Study Design
The OPTIMAL study is an open-label multicentre and international trial (NCT02335957) conducted in over 40 sites in Spain, Portugal, and Italy. Eligible patients will be randomized with a 1:1 allocation ratio to receive irradiation on breast, tumour bed, axillary and supraclavicular lymph node areas (intentional arm) or only on breast and tumour bed (incidental arm), as depicted in Figure 1. Randomization by blocking within centres to minimize imbalance of treatments among centres will be performed using the online randomization software RANDI2 (www.dkfz.de; Heidelberg University) embedded in the electronic case record form (eCRF). All patients will have to provide their Informed Consent prior to the inclusion in the study.
Eligibility Criteria
Inclusion Criteria
- Older than 18 years old
- Female invasive ductal breast cancer patients
- T1-T2 tumour stage
- Previous treatment with breast-conserving surgery without axillary lymphadenectomy
- OSNA assayed SLN with a TTL within the 250-15,000 copies/µL range
- Karnofsky Performance scale Index ≥70%
- Written and signed Informed Consent
Exclusion Criteria
- Invasive lobular carcinoma and other histologic subtypes
- Bilateral breast cancer
- Male breast cancer patients
- Patients who underwent a mastectomy or ipsilateral dissection of axillary LN
- Having received previous thoracic irradiation
- Systemic neoadjuvant therapy prior to surgery
- Contraindications to radiotherapy such as pregnancy or serious collagen disease.
- Other neoplasms and or any associated sever comorbidities that may interfere with the study
Endpoints
Primary Endpoint
The primary endpoint is the non-inferiority of incidental irradiation of axillary nodes in contrast to intentional irradiation, in terms of the 5-year DFS of patients diagnosed with early-stage breast cancer with limited involvement of the SLN treated with breast-conservative surgery without axillary lymphadenectomy.
Secondary Endpoints
The secondary endpoints established were the following:
- Loco-regional tumour recurrence in the two treatment arms within the 5-year follow-up period.
- Distant tumour recurrence in the two treatment arms within the 5-year follow-up period.
- Acute toxicity induced by either the incidental or intentional radiation treatment.
- Chronic toxicity induced by either the incidental or intentional radiation treatment.
- Total irradiation dose (Gy) received in axillary levels I-III, supraclavicular fossa, and internal mammary chain volumes.
Radiation procedure
Volume Contouring
All node areas from axillary levels I-III, the supraclavicular fossa and the internal mammary chain must be contoured in all patients regardless of the assigned arm following the guidelines of the Radiation Therapy Oncology Group [23]. The Clinical Target Volumes (CTV) will be delimited as stated below:
- Breast: The CTV includes the whole breast’s soft tissues ranging from 5 mm below the skin surface to the deep fascia, excluding the muscle and underlying ribs. The posterior margin should not extend beyond the deep fascia or the edges of the visible/palpable breast in medial and lateral directions.
- Tumour bed: The delineation of the tumour bed is only mandatory for patients who require a boost. It is strongly recommended to delimit the medial, lateral, superior, inferior, anterior and posterior margins of the surgical cavity at the time of the surgery, with clips or gold seeds. In the absence of implanted fiducial markers, the tumour bed may be localised if there is a well-defined seroma, considering visible changes in the computed tomography (CT) or by means of support from previous mammograms or magnetic resonance imaging. This volume shall be defined by drawing around the implanted markers and changes in the surrounding tissue architecture.
- Supraclavicular: In the incidental arm, nodes will be contoured as part of the procedure whereas, in the control group, this will be hidden so as not to influence the dosimetric planning. The limits will be cranial edge (thyroid cartilage); caudal edge (clavicle head); medial edge (1 cm lateral to the lateral wall of the trachea excluding the thyroid); lateral edge (acromioclavicular joint); anterior edge (the sternocleidomastoid muscle and the clavicle); posterior edge (the trapezius muscle).
- Axilla level III: In the incidental arm, nodes will be contoured as part of the procedure whereas, in the control group, this will be hidden to not influence the dosimetric planning. The limits will be the cranial edge (5 mm cranial to the axillary vessels); caudal edge (1 cm caudal to the axillary vessels); medial edge (the ribcage); lateral edge (the res major muscle); anterior edge (the pectoralis major muscle); posterior edge (chest wall and intercostal muscles).
- Axilla level II: In the incidental arm, nodes will be contoured as part of the procedure whereas, in the control group, this will be hidden to not influence the dosimetric planning. The limits will be the cranial edge (5 mm cranial to the axillary vessels); caudal edge (caudal edge of pectoralis minor muscle); medial edge (the medial border of the pectoralis minor muscle); lateral edge (the lateral border of the pectoralis minor muscle); anterior edge (the anterior surface of the pectoralis minor muscle); posterior edge (chest wall and intercostal muscles).
