With progressively increased requirements for aesthetics and comfort during orthodontic treatment, which promotes the population of clear aligner (CA). However, initially clear aligner treatment (CAT) is only suitable for some simple and specific malocclusions such as closing scattered gaps,tipping, and correction of relapsing cases. Furthermore, the control of extraction cases is subject to numerous limitations (e.g., common cases of premolar extraction). For the extraction of premolars, the expected effect of the CA is still difficult to achieve [1, 2]. However༌premolar extraction is most commonly used in orthodontic treatment, especially in Asian populations [3].
As revealed from clinical studies, during CAT of premolar extraction, the loss of anterior torque, deepening of the overlay, and mesial tipping of the molars tend to be consistent with the "roller coaster" effect in conventional orthodontic treatment [1, 4, 5]. Firstly, it is difficult for clear aligners to gain reasonable result in the extraction cases, mainly due to that the biomechanical mechanism of the CA technique is unclear [6, 7]. Previous research had shown that CA can generate force and motion, and attachments can enhance the control of tooth movement. However, there is no clear theoretical support for how to generate motion and how attachments can assist CA to move teeth as expected [8]. Specific to conventional orthodontic treatment, force and moment are exploited in the teeth via the interaction between the arch wires and brackets, as an attempt to move the tooth as expected. In contrast to the above-mentioned studies, after the CA is placed according to the simulated target position, complicated forces are applied to the teeth through elastic deformation and then realized the teeth movement. [6, 9]. As a matter of fact, it is really difficult to understand what kinds of force realizes tooth movement of digital simulation. Secondly, during the orthodontic treatment, auxiliary devices (e.g., attachment, elastics, micro screw) are also required. [6, 10]. It is unlikely to clarify the respective roles of aligners and auxiliary devices in the system [11–15]. Besides, there has been no material diaphragm capable of simultaneously achieving strong retention, good elasticity and slow force attenuation of the CA. Fortunately, in the last few years, with the leaping forward of CA technology and in-depth research on biomechanical mechanisms, the performance of the diaphragm material has been improved, which has enabled the CA to be gradually used in the orthodontic treatment of complex extraction cases [16, 17]. In clinical, a series of small tooth movements are completed by wearing a range of aligners mentioned above, and finally, the teeth are positioned [10, 18].
Therefore, to reveal the system biomechanical principles, the biomechanical principles of CA without assistive devices to close the extraction space of the premolars should be initially studied, and the clinical and later series of studies should be underpinned theoretically. Considering the complexity of orthodontic biomechanics and the principles of medical ethics, biomechanics in related fields cannot be effectively studied in vivo [10]. Therefore, the use of the finite element method in vitro simulation research makes up for a defect of the current research,and provides a better research direction for orthodontic biomechanics research. Considerable studies reported that the three-dimensional finite element method is a harmless, effective simulation, reliable results, in line with clinical practice, and suitable for fine structure principles and biomechanics in vitro research methods. Numerous scholars employed this method to analyze the tooth movement, centre of resistance, stress and strain of periodontal ligament, alveolar bone and appliance. Fortunately, they have achieved reliable results to a certain extent [19–21]. The study aimed to investigate the biomechanical principle of the maxillary anterior teeth retraction in the extraction of the first premolars with CA by employing the three-dimensional finite element method. This study will theoretically provide a basis for a subsequent series of studies and guide the clinical application of CA.