Study design
A randomized, controlled, parallel-group pre-test and repeated post-test design will be applied to investigate the effect of the tailored exercise program for patients with breast cancer at each time point after surgery (post-operative day 1, third outpatient visit; 1 month from the baseline; during chemotherapy, fourth outpatient visit; 6 months from the baseline; during and after chemotherapy, and fifth outpatient visit; 12 months from the baseline; after chemotherapy). The exercise intervention and evaluation schedule can be changed based on the individual treatment period of chemotherapy (Table 1). The feasibility of the intervention and exploratory analysis of the effects of exercise on breast cancer patients were tested in a pilot study (KCT0006997). The results of the pilot study have been used to optimize the current study design by integrating videos for exercise sessions at home. This study will recruit participants from Severance Hospital, Yonsei University Health System, Seoul, Korea.
Eligibility Criteria
Inclusion criteria
Eligibility criteria will include the following: (1) women aged 19–70 years; (2) patients with histologically confirmed stage I, II, and III breast cancer; (3) medically suitable for evaluation and participation in exercise intervention; (4) no evidence of distant metastasis or locally recurrent breast cancer; and (5) ability to understand and provide written informed consent in the Korean language.
Table 1
Flow diagram for the schedule of enrollment, interventions, and assessments
TIME POINT | VISIT 1 | VISIT 2 [Phase 1] | VISIT 3 [Phase 1] | VISIT 4 [Phase 2] | VISIT 5 [Phase 3] |
Baseline, (Before surgery) | POD 1 | 1 month from the baseline (± 2 weeks) | 6 months from the baseline (± 1 month) | 12 months from the baseline (± 1 month) |
ENROMMENT | | | | | |
Informed consent | ○ | | | | |
Sociodemographic information | ○ | ○ | ○ | ○ | ○ |
INTERVENTIONS | | | | | |
Exercise group | | ○ | ○ | ○ | ○ |
Usual care group | | | | | |
ASSESSMENTS | | | | | |
Body composition | ○ | | ○ | ○ | ○ |
Shoulder ROM & Strength | ○ | | ○ | ○ | ○ |
Physical activity | ○ | | ○ | ○ | ○ |
SPADI | ○ | | ○ | ○ | ○ |
Serum markers | ○ | | | ○ | ○ |
Microbiome analysis | ○ | | | ○ | ○ |
Nutritional status | ○ | | | ○ | ○ |
QOL | ○ | | ○ | ○ | ○ |
Notes. POD, post-operative day; ROM: Range of motion; SPADI: Shoulder pain and disability index; QOL: Quality of life.
Exclusion Criteria
This study will exclude (1) patients who were scheduled for bilateral breast surgery; (2) immediate breast reconstruction surgery; (5) mental impairment leading to inability to cooperate; (6) current pregnancy or plans to become pregnant within the 1 year; and (7) any other condition or intercurrent illness (as assessed by the investigator).
Ethics And Informed Consent
The study protocol was approved by the Medical Ethics Committee of Severance Hospital, Yonsei University Health System, Seoul, Korea (4-2022-0027). This study will be conducted in accordance with the principles of the Declaration of Helsinki and Good Clinical Practice guidelines, including data and patient privacy protection. All the participants will provide written informed consent.
Sample Size
The calculation for sample size was based on a previous study that evaluated the effects of 16 week mixed strength and endurance exercise on insulin levels in patients with breast cancer (31). Based on a power of 80%, two-sided statistical significance level of 5%, and medium-sized effect size, the minimum required sample size would be 80 participants. Considering the dropout rate to be 20%, 96 patients with breast cancer are needed for the current study.
Recruitment
The current study will recruit participants for 12 months on a roll-in basis. Eligible participants will be recruited by physicians and specialists. Physicians will be informed about the study and exercise specialists will provide a study flyer that includes contact details and related information. Exercise specialists will obtain written consent from participants who meet the inclusion criteria. Eligible participants will undergo baseline medical examinations and physical performance tests. They will immediately receive appointments and necessary information about the study. Further details are presented in the study flowchart (Fig. 1).
Randomization
Eligible participants will be randomly assigned to the exercise or control group, considering age, surgery method, and neoadjuvant chemotherapy as potential confounders. Each group would be matched into pairs such that the average age, surgical method, and neoadjuvant chemotherapy percentage are approximately equal (1:1 ratio). The exercise group will be provided with a systematic exercise program from post-operative day (POD) 1 to 12 months after surgery. The control group will receive the same preoperative and post-operative medical care and treatment as the exercise group (i.e., the usual care group thereafter), except for post-operative exercise. To evaluate the effects of the exercise intervention, measurements will be conducted five times for all the participants. The registration number of the Korean Clinical Trials Registry is KCT0007853. Data will be de-identified for analysis, and only study leaders at the university hospital will have access to identifiable information for all participants.
