The extensive inception of therapeutic hypothermia as a standard of care for HIE has increased the pressure on clinicians to make an early and precise assessment of the degree of hypoxic injury (HI) that has occurred and the severity of the encephalopathy that will ensue (28). No single urine-based marker at present is robust enough to detect significant brain/hypoxic injury or predict its outcome. Combining clinical and biochemical data with 'omics' technology is currently the most likely path toward improved detection and prediction of outcomes in neonatal HIE (29–31).We performed this case-control cohort study intending to identify potential biomarker(s) for detecting early HI brain injury in asphyxiated neonates. We generated quantitative proteomics data to investigate diagnostic biomarkers of neonatal HIE. The differentially expressed urinary proteins between HIE neonates and healthy controls were screened at different time points. This led in identification of an early prognostic biomarker panel that may predict brain injury and disease progression in asphyxiated neonates, though further validation is required.
The clinical assessment of the asphyxiated neonates indicated that in our study, the predisposing factors like meconium stain liquor and male sex were statistically significant for developing birth asphyxia in concordance with previous literature (32, 33). The evaluation of renal function test (RFT), Arterial blood gas (ABG), and serum electrolytes are normal in healthy neonates. Their abnormality is one of the clinical indications of birth asphyxia. Previous literature shows the evidence of renal abnormalities and their correlation with the degree of asphyxia (34, 35). The degree of serum electrolytes, i.e., sodium, potassium, and calcium, is related to the severity of birth asphyxia (36, 37). This corresponds with our findings where urea and potassium were significant, with a p-value of 0.02 and 0.001, respectively. The abnormal ABG values revealed that most neonates were predisposed to metabolic acidosis (38). One of the outcomes of our study was probable sepsis which corresponds with the reported literature (39, 40).
The pathway analysis identified pathways like the disease of programmed cell death, neurodegenerative diseases (41), innate immune system (42), and amyloid fiber formation (43),has been associated with hypoxic injury and poor neurodevelopmental outcomes. Similarly, enriched gene ontology terms like amyloid fibril formation, positive regulation of response to external stimulus, and hormone and growth factor activity might have a role in brain injury and poor neurodevelopmental outcomes.
Interestingly, we identified proteins in correlation with the disease pathways, and a panel of four proteins was shortlisted for validation. These four proteins were APP, FN1, FABP1, and AGT. We evaluated this panel of proteins as potential biomarkers for the early diagnosis of hypoxic injury. APP and FN1 were significantly downregulated, while AGT and FABP1 were upregulated in our data. As discussed below, the role of these proteins is well established in neonatal diseases but remains unexplored or markedly less in birth asphyxia and HIE.
FN1 is an extracellular matrix protein that plays a critical role in cytoskeletal organization, cell cycle progression, growth, and cell survival and differentiation (44). In our study, it is related to the pathways like post-translational protein modifications and degradation of the extracellular matrix. A study by Carlyle et al.,2017, an in-depth proteomic survey of postnatal human brain regions shows the expression of FN1 in amygdala, cerebellum, dorsolateral prefrontal cortex, hippocampus, medial dorsal nucleus of thalamus, primary visual cortex, and striatum regions of neonatal brain (45). FN1 is overexpressed in developing embryos and may also be involved in early blastocyst formation (46). The role of FN1 is not much explored in HIE, but the knowledge
of fetal FN results may reduce preterm birth before 37 weeks and its upregulation has been associated with preeclampsia (47, 48). Prematurity and preeclampsia are the risk factors for birth asphyxia (49). So, FN1 might have a role in birth asphyxia. In our study, it is showing a decreasing trend across all the stages of the HIE in 24-hour and 72-hour time points as observed by mass spectrometry and validated by ELISA.
AGT plays a crucial role in the pathophysiological modulation of cardiovascular functions. It is the primary trigger for generating reactive oxygen species (ROS) in various tissues (50). Public database such as BrainSpan Atlas of the Developing Human Brain shows AGT expression in 37 weeks after post conception and early postnatal (1-3years). The lack of AGT has also been associated with failure of BBB repair after an injury in mice (51). Also, the brain-specific renin-angiotensin system (RAS) plays essential role in brain homeostasis. One of the receptor i.e., AT2R expression was found in developing fetal tissues, which reduces after birth and maintains a relatively low level during adulthood (52). Although there is less literature available showing the association of AGT with HIE (53), due to its role in BBB repair and brain homeostasis it might have a role to play in brain injury as well. Our validation experiment shows the increase in expression pattern at both time points with the severity of HIE.
APP is a transmembrane protein expressed mainly in the brain. It is responsible for neurodegenerative diseases like Alzheimer's (54) and has a significant role in the migration of nerve cells (55). APP accumulation in the brain is an early marker of brain injury, and the low plasma APP levels have been previously correlated with HIE progression (56, 57). An animal study conducted by Benterud et al. (2015) exhibited a similar drop in APP levels after neonatal
asphyxia (58). It was downregulated across all conditions at both time points and was associated with pathways like neurodegenerative disease and amyloid fiber formation. Hence, our findings for this protein resonates with the previous reported literature.
FABP1 is a cytoplasmic protein that participates in lipid metabolism (59). Elevated FABP disrupts the blood-brain barrier and causes cerebral ischemic injury in mice(60). Higher levels of FABP have been reported in the serum of neonates having a hypoxic injury (61). According to the Human Developmental Biology Resource (HDBR), the RNA-seq data of prenatal human brain development shows FABP1 expression in the cerebellum, medulla oblongata, and spinal cord regions of neonatal brain (62). Therefore, FABP1 is present in the brain of neonates and brain injury can release them to the circulatory system. However, a detailed study on this with negative controls (neonates with other diseases) can further substantiate this claim. In our study, the fold change of this upregulated protein increases with the severity of HIE, indicating the disease progression. The pathways associated with this protein in our study are cellular response to stress and innate immune system.
Birth asphyxia is a multifactorial disease; we compared and examined the collective effect of these proteins as opposed to their individual impacts. A multivariable biomarker panel approach is preferable as it offers accuracy, sensitivity, and specificity (63, 64). The cumulative ROC curve provides better prediction of the disease than individual ROC curve. Measuring a panel of proteins for efficient categorization of disease conditions from the healthy is more effective than measuring single proteins (65, 66). In our study, the ROC curve produced for AGT and FABP1 and APP and
FN1 was significant for all three stages of HIE. This makes it a highly sensitive prediction model with high accuracy, sensitivity, and specificity.
Our findings suggest the involvement and possible role of FN1, AGT, APP, and FABP1 in HIE, in a stage-dependent manner. These proteins can be developed as potential biomarkers for asphyxiated neonates with hypoxic injury. A rapid test detection kit when used in a hospital setting could aid in providing accurate disease diagnosis by complementing clinical examination and expertise of the clinician. It will also help to assess the treatment efficiency and prognosis of the disease. As this is a preliminary study, further studies are necessary to characterize and validate the functional role of these proteins in disease progression and brain injury.