- and extracurricular domains. Any worries about the child(ren) are discussed. The unique and positively defining quality of the family is identified and verbalized, and the parents voice their desired goal of participating in the intervention. In module 3 (one meeting per child): the clinician sees each child in the family individually and covers the child’s wellbeing and daily life in the family-, school- and extracurricular domains, any recurring conflicts in the family and any concerns about the parent’s illness. Module 4: Is a planning session with the parents, during which the parents receive feedback from the child meetings, and where a family meeting (Module 5) agenda is developed. Session 5: During this session, guided by the clinician, the parents put the mental illness into words and address any problem within the family. Furthermore, the clinician also helps the children to put forward any possible concern or issue. Two follow-up sessions conclude the intervention. Session 6: is a follow up session after 1 month where the parents, together with the clinician, can talk about how they experienced they family session and the possible impact on the family dynamic. Session 7: takes place after a few months with the family discussing the intervention, the future for the family and whether further help is needed. The Family Talk Preventive Intervention lasts 6 weeks to 2 months, and each session has a duration of 60 minutes on average (also see Fig. 1).
Criteria for discontinuing or modifying allocated interventions {11b}
Family Talk is a flexible intervention regarding the number of sessions offered per family. If the clinician deems it necessary, an extra follow-up session or planning session with the parents is possible. Also, the clinician can call for a meeting with the family and social services, teachers or health personnel if further help or support is needed. The service as usual arm of the study contains no intervention from the study group.
Strategies to improve adherence to interventions {11c}
During the intervention every session completed is documented by the clinician according to the contents of the logbook using REDCap electronic data capture tools (Harris et al., 2009). Sessions are either recorded on audio or video. For each clinician two randomly selected sessions will be rated, on a yearly basis, by an independent expert regarding fidelity, i.e., compliance with the specific components of the sessions as prescribed in the logbook and manual. The expert will also evaluate the competency of the clinician based on the intervention provided in the sessions, including generic psychotherapeutic factors. The expert will provide feedback on fidelity to each clinician based on the evaluations. In addition, all clinicians will have comprehensive experience with psychotherapeutic treatment, and most will have had previous experience with children of parents with psychiatric disorders. The clinicians performing the intervention will receive continuous supervision from a family therapist, who is certified in the Family Talk Intervention. In cases of possible mental health problems in the children the clinicians will consult a child and adolescent psychiatrist who is affiliated with the project. The service as usual arm of the study contains no intervention from the study group.
Relevant concomitant care and interventions permitted during the trial {11d}
The participants in the study are permitted to participate in other interventions during the time of the interventions such as services within Child Protection Services and peer groups for children of parents with mental illness. Most patients will receive concomitant individual psychotherapeutic treatment during the time of interventions.
Outcomes {12}
The complete test battery concerning the child, parents and family is listed in table 1. The assessments are supervised by a peer group including a clinical professor in child and adolescent psychiatry and psychologists.
Primary outcomes
Change in the Children’s Global Assessment Scale (CGAS) (Shaffer et al., 1983) from baseline to 4- and 12 months after baseline is the primary outcome measure concerning the child’s level of functioning. The CGAS is a scale from 1 to 100 (higher scores indicate better functioning), which is included in the diagnostic interview Kiddie Schedule for Affective Disorders and Schizophrenia Present and Lifetime (K-SADS-PL) (Kaufman et al., 1997). It concerns the child’s daily level of functioning in the family, in school, and during leisure time. The CGAS has been shown to have high validity and acceptable interrater reliability. It is a dimensional and detailed measurement that accommodates the finding that a given diagnosis can have a very different impact on the functioning of different children. Thus, the CGAS is an ideal tool for capturing any changes the child may experience. CGAS will be measured at baseline, at the end of the intervention, and 12 months after baseline, where both the primary caregiver and the child are interviewed. The CGAS score will be rated by blinded assessors with experience in child and adolescent mental health services, and with training and experience in the use of CGAS.
Change in the Family Assessment Device (FAD) (Miller et al., 1985) (Parent-rated) from baseline to 4- and 12 months after baseline is the primary outcome measure concerning family functioning. The FAD is a thorough questionnaire with 60 items based on a comprehensive sociological theory about the different functions of a family: Family problem solving, communication, roles, affective responsiveness and involvement, behavior control and general functioning. The FAD allows for a comprehensive picture of family functioning in multiple areas and through repeated assessments it can provide an insight to whether family members experience improvement in the well-functioning of their family unit. Each item is scored on a 4-point scale according to the extent of which it describes the family. The FAD is completed by the parents at baseline, 4 months, and 12 months after baseline and measures each individual’s perception of his or her family.