Intervention
Usual care group
Participants in the usual care group will be instructed to continue their routine activities. Twelve months after surgery, the usual care group will receive exercise counseling, exercise education, and an exercise diary, based on the measurement results.
Exercise Group
The exercise group will receive the usual care and exercise programs based on previously used exercise programs in clinical trials (KCT0006997). The exercise program according to the phases of cancer trajectory will consist of supervised and home-based exercises. Up to 1 month after surgery, weekly supervised exercises and daily home-based exercises will be provided. Thereafter, supervised exercise will be provided once per month, along with home-based exercise. The purpose of the supervised exercise session was to educate participants, enabling them to perform exercise daily at home with the help of exercise videos that included detailed instructions on how to perform each exercise. The exercise programs will be tailored based on the patient’s condition and each time point after surgery [1 month from the baseline (± 2 weeks); Phase 1, 6 months from the baseline (± 1 month); Phase 2, 12 months from baseline (± 1 month); Phase 3] (Fig. 2).
Exercise Program
The exercise program was developed (Steps 1 to 9) based on a review of the literature (32, 33), an established understanding of patient characteristics (28, 34), expert panel meetings, feasibility studies,
and revision of the exercise program (35, 36). The exercise program was divided into three phases according to the individual treatment period: surgery, chemoradiation therapy, hormone therapy, and the patient’s condition (Fig. 2). The exercise program consists of seven different intensities, standards for the application of exercise programs (Supplementary 1,2,3,4,5,6,7), and an exercise diary. Post-operative breast cancer patients and medical staff reviewed the safety of the exercises and the feasibility of the exercise evaluation design through a feasibility study (35). The program included stretching and resistance exercise components for recovery of shoulder ROM, recovery of shoulder strength, reduced pain and discomfort after breast cancer surgery, and stretching of tight muscles (e.g., pectoralis major and minor muscles), and resistance exercises for muscle weakness (e.g., trapezius and rhomboid major and minor muscles).
Phase 1 [Baseline ~ 1 month from the baseline (± 2 weeks)]
The goal of the exercise program during the first phase is to facilitate the recovery of shoulder ROM and strength in breast cancer patients post-operatively. Prescription of exercise is emphasized to improve shoulder recovery and maintain whole-body function. Therefore, exercise programs should include tailored calisthenics exercises based on the patients’ shoulder joint condition. During this phase, no structured aerobic exercise program will be provided to patients. The very low-intensity calisthenics exercise program consists of nine different exercises. Specific exercises include neck stretching, shoulder rotation stretching, shoulder retraction, a clasp with a small ball, pendulum exercise, pelvic tilt on the wall, back extension, calf raise, and seated leg extension on a chair. For each exercise, the participants will perform 1–5 sets of 3–5 repetitions or 3–5 s with an accepted form recommended by exercise specialists (Supplementary 1). The very low-to low-intensity calisthenics exercise program consists of 11 different exercises. The specific exercises include neck stretching, shoulder rotation stretching, shoulder retraction, a clasp with a small ball, pec-dec fly, pendulum exercise, child pose, back extension, pelvic tilt on the wall, calf raise, and seated with the leg extended on a chair. For each exercise, participants will perform 1–5 sets of 3–5 repetitions or 3–5 s with an accepted form recommended by exercise specialists (Supplementary 2). The low-intensity calisthenics exercise program consists of 11 exercises. The specific exercises include neck stretching, shoulder rotation stretching, shoulder retraction, a clasp with a small ball, pec-dec fly, pendulum exercise, child pose, back extension, pelvic tilt on the wall, calf raise, and seated leg extension on a chair. For each exercise, participants will perform 1–5 sets of five repetitions or 5 s with an accepted form recommended by exercise specialists (Supplementary 3).
