In this study, 231 patients with TRD were treated with R-107 120mg/day for 5 days, and 168 (72.7%) were included as an enriched responder population who were randomized to a range of double-blind R-107 doses or placebo for the next 12 weeks. In this double-blind phase, the 180mg dose given twice weekly showed statistically significant and clinically meaningful improvement in depressive symptoms based on MADRS score compared with placebo, with a group-treatment difference of 6.1. Side effects commonly observed in clinical trials of injected or intranasal ketamine (e.g. dissociation, sedation, increased blood pressure) were minimal, and overall tolerability was good. Most patient dosing during the double-blind phase occurred at home.
Acute placebo-controlled antidepressant clinical trials in non-TRD patients have high failure rates, up to 50%.11,12 Study failure rates in patients with TRD may be similarly high (47%), based on the proportion of industry-funded studies of ketamine/esketamine registered on clinicaltrials.gov between 2010–2022, where no results have been published. As discussed in the introduction, failure rates (inability to separate responses between active and placebo arms) can be reduced by using an enrichment design to remove treatment nonresponders, prior to a double-blind relapse-prevention phase.13 Failure rate across all studies using this design was 25%.13 We included a dose-finding component in the double-blind phase of the present study as it was not clear what the effective oral dose range might be. The R-107 dose used in the enrichment phase (120mg daily for 5 days) was based on observations from case reports from patients with pain and TRD receiving continuous ketamine infusions for 5 days, who reported mood improvements occurring by 24–72 hours.15 The tablet formulation’s sustained exposure to ketamine and norketamine over 24 hours after once-daily dosing provided a similar prolonged pharmacokinetic exposure.9 Ketamine dosing was open-label during the enrichment phase, therefore the high remission (57.1%) and response (72.7%) rates for participants during this phase have to be considered cautiously due to likely expectation effects.16 During the double-blind treatment phase, clear-dose responses were observed, for proportion of patients relapsing and median time to relapse, and there were dose-related trends for reductions in the MADRS total score. Most relapses in the 0-120mg dose groups occurred within 1 month of randomization (Fig. 3). Only the mean between-group treatment difference between the 180mg and placebo groups (-6.1) was statistically significant, and this value exceeds the minimum clinically important difference threshold for antidepressants reported in the literature.17
The relapse rates between weeks 2 and 13 in patients randomized to the placebo and 180mg dose groups (70.3% and 43.7% respectively) are both higher than those reported in a meta-analysis of relapse-prevention studies of antidepressants in non-TRD patients13 and in TRD patients enrolled in an esketamine randomized withdrawal study14 (see Table 3). This could be due to the much shorter duration of open label dosing in the present study (5 days) compared with 16 weeks in patients with TRD14, and a mean of 16.4 weeks in non-TRD depressed patients.13 These longer dosing periods prior to randomized withdrawal could select for stable responders, which would reduce subsequent relapse rates.
Table 3
Comparison of relapse rates in relapse-prevention antidepressant trials in TRD and non-TRD patient populations. Randomized to antidepressant population for the present study is the 180mg twice weekly cohort. AD: antidepressant; PBO: placebo
Study | Population; duration of open-label dosing before randomization | Relapse/ total population | Randomized to Antidepressant | Randomized to Placebo | AD relapse ratio | PBO relapse ratio | AD/PBO relapse ratio |
Glue 2010 | Non-TRD 16.4 weeks | Relapse | 1177 | 1758 | 22.5 | 43.6 | 0.51 |
Total | 5237 | 4031 | | | |
Daly 2019 | TRD 16 weeks | Relapse | 16 | 34 | 25.8 | 57.6 | 0.45 |
Total | 62 | 59 | | | |
Present study | TRD 5 days | Relapse | 14 | 26 | 43.7 | 70.3 | 0.62 |
Total | 32 | 37 | | | |
Many of the secondary efficacy outcome variables also showed dose-related trends compared with placebo, however these were not statistically significant, presumably because of small dose group sizes, which may have reduced statistical power.
Commonly-reported adverse events during the open-label enrichment phase included dizziness, headache, dissociation, feeling abnormal, fatigue, and nausea. The intensity of dissociation in the 26 participants (11.6%) who reported this adverse event was minor, as demonstrated by mean CADSS scores of 3 or less for all participants. The most common side effects reported in the double-blind relapse-prevention phase were headache, dizziness, anxiety, depressed mood and dissociation (Table 2), most of which were mild-moderate in intensity. Other notable differences from adverse events commonly reported after administration of ketamine or esketamine18 were the absence of cardiovascular side effects, especially relating to increased blood pressure, low rates of dissociation, and also very low rates of sedation. Mean ratings of cystitis symptoms using the BPIC-SS questionnaire remained less than 3 points throughout the study, out of a maximum of 38, with no differences between placebo and 180mg dose groups.
Another common concern about most currently available ketamine and esketamine formulations is the risk of diversion and abuse.19 The extended release ketamine tablets used in this study are exceptionally hard and difficult to shatter, due to annealing of polyethylene oxide during their manufacturing process.10 This property may make this formulation less likely to be diverted for abuse, due to difficulty in manipulation of the tablets. We were not aware of any participants reporting craving for the tablets, and only one participant was removed from the study for lack of compliance. Most of the dosing of double-blind tablets after Day 8 occurred at home rather than in clinic, and clinic visits were brief, which participants anecdotally reported to be convenient. These attributes potentially improve scalability of ketamine use in the community, due to reduced need for in-clinic monitoring, and would also reduce costs associated with clinic visits.
There are several important limitations to the trial. The study design (enrichment followed by relapse prevention) was intended to reduce risk of study failure.13 Because this type of design eliminates non-responders prior to randomization, this strategy is likely to overestimate population levels of treatment response to R-107, and future unenriched clinical trials are needed to address this issue. There are relatively few data for efficacy and tolerability after oral ketamine dosing compared with intravenous or intranasal dosing, and it is not possible to directly compare the present study’s findings with studies using non-oral routes of administration. This study included both participants established on antidepressants (n = 165), as well as those who were not on antidepressants (n = 60). Secondary analyses did not show differences in the acute response to ketamine (the mean (95%CI) reduction in MADRS score for those taking an antidepressant was − 19.2 vs -16.6 for those not taking an antidepressant (-2.6 (-5.19 to 0.02)). Further larger studies are required to determine if these two populations respond differently to oral ketamine. Also, the protocol did not require patients to start a new antidepressant at the time of starting study medication, as this [?] design would have complicated interpretation of this intervention.
In conclusion, extended-release R-107 tablets were effective, safe and well-tolerated in an enriched patient population with TRD. Use of an extended-release oral dosage ketamine formulation may be advantageous compared with intranasal or intravenous dosing, in terms of reduced intensity of dissociation, lower risk of abuse, reduced frequency and intensity of sedative and cardiovascular side-effects, and improved convenience for administration in the community.