Change in the Parental Sense of Competence (PSOC) t from baseline to 4- and 12 months after baseline is the primary outcome measure concerning parents’ overall experiences of competence in their parenting role (Gibaud-Wallston, 1977). The PSOC is a 16-item self-reporting questionnaire measuring parental competence on two dimensions: Parental satisfaction and parental self-efficacy. The efficacy factor examines the parents’ competence, capability levels, and problem-solving abilities in their parental role, whereas the satisfaction factor examines the parents’ anxiety, motivation, and frustration. The PSOC scale was selected as it is a frequently used tool in assessing parenting self-evaluations and has substantial strengths including good content validity. Through repeated assessments the PSOC can provide an insight to whether the parents in the SAFIR Family Talk group feel supported in their parenting skills. Each parent completes the PSOC thinking only of their youngest child of age 7–17 (i.e., the child selected for assessments). Each item is scored on a 6-point Likert scale ranging from 1 (strongly agree) to 6 (strongly disagree). The PSOC is completed by the parents at baseline, 4 months, and 12 months after baseline.
Secondary outcomes
Secondary outcome measures include change in Beck’s Youth Inventories (BYI-II) (Thastum et al., 2009): A 99 item self-report questionnaire assessing symptoms of depression, anxiety, anger, disruptive behavior, and self-concept, completed by the child at baseline, 4 months, and 12 months after baseline. Each item is rated along a 4-point Likert scale (“never”, “sometimes”, “often” or “always”) and higher scores are associated with negative affect. Also included is change in the Parent-Child Communication questionnaire (Child-rated): A 10 item questionnaire for children of ages 8–12 and 19 items for children aged 13–17 assessing communication between the child and the mentally ill parent. Each item is rated on a 6-point Likert scale, in which a higher score indicates better communication. The Parent-Child Communication questionnaire is completed by the child at baseline, 4 months, and 12 months after baseline. Another secondary outcome measure is change in the Response to Parents’ Mood questionnaire assessing the child’s reaction to the parents’ mood. Furthermore, a secondary outcome measure is change in the Brief INSPIRE-O (Williams et al., 2015): A 5 item self-report questionnaire completed by the parents assessing personal recovery. Each item is rated on a score from 0-100, where a higher score indicates better recovery.
Explorative outcomes
Exploratory outcome measures include change in the Strengths and Difficulties Questionnaire (SDQ) (Goodman, 1997), the Kidsscreen-27 questionnaire (Ravens-Sieberer et al., 2007), the Child and Youth Resilience Measurement (CYRM) (Jefferies et al., 2018), the Guilt and Shame Questionnaire (GSQ-AMPI) (Bosch et al., 2020), the Personal and Social Performance Scale (PSP) (Rabinowitz et al., 2021), the Global Assessment of Functioning (GAF-S) (Pedersen & Karterud, 2012), the Parent-Child communication questionnaire (Parent-rated), the Family Talk Evaluation Questionnaire, the Working Alliance Inventory (WAI-SR) (Munder et al., 2010), the Client Satisfaction Questionnaire (CSQ-8) (Attkisson & Zwick, 1982) and the Negative Effects Questionnaire (NeQ) (Rozental et al., 2019), number of days the child was absent from school (information will be obtained from registry and parents’ report), the Family Assessment Device (FAD) (Miller et al., 1985) (children self-report) and the Children of Parents with Mental Illness Questionnaire (COPMI-Q).Table 1:
Participant timeline {13}
Assessment at baseline includes an interview and a battery of questionnaires for both the referred parent with mental illness (called index parent), the other parent and the youngest child in the family between the ages of 7 and 17. After assessment, each family is allocated to either Family Talk or service as usual. Follow-up assessments are conducted at 4 months and 12 months after baseline (See Fig. 2).
Sample size {14}
The primary outcome for the children is the change in the estimate of the child’s general functioning. If the intervention results in an increase of the CGAS-score of five points compared to service as usual (e.g., from 65 to 70, SD = 13), power calculations show that by including 143 children in each group we will be able to measure a difference of 5 points on the CGAS score between the two groups with a power of 0.90. Allocation is 1:1 resulting in n = 286.
Power calculations for the primary outcome of parenting sense of competence (PSOC) are based on the mean of the total scale for mothers in a normative population, which is 60.92 with a standard deviation of 8.94 (Gilmore & Cuskelly, 2009). For a mean difference of 5 points, a power of 0.90 and an error 1 rate of 0.05, a total of 134 participants must be enrolled.
The primary outcome concerning family functioning is the Family Assessment Device (FAD). The mean of general functioning in a normal population is 1.79, with a standard deviation of 0.42(AK et al., 2015). The cut-off value for familial dissatisfaction is 2.00 (Miller et al., 1985). A power calculation with a power of 0.90 and an error 1 rate of 0.05 results in a total of 168 participants.