Phase 2 [POD 1 month ~ 6 months from the baseline (± 1 month)]
The goal of the exercise program during this phase is to obtain full shoulder ROM and strength recovery and to maintain cardiopulmonary fitness and muscle mass. Tailored calisthenics and aerobic exercises will be implemented. During this period, participants will be encouraged to engage in at least 150 min of moderate-intensity exercise in conjunction with detailed daily calisthenics exercise weekly. The low-to moderate-intensity calisthenics exercise is composed of 11 different exercises with low to moderate difficulties. The specific exercises include neck stretching, shoulder rotation stretching, shoulder retraction, a clasp with a small ball, pec-dec fly, pendulum exercise, child pose, back extension, pelvic tilt on the wall, calf raise, and sitting with the leg extended on a chair. For each exercise, participants will perform 1–5 sets of five repetitions or 5–10 s with an accepted form recommended by exercise specialists (Supplementary 4). The moderate-intensity calisthenics exercise program consists of 10 different exercises. The specific exercises include the following: neck stretching, shoulder rotation stretching, cross-chest stretching, scapular retraction, bird dog, child pose, back extension, pelvic tilt on the wall, chest stretching, and chair squats. For each exercise, participants will perform 1–10 sets of five repetitions or 5–10 s with an accepted form recommended by exercise specialists (Supplementary 5). For participants whose shoulder ROM or strength have not fully recovered, tailored shoulder exercises will be included.
Phase 3 [6 months (± 1 month) ~ 12 months from the baseline (± 1 month)]
The goal of the exercise program during this phase is to improve cardiopulmonary fitness and increase muscle strength and mass. Tailored calisthenics and aerobic exercises will be implemented. During this period, participants will be encouraged to engage in at least 150 min of moderate-to high-intensity physical activities (at least 75 min of high-intensity physical activity will be recommended) in conjunction with detailed daily calisthenics exercise per week. The moderate-to-vigorous-intensity calisthenics exercise is composed of 11 different exercises. Specific exercises include neck stretching, modified chest stretching, cross-chest stretching, scapular retraction, chair squat, child pose, back extension, bird dog, pelvic tilt on the wall, chest stretching, and Y stretching. For each exercise, participants will perform 1–10 sets of five repetitions or 5–10 s with an accepted form recommended by exercise specialists (Supplementary 6). The vigorous-intensity calisthenics exercise program consisted of 12 exercises. The specific exercises include neck stretching, modified chest stretching, modified pec-dec fly, cross-chest stretching, bicycle crunch, bird dog, wall push-up, chest stretching, Y-stretching, and dynamic squat. For each exercise, participants will perform 1–10 sets of five repetitions or 5–10 s with an accepted form recommended by exercise specialists (Supplementary 7).
Study Outcome Measures
Primary Outcome Measures
[The evaluation schedule: at baseline, 6 months from the baseline (± 1 month), and 12 months (± 1 month; Primary outcome)]. After an overnight fast (≥ 10 h) blood would be obtained from the participants, and separated serum samples will be immediately stored at − 80°C until they are assayed. Fasting insulin levels will also be measured using chemiluminescent enzyme immunoassays (Roche, IN, USA).
Secondary And Ancillary Outcomes Measures
Shoulder ROM
[The evaluation schedule: at baseline, 1 month from the baselines (± 2 weeks), 6 months from the baseline (± 1 month), and 12 months (± 1 month)]. Shoulder passive ROM, including flexion, abduction, and extension, will be measured using a goniometer (goniometer bending iron 29-5900, Pakistan) and standardized assessments (Norkin, 2004). All measurements will be performed on both the affected and unaffected arms, and the mean values will be used.
Shoulder Strength
[The evaluation schedule: at baseline, 1 month from the baselines (± 2 weeks), 6 months from the baseline (± 1 month), and 12 months (± 1 month)]. Shoulder strength will be measured using a handheld dynamometer (j-tech Medical Industries Inc., UT, USA) in pounds (lb). The strength of peak muscle force will be measured using maximal voluntary isometric contraction (MVIC) in flexion, abduction, and extension (37). All muscular strength measurements will be performed twice with both the affected and unaffected arms, and the average values will be used for the analysis.
QOL (QOL)
[The evaluation schedule: at baseline, 1 month from the baselines (± 2 weeks), 6 months from the baseline (± 1 month), and 12 months (± 1 month)]. QOL will be measured using the EuroQOL-5 dimensions-5 levels (EQ-5D-5L) descriptive system. Health-related QOL is divided into five dimensions (mobility, self-care, usual activities, pain/discomfort, and anxiety/depression), and there are five levels of response for each question (no problems, slight problems, moderate problems, severe problems, and extreme problems). Additionally, the EQ-5D-5L assesses overall health status using a visual analog scale (EQ-VAS), a 100-mm scale with a score ranging from 0 (the worst health you can imagine) to 100 (the best health you can imagine). The Korean version of EQ-5D-5L that will be used in this study was validated in a previous study (38).