- Axilla level I: In the incidental arm, nodes will be contoured as part of the procedure whereas, in the control group, this will be hidden to not influence the dosimetric planning. The limits will be the cranial edge (1 cm below caput humeri); caudal edge (free edge of pectoralis major muscle); medial edge (the lateral border of the pectoralis minor muscle); lateral edge (the medial edge of the dorsolateral muscle); anterior edge (the plane defined by the anterior surface of the pectoralis major and minor lateral dorsal); posterior edge (the anterior surface of the subscapularis muscle).
- Internal mammary chain: Nodes will be contoured in both arms and will be hidden to not influence the dosimetric planning. The limits will be the cranial edge (cranial edge of rib 1); caudal edge: (cranial edge of rib 5); medial edge (the edge of the sternum); lateral edge (5 mm lateral of internal mammary vessels or 2 cm from the edge of the sternum); anterior edge (dorsal surface of m. pectoralis major, dorsal surface of the sternum); posterior edge (pleura).
- Organs at risk: The delineation of ipsilateral lung and heart is mandatory for the calculation of dose-volume histograms. The ipsilateral lung must be outlined as a single structure, and care should be taken not to include any airways; the CT must cover the entire lung volume. The heart must be outlined as a single structure to the extent of the pericardial sac; the major blood vessels (superior and inferior) are excluded and the superior extent may be simplified by identifying the vessels superior to the heart. Contralateral breast, contralateral lung, oesophagus, caput humeri, thyroid and spinal cord may be delineated according to institutional protocols.
Enlarging all volumes by adding a 5-10 mm margin in all directions to create the planning treatment volume (PTV) is recommended.
Treatment Planning
The treatment planning must be carried out on a 3D system with tissue heterogeneity correction and matrix resolution of 2.5 mm. Techniques in the supine position are allowed and the prone position is not allowed.
- Breast: Tangent beam pair arrangement to encompass the whole breast is recommended, intending to minimize the total dose in the ipsilateral lung and heart. The treatment plan can be optimized with any dose compensation system, (virtual edges, mechanical wedges, automatic wedges, field-in-field IMRT and steep and shoot or sliding windows IMRT). The treatment will be performed with photons of 6 MV – 15 MV. The isocenter will be located within the breast PTV in the experimental group and may be located outside the PTV if the single isocenter technique is being used in the control group. To minimize irradiated ipsilateral lung and heart volumes, collimator rotation and shield with multileaf collimator is allowed.
- Tumour bed: Photons or electrons are allowed. Mini-tangential photon fields or single electron field (also mixed energies) can be utilised. The use of boluses can be considered if needed. Simultaneous integrated boost brachytherapy or intraoperative irradiation is also allowed if the dose contribution to the nodal areas can be calculated. The bolus can be used. The dose and fractionation choice is left at the discretion of the treating physician.
- Node areas: In the control group, the treatment planning must be optimized to ensure that the nodal areas receive the prescribed dose (except for the internal mammary chain), minimizing the dose at the organs at risk. High tangent, AP/PA, conformational 3D and IMRT techniques are allowed. In the experimental group, treatment planning for nodal areas is not performed. The internal mammary chain will not be irradiated intentionally in any case.
An unplanned gap of up 3 days is acceptable. Longer non-planned interruptions should be compensated by hyperfractionation of the daily normal dose.
Dose Prescription
All doses prescribed will follow the International Commission on Radiation Units and Measurements guidelines. A minimum of 95% of the volume must receive at least 95% of the prescribed dose. Less than 5% of the volume may receive a dose of 105% and less than 2% should receive a dose of 107%, with a maximum overall dose of 110%. The dose in the breast must be 50.0 Gy by 25 fractions of 2.0 Gy in 5 weeks or through hypofractionated schedules as 40.05 Gy in 15 fractions of 2.67 Gy for 3 weeks. In the tumour bed, the schedule and total dose are left to the centre’s criteria. In node areas, the intentional irradiation to the breast and tumour bed will be calculated. Limiting doses for the organs at risk must be: i) ipsilateral lung: V20 less than 25%; and ii) heart: V20 less than 10% and V40 less than 5%.
Radiotherapy Verification
Verification methods will be conducted in both arms. Treatment verification is required at the first treatment fraction and allowed on the three first fractions. The verification must be performed using electronic portal images of the treatment beam; either with MV or kV. Orthogonal images or cone-beam images can be used on the verification of the isocentre. Weekly control will be performed, and systematic daily control is also allowed.
Follow-up
Patients will be followed for up to 5 years after the intervention according to the visit schedule detailed in Table 1. In each visit, a physical examination and recurrence assessment will be performed. An image assessment will be requested every year after the intervention. Reasons for discontinuing follow-up must be reported.
Table 1. Schedule of visits and assessments (dots) that will be performed during the 5-year follow-up period.