Recruitment {15}
Families are primarily recruited from all Mental Health Centers in the Capital Region of Denmark, though all eligible families, whether they are self-referred or via the municipality, are invited to participate. Patients meeting the inclusion criteria are asked by clinicians if a researcher from SAFIR could contact them. If the family consists of people other than the legal parents, they are invited to participate in the assessment and intervention as well. From December 2021 individuals matching the criteria for the parent with a mental illness are identified through the Danish, population-based registers and receive an invitation by electronic mail. An estimated 5% of invited individuals reply to invitations.
Assignment of interventions: Allocation
Sequence generation {16a}
Families who provide written informed consent are randomly allocated to either Family Talk or service as usual. Randomisation will be stratified by site using REDCap software. REDCap is an electronic data capture tool hosted at CIMT in the Capital Region of Denmark. The randomisation programme is set up by CH. When the baseline assessment is completed, their contact information is sent to the allocation team that will assign the participants to either intervention or service as usual. The allocation is randomized and computer-generated. The randomisation cannot be influenced by the person making it or any other person.
Concealment mechanism {16b}
Personnel who are not blind to the treatment arm are responsible for the randomisation process. When a family has been recruited for the study and baseline assessment has been conducted, the assessor informs the person responsible for conducting the randomisation process via e-mail.
Randomisation is centralised and computerised with a concealed randomisation. Block size will be unknown to the researchers and clinicians. The randomised intervention allocation is concealed until the statistical analyses of the resulting data have been completed and conclusions have been drawn.
Implementation {16c}
Randomisation is carried out by a member of the research team at the Copenhagen Research Center for Mental Health (CORE) who generates the allocation sequence and assigns participants to interventions.
Blinding {17a}
Outcome assessors, data analysts, and researchers will be blinded throughout the study, including during the statistical analysis. Due to the nature of the intervention, participants and therapists performing the Family Talk Intervention are not blinded.
Procedure for unblinding if needed {17b}
The families are instructed in advance not to reveal allocation to researchers at 4- and 12-months follow-up assessments. If unblinding occurs, it will be registered and another assessor, blind to treatment allocation, will perform the outcome assessment at the follow-up.
Data collection, management, and analysis
Data collection method {18a}
The families are assessed with a range of interviews and questionnaires at baseline, at 4 months follow-up and at 12 months follow-up (see test battery, table 2). The baseline assessment takes approximately 3 hours to complete, and each follow-up assessment takes approximately 2,5 hours. To ensure quality of the data, the assessors are trained in administering both the Personal and Social Performance scale (PSP) (Morosini et al., 2000), the General assessment of function – Symptoms (GAF-S) (Pedersen & Karterud, 2012), the Children’s Global Assessment Scale (CGAS) (Shaffer et al., 1983) and each of the different questionnaires. Both the PSP, the GAF-S and the CGAS ratings are made as consensus.
Plans to promote participant retention and complete follow-up {18b}
The participating families will be contacted by telephone before planned follow-up interviews. If preferred by the families, the next follow-up is often planned in combination with the current. Assessors are flexible and can rearrange the scheduled time if needed. Patients who are in an unstable condition can be assessed at home and both the 4- or 12-months follow-up with the parent can be conducted by telephone to make it more manageable for the families. A taxi can be arranged when needed.
All families receive a gift certificate, adding up to 1000 DKK if all 3 assessments are completed.
Combined with a pragmatic approach, and an emphasis on the importance of participating in research, this hopefully keep enrolled families in the study and makes them complete follow-up interviews.
Data management and confidentiality {19} {27}
All data including personal information about enrolled participants is collected by the assessors during the interview in the secure web application for building and managing online surveys and databases, REDCap (Harris et al., 2009). The surveys for the parents are either answered on site or at home. The surveys for the children are either read out or filled in independently on site depending on the child’s age, ability to read and comprehension of the questions. REDCap has a complete audit trail on all data transactions, detailed user rights and access control management complying with Danish legislation (Databeskyttelsesforordningen). Data for each participant is connected to a unique serial number. Only assigned researchers can access REDCap with all the data. All written statements of consent are kept in a locked file cabinet. Research data will be exported from REDCap without personal identifiers.
Statistical methods
Statistical methods for primary and secondary outcomes {20a}
Tests will be two-tailed. The primary outcome analysis will be an intention-to-treat (ITT) analysis. Analysis of covariance (ANCOVA) will be used to calculate any significant results between the two groups, using the baseline value and the gender of the child as stratification variables.
Methods for additional analyses (e.g., subgroup analyses) {20b}
None.
Methods in analysis to handle protocol non-adherence and any statistical methods to handle missing data {20c}
Missing data are analysed according to the intention-to treat principles, i.e., analysing individuals to their allocated groups regardless of e.g., protocol non-adherence. Multiple imputations will be used to handle missing data. The imputations will be based on a linear regression model with 100 imputations and 20 iterations. The pooled analyses will subsequently be used for our analysis. As predictors in the imputation model, we will select variables if they are independent predictors of the outcome or predictors of missing data (P < 0.05 in a univariate model).