Shoulder Pain And Disability Index (Spadi)
[The evaluation schedule: at baseline, 1 month from the baselines (± 2 weeks), 6 months from the baseline (± 1 month), and 12 months (± 1 month)]. The shoulder pain and disability index (SPADI) is a self-administered questionnaire for shoulder pain with a total of 13 questions (five questions assessing shoulder pain and eight questions assessing disability). The reliability and validity of the Korean SPADI have been verified in a previous study (Seo, Lee, Jung, & Chung, 2012). Pain-free or most comfortable state scores 0, and painful or most uncomfortable state scores 10 for each SPADI item. Response scores within each subscale are summed, and a score out of 100 is given.
Anthropometric Parameters And Physical Activity (Pa)
[The evaluation schedule: at baseline, 1 month from the baselines (± 2 weeks), 6 months from the baseline (± 1 month), and 12 months (± 1 month)]. Body composition and Body mass index will be measured using InBody (BIO-SPACE®, InBody 720, Korea). The PA of participants will be measured using the Global Physical Activity Questionnaire (GPAQ), developed by the World Health Organization (WHO). It asks for any PA (including exercise) performed for at least 10 min during a typical week. Respondents will also report the time spent in PA performed at the workplace, transport, recreation, and sedentary behavior. The reliability and validity of the Korean GPAQ were examined in a previous study (39). We will calculate PA as metabolic equivalent (METs) based on the GPAQ. Surgical complications that occurred within 30 days after surgery will be monitored through chart review. Surgical complications include surgical infection, wound complications (e.g., hematoma, wound dehiscence), seroma, and reoperation after breast cancer surgery.
Serum Markers
[The evaluation schedule: at baseline, 6 months from the baseline (± 1 month), and 12 months (± 1 month)]. Insulin resistance will be assessed using the HOMA-IR index [fasting insulin (µIU/mL) × fasting glucose (mmol/L)/405]. The serum tumor markers CEA and CA 15 − 3 will be measured using chemiluminescent enzyme immunoassays (Roche, IN, USA). TNF-α levels will be measured using a commercially available enzyme-linked immunosorbent assay (R&D, Minneapolis, MN, USA). High-sensitivity C-reactive protein (hs-CRP) levels will be measured using a latex-enhanced immunoturbidimetric assay using an ADVIA 1650 chemistry system (Bater). Adiponectin level will be measured using an enzyme immunoassay kit (Mesdia, Seoul, Korea). Serum levels of fasting glucose, total cholesterol (TC), triglycerides (TG), and high-density lipoprotein cholesterol (HDL-C) will be measured from serum using an ADVIA 1650 chemistry system (Siemens, NY, USA).
Nutritional Status And Microbiome Analysis
[The evaluation schedule: at baseline, 6 months from the baseline (± 1 month), and 12 months (± 1 month)]. Several studies have suggested that the gut microbiota is mainly driven by nutritional status (40–42). Participants’ nutritional status will be measured using a food frequency questionnaire (FFQ). The FFQ was based on food records from the Korea Health and Nutrition Examination Survey (KHANE) in 1998 and consisted of 109-food based questions and 29-dish based questions (43). The FFQ has a reasonable relative validity for nutrient intake in Korean adults (43). Stool samples will be collected by patients and the samples will be stored at − 80°C until analysis. The total DNA will be extracted directly from the fecal samples using the FastDNA SPIN Kit for Soil (MP Biomedicals, Santa Ana, CA, USA), following the manufacturer's instructions. Polymerase chain reaction (PCR) will be used to amplify the V4 region of the 16S rRNA gene, which will be analyzed using Illumina MiSeq DNA sequencing. The data will be analyzed using the EzBioCloud system (www.ezbiocloud.net). Microbiome analyses, including quality control, OUT picking, sequence databases, and sequencing primers, will be performed according to the protocol described by Yoon et al. (44).
Statistical Analysis Methods
All analyses will be performed using the SPSS version 26.0 software (IBM Corp., Armonk, NY, USA). A Chi-square test for categorical variables and an independent t-test for continuous variables will be used to test group differences at baseline. Two-way repeated-measures ANOVAs will be conducted to observe the effects of the intervention on fasting insulin levels, shoulder ROM and function, body composition, inflammatory markers, microbiome, QOL, and physical activity levels. Paired t-tests will be performed to examine the difference between outcome measurements and baseline values, while independent t-tests will be employed to examine group differences in variables at each time point. The Bonferroni correction method will be used to correct for multiple tests. Analysis of covariance (ANCOVA) will be applied to test the effect of an exercise intervention on body composition, PA, and complications, since these variables will be measured after adjusting for baseline values. First, from baseline to 1 month from the baseline will be calculated and then the differences between groups will be examined after adjusting for baseline values and surgical methods. The same methods will be used for 6 and 12 months.