Post-Intervention (Year)
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1
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2
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3
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4
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5
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Post-Intervention (Month)
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1
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3
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6
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9
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12
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18
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24
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30
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36
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42
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48
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54
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60
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Acute Toxicity
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●
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Physical Exam
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●
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●
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●
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●
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●
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Image evaluation of local recurrence
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●
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●
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Survival and disease recurrence
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●
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●
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●
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●
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●
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●
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●
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●
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Chronic Toxicity
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(Continuous Recording)
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Co-medication, (Adjuvant)
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(Continuous Recording)
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Data collection and analysis
Data Collection
The study data will be recorded in an eCRF (OpenClinica®, LLC). The demographic and clinical data requested is depicted in Table 2. Acute and chronic toxicity will be recorded according to the Common Terminology Criteria for Adverse Events v4.0 (CTCAE) [24] criteria. Specific follow-up outcomes will be assessed and registered during the visits scheduled as stated in Table 1.
Table 2. Data collected in the electronic case record form.
Panel in eCRF
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Data recorded
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Informed Consent
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Date
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I/E criteria
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Yes; Not
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Demographic data
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Age at inclusion; Menstrual State
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Comorbidities
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If yes: specify
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Cancer Histology and Receptors, SLN OSNA
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Tumour grade; Tumour size (maximum diameter); P53 (%); Ki67 (%); Lymphovascular infiltration; Ductal Ca in situ; % Estrogenic receptors; % Progesterone receptors; HER2 receptor status; OSNA TTL of SLN
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Previous medication (Adjuvant therapy)
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Drug; Start date; Stop date
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Type of surgery
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Tumour surgery; date; Margins
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Randomization
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Treatment randomly allocated; Randomization date
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Radiotherapy intervention
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Patient completed the allocated treatment (If no: main reason); Start date; End date; Treatment gaps (If yes, reason); Dose per volume (Mean; Median; D95; D5; Volume) in the breast, tumour bed, supraclavicular and axillary levels I-III, and Internal mammary chain
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Co-medication
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Drug; Start date; Stop date
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Survival and disease recurrence
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Date of follow-up visit (If not performed, reason); Local recurrence; Regional recurrence (If yes: nodal level); Distant recurrence (If yes: organ); Vital status (if dead: date and cause)
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Image evaluation of local recurrence
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Technique; Local recurrence (if yes: Maximum diameter)
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Physical Examination*
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Palpable breast tumour (if yes: size, skin infiltration, inflammatory carcinoma, satellite lesions); Palpable axillary nodes (if yes: size); Palpable supraclavicular nodes (if yes: size); Node staging
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Acute and chronic toxicity
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CTCAE term; Grade; Start date; Stop date; Status (recovered w/o sequels; death)
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eCRF, electronic case record form; OSNA, One-Step Nucleic Acid Amplification; TTL, total tumour load; SLN, sentinel lymph node; CTCAE, Common Terminology Criteria for Adverse Events
*Physical Examination is conducted at follow-up visits. It is also addressed at baseline and radiotherapy sessions to confirm the compliance of eligible criteria. If suspicious LNs are detected, the patient will discontinue the study.
Sample Size Estimation
A total of 1.400 patients must be recruited to show the non-inferiority of the experimental arm (incidental irradiation) with an 80% of statistical power when we assume a 5-year recurrence rate of 15% in the control arm (intentional irradiation) [8], a 5% non-inferiority margin, a yearly dropout rate of 5%, and a fixed sample design. Despite the short follow-up period, the large number of patients to be included in the study will preserve the statistical significance of the survival rates and will be enough to evaluate differences in the toxicity rates.
Statistical analysis
Two sets of patients will be analysed: the intention-to-treat (ITT) group, which includes all randomized patients, to describe the baseline clinic-pathological patients’ characteristics; and the per-protocol subset, which includes patients who finish the intervention treatment as planned with all dosimetry data completed, for the endpoint. A descriptive analysis will be carried out reporting absolute and relative frequencies for all variables recorded and stratified by treatment group. Two analyses of the primary endpoint (disease-free survival rate) will be conducted. The confirmatory analyses will be carried out using a non-inferiority long-rank test in the ITT set of patients, which includes all randomized patients regardless of whether the treatment or follow-up are accomplished. A secondary explanatory analysis will be conducted in the per-protocol subgroup, which will include patients who will have finished the intervention treatment with all dosimetry data completed, by an adjusted Cox regression model using the covariates: centre, age at inclusion, tumour size, hormone receptor status, Her2 receptor status, and OSNA results. With regards to the secondary endpoints: the outcomes of loco-regional and distant recurrence will be analysed using the Cox approach, this time in the ITT set. Acute toxicity will be analysed by a chi-squared test comparing frequencies in both treatment groups. Chronic toxicity will be analysed by using Kaplan Meier curves and comparing them by a standard log-rank test. Interim analyses are planned when 85 events and 169 events will be reached.
Current Status of the Trial
From February 2015 to February 2020, a total of 451 patients have been recruited (224 in the intentional arm and 227 in the incidental arm). Currently, acute toxicity events have been reported in 319 cases. A total of 48 chronic toxicity and 13 recurrence events have been also informed.