Trial design
A randomized, double-blind, sham-controlled clinical trial was conducted to investigate the effectiveness of anodal tDCS combined with DAF in enhancing speech fluency in adults who stutter. Fifty participants were randomly allocated to one of the groups. In the intervention group, participants received DAF combined with anodal tDCS, while the control group was exposed to sham tDCS simultaneously with DAF.
Participants
The study population consisted of adults with developmental stuttering. Since this study addressed adults with at least moderate levels of stuttering, a speech-language pathologist assessed the severity of stuttering in each subject to determine whether he/she could be enrolled. In order to assess stuttering severity, the SSI-4 questionnaire was used. Inclusion criteria included history of developmental stuttering, diagnosed with moderate to severe stuttering, right-handed, age 18 to 50 years (adult), native speaker of Farsi, and non-smoker. Exclusion criteria included stuttering accompanied by other speech or language disorders, having stuttering treatment within the month before intervention, hearing loss, history of neurological or psychiatric disorders, history of seizures, intake of any medication that affects brain functions, such as anti-depressants, pregnancy, breast-feeding, cranial bone defects, cranial/brain metal implants, and skin lesions. The CONSORT flow diagram for this study is shown in Figure 1.
Interventions
In this study, two pre-intervention assessments were performed for baseline measures. These were conducted one week and immediately before intervention. Once the assessment conducted immediately before intervention was finalized, the first intervention session began. Each subject participated in six intervention sessions. The number of intervention sessions were considered based on findings in earlier studies which had shown that 5 or 6 days of stimulation would be effective for a tDCS intervention [4, 6, 8, 26-28]. After the last intervention session, immediately post-intervention assessments were carried out and one week later, the second post-intervention assessments were conducted. Afterwards, to investigate the maintenance of the treatment gains, post-intervention assessments were done six weeks after treatment termination. This single-center trial was conducted at the Vahdat Neurorehabilitation Clinic in Tehran, Iran.
Transcranial Direct Current Stimulation
Participants underwent anodal or sham tDCS according to the group they were randomly assigned to. An EEG cap was used to identify the site of stimulation. The anode electrode was positioned over the left superior temporal gyrus (T3 according to the 10-20 international system [29]), and the cathode electrode was placed over the right frontopolar region (Fp2 according to 10-20 system [29]). The electrode positions were fixed by elastic rubber straps. In the anodal group, stimulation was done by passing 1 mA current between two 5cm x 7cm electrodes for a duration of 20 minutes with ramp up and ramp down intervals of 15 seconds. This setup was shown to be efficient for enhancing speech fluency in other tDCS studies [4, 30]. A neuroConn DC-STIMULATOR was used to deliver tDCS. We used conductive rubber electrodes encased in a sponge pocket. Physiological saline solution was used as an electrolyte-based contact medium. Before placing the electrodes on the scalp, the clinician checked the skin for any skin damage or lesion. For both, anodal and sham modes, the same stimulation intensity parameters were used. However, in the sham group, the duration of stimulation was 30 seconds and the current turned off automatically after 30 seconds.
Delayed Auditory Feedback
In all six intervention sessions, a speech and language pathologist conducted a fluency intervention during stimulation. In this study, DAF was used as a fluency intervention. In order to deliver DAF, Audapter, which is a software package for manipulating the acoustic parameters of speech in real-time, was used [31]. The subjects performed three tasks which included oral reading, monologue, and conversation, under 60-ms delayed auditory feedback. This 60-ms delay has been shown to be efficient to enhance speech fluency in stuttering [32].
Safety and side effects of tDCS were assessed after each intervention session through filling in a 5 point Likert scale (1=very mild, 5=very severe) questionnaire by the participants. The respective questions included potential side effects of tDCS, namely itching, burning, tingling, headache, fatigue, sudden mood change, difficulties to concentrate, change of visual perception, unpleasant somatosensory sensations, unpleasant visual sensations, nausea, drowsiness, feeling that stimulation persisted after the end of intervention, and one open question for any other adverse effects. Furthermore, participants were asked to guess if they received anodal or sham stimulation before any intervention and after the first intervention, as well as after the last interventions, to ensure successful blinding.
