This study addresses several important clinically relevant gaps in our knowledge regarding bacterial pneumonia and the effects of corticosteroid treatment. First, prior to this work, limited data were available on the biological overlap of experimental pneumonia in mice compared to patients with pneumococcal pneumonia. Second, few studies have directly evaluated the mechanistic effects of corticosteroids in an experimental model of pneumococcal pneumonia, a particularly important issue in view of the recent clinical trials reporting improved outcomes in patients with severe community acquired pneumonia when treated with corticosteroids [11]. Finally, although patients recognized to have bacterial pneumonia are uniformly treated with antibiotics, animal models using bacterial pathogens do not routinely include the use of antibiotics. This study identifies several mechanisms by which dexamethasone decreases lung injury in a S. pneumoniae model and supports the biological relevance of this model to humans with community acquired pneumococcal pneumonia.
RNA sequencing identified several pathways that were dysregulated by S. pneumoniae infection in both humans and mice. We identified signatures of inflammasome activation, including IL1 signaling and NF-kB activation, and neutrophil degranulation in infected mice and humans. Transcriptomic analysis also identified several pathways modified by the addition of dexamethasone to ceftriaxone. While steroids decreased the expression of some pathways upregulated in S. pneumoniae-infected mice compared to controls, they also increased the expression of other pathways, suggesting the effects of steroids are more complex than simply reversing expression of dysregulated pathways. Notably, tracheal aspirate RNA sequencing from mechanically ventilated patients with S. pneumoniae infection identified similar gene expression changes to those observed in the mouse model, suggesting this experimental system replicates several biological features of clinical disease. In addition, some pathways that were modified by dexamethasone treatment in mice also were also modified in humans treated with steroids compared to those who were not.
The mouse studies of pneumococcal pneumonia demonstrated therapeutic benefits of dexamethasone on oxygenation, pulmonary edema, and lung histology when added to antibiotics. These results are consistent with recent clinical studies, in which early administration of dexamethasone reduced the duration of mechanical ventilation in ARDS patients and reduced the progression to mechanical ventilation in non-intubated patients with severe pneumonia [11, 32, 33]. Assessment of BAL fluid identified that the combination of antibiotics and dexamethasone reduced protein and leukocyte permeability into the distal air spaces. In contrast to the favorable effect on protein permeability, dexamethasone did not enhance alveolar fluid clearance, suggesting that the favorable effects of dexamethasone combined with antibiotics were explained by a reduction in the formation of pulmonary edema, not by an increase in the rate of alveolar fluid clearance.
Because of their immunosuppressive effects, steroids can impair host bacterial clearance [34]. In one mouse study using a very early administration of glucocorticoids (one hour after infection) [14], high dose dexamethasone increased bacterial burden in the lung. In contrast, dexamethasone did not impair host bacterial clearance in the current study, possibly because dexamethasone was given 20 hours after infection and at the same time antibiotic therapy was initiated. We selected this schedule in part to enhance the clinical relevance of the model, as patients with pneumonia usually come to medical attention when their infection has progressed enough to cause symptoms. These findings are consistent with the results of some recent clinical trials of steroids in COVID-19 ARDS [35, 36], non-COVID ARDS [33], and meta-analyses of steroid use in community-acquired pneumonia [37], in which steroid administration provided clinical benefit in patients with pneumonia of differing etiologies but was not associated with significantly higher rates of secondary infection.
Since dexamethasone has pleiotropic effects on the immune system [34], we investigated the impact of dexamethasone on the release of inflammatory cytokines and chemokines. The combination of dexamethasone and ceftriaxone attenuated the release of inflammatory cytokines in BAL fluid, including IL-1β, IL-6, TNF-α, and IFN-γ, and chemokines including KC, MCP-1, and MCP-3. These results are consistent with a prior study of corticosteroid treatment in ARDS patients [38]. Also, the combination of dexamethasone and ceftriaxone significantly reduced the release of IL-1β, TNF-α, IFN-γ, MCP-1, and MCP-3 compared with ceftriaxone alone. An experimental study using a mouse model of pneumococcal pneumonia reported that neutralization of IFN-γ accelerates recovery from lung injury [39]. Growing evidence suggest that MCP-1 is involved in lung inflammatory disorders [40]. The beneficial effect of dexamethasone on lung injury might be attributed in part through suppressing the release of these proinflammatory cytokines and chemokines. Transcriptomic analyses also identified additional pathways, including increased non-canonical NF-kB signaling and shifts in metabolic pathways, that may be important targets for future research.
This study has some limitations. First, the sample size from our clinical cohort is modest. Steroid treatment was non-randomly assigned and likely more commonly administered in sicker patients. In addition, our clinical respiratory tract samples were from tracheal aspirates, while our mouse experimental samples were from whole lung homogenate, which likely decreased our ability to detect differentially expressed genes overlapping between humans and mice. We were unable to identify individual genes that were significantly differentially expressed with steroids in humans. Despite this, we were able to detect changes at the pathway level that were shared between our experimental mouse model and the clinical samples. Second, our experimental studies in mice focused on the early phase of lung injury from pneumococcal pneumonia but did not address survival. This design made it possible to understand the earliest effects of steroid therapy on critical physiologic end points (oxygenation, lung fluid and protein balance), inflammatory responses, lung pathology, and bacterial burden. A recent clinical trial [11] reported a mortality benefit for corticosteroids in severe CAP, so we did not think that survival studies were as critical compared to in depth mechanistic analyses. Future studies will need to test the effects of steroids in other bacterial and viral pathogens in addition to the results from this study with S. pneumoniae.