Outcome measures
In this study, the mean scores of the percentage of Stuttered Syllables (SS %) served as primary outcome parameter. We obtained 2 baseline measurements, one week, and immediately before intervention, to guarantee symptom stability. At these two pre-intervention time points, the voice of the participants was recorded when performing three different tasks, oral reading, monologue, and conversation. Based on these data, we calculated the primary outcome measure (SS %), which was the average of percentages in those three tasks. A ZOOM H5 handy recorder was used to record the voice of the participants. The same measurement was taken immediately, one week, and six weeks after the last intervention session (post-intervention assessments). In order to prevent any potential adaptation effect, different reading materials and novel monologue and conversation topics were used in each assessment and intervention session. The mean score of SS% at the three post-intervention time points in the intervention group was expected to be significantly lower than that in the sham group (the lower score of SS% represents the less severe stuttering). Also, no significant difference was expected between groups at either of the baseline time points.
Secondary outcomes were the score of Stuttering Severity Instrument-4 (SSI-4), as well as the score of the Overall Assessment of Speaker’s Experience of Stuttering (OASES). In the two pre-intervention assessments, the principal investigator observed physical behavior (such as distracting sounds, facial grimaces, head movements, and arm and leg movements) which was required to calculate the score of the SSI-4. In addition, participants filled out the OASES questionnaire which is a self-report assessment tool, as the secondary outcome measure. After the second baseline assessments, the intervention was started, and was carried out over six consecutive days. The similar results of SS% scores were expected for SSI-4 and OASES scores in both study groups at different time points.
Randomization
Participants were randomly allocated to intervention and control groups. The random assignment of the participants prevented selection bias and dysbalanced confounding factors between the study arms. A computer-generated randomization method was used via the website www.randomization.com. We determined 50 subjects and four blocks of equal size to generate a random list. Each participant was given a unique ID and was assigned to one of the experimental groups. The person responsible for generating the random list was not involved in any other part of the trial.
Blinding
This study was double-blind. Neither the participants nor the investigators knew which group (anodal or sham) each participant was assigned to. A sealed opaque envelope method was used for the purpose of concealment. A clinician was given randomly generated treatment allocations within sealed opaque envelopes. Once a participant consented to enter the trial, an envelope was opened and the participant was then allocated to one of the intervention groups. Researchers who were responsible for outcome assessment and data analysis were also masked to the group assignment.
In order for the procedure to be confirmed as a blinding one, before any intervention and after the first intervention as well as after the last session, participants were asked which type of treatment they thought to receive, anodal tDCS or sham.
Statistical methods
All statistical analyses were performed using SPSS Statistics V22.0 and Stata 15. A sample size of 25 participants per group (50 participants in total) was estimated based on the previous study by Chesters and colleagues [4], and using G*Power software [33]. The determination of sample size was based on two criteria which were to detect a significant difference for the relevant time × group interaction in the primary statistical test and to have an effect size of f= 0.17. Data were analyzed by a 2-way mixed model ANOVA with the within-subject factor time, the between-subject factor group (anodal/sham tDCS), and the dependent variable stuttered syllables (SS %). The α and β errors were set at 0.05 and 0.20, respectively.
Two experienced raters independently counted the SS% of all speech samples. Cohen’s kappa coefficient was used to measure inter-rater reliability.
Data were analyzed by the intention-to-treat (ITT) and modified intention-to-treat (mITT) approaches. In order to test the assumption that data distribution was normal, Kolmogorov-Smirnov (K-S) and Shapiro-Wilk tests were performed. These results are presented in Table 1.
Demographic as well as baseline characteristics, and primary and secondary outcomes were assessed by descriptive statistics including measures of mean, standard deviation, median, minimum, and maximum for quantitative variables, and frequency and percentage for qualitative variables. The characteristics of the participants and demographic variables in the two groups were compared at the baseline using Student’s t-tests in case of quantitative, and the chi-square test for the qualitative variables.
The effect of anodal tDCS on SS % (the primary outcome) was assessed by a 2-way mixed-model ANOVA with the percentage of stuttered syllables as the dependent variable, the between-subject factor tDCS (anodal vs. sham), and the within-subject factor time (one week and immediately before the intervention, immediately, one week after, and six weeks after the intervention). Where statistically significant time × group interactions were found in the results of the ANOVA, exploratory post-hoc Student´s t-tests were performed to identify significant differences for each time point between the two groups. The Bonferroni correction was performed for all reported p-values. For the secondary outcome measurements (SSI-4 and OASES scores), the same procedures were conducted.
Adverse effect questionnaire data were analyzed using a 2-way mixed-model ANOVA. A chi-square test was performed to assess successful blinding.