In this survey, we consciously decided to focus on elderly patients aged > 70 years with head and neck cancer who had been treated with radiotherapy or chemoradiation at the University Medical Centre Regensburg. Our aim was to investigate this heterogenous patient collective under therapy to analyse how these patients tolerated treatment and how to deal with the demands and challenges of real world data. Many other studies have focused on pre-selected patient collectives. Such (pre-)selection of patients may falsify the results of surveys and overlook the special requirements in treating elderly or frail patients, which is one reason for the lack of sufficient data on such patients.
For elderly patients with head and neck tumours radiotherapy and chemoradiation represent important and effective treatment options (National Comprehensive Cancer Network 2020). Elderly patients should not be deprived of radiotherapy or chemoradiationjust because of their age (Metges et al. 2000; Kunkler et al. 2014; Wasil et al. 2000). We underline this assumption because of the good feasibility of radiotherapy and chemoradiation in our patient collective.
However, it is necessary to take a closer look at the collective of elderly patients with SCCHN.
Comparison of subgroups is difficult, because postoperative patients with intermediate risk tumours usually only receive radiotherapy (National Comprehensive Cancer Network 2020). Nearly all high-risk patients in our collective would have received simultaneous chemoradiation if they had been younger. In reality only fit patients in our collective received simultaneous chemoradiation pursuant to present guidelines, since some elderly and frail patients were not intended to be able to tolerate simultaneous chemotherapy according to the data of “Meta-analysis of chemotherapy in head and neck cancer (MACH-NC)”.(Blanchard et al. 2016). In accordance to the data of the MACH-NC meta-analysis elderly patients in our collective who had risk factors (ECS, more than 3 lymph nodes affected, less than 5 mm margin), comorbidities or a low Karnofsky performance status received radiotherapy alone although -according to oncological guidelines - simultaneous chemoradiation should also be conducted – at least theoretically. (Blanchard et al. 2016; National Comprehensive Cancer Network 2020). However, some of the elderly patients with risk factors in our collective received simultaneous chemoradiation because of their good general condition and their high Karnofsky performance status, although the data of the MACH-NC meta-analysis recommend radiotherapy alone for this group of patients aged > 70 years of age. The patients’ general condition was classified in accordance to the Karnofsky performance status and comorbidities. Thus therapeutic decisions had to be made individually for each patient.
As already mentioned feasibility of radiotherapy and chemoradiation in our collective was good, consequently treatment had only to be interrupted for 2 or more days in 9 (12.7%) patients. Reasons for the interruption of radiotherapy were mostly acute toxicity or other medical complications such as infections. Some interruptions were due to patient incompliance or organisational problems. 65 patients were able to complete radiotherapy with 95% of the initially prescribed radiation dose (91.5%). 4 patients (5.6%) received less than 80% of the prescribed dose due to the premature termination of 1 of these 4 patients died of respiratory insufficiency because of pulmonary metastases newly developed under radiotherapy (16 Gy). Another patient died of cardiovascular disease under chemoradiation (16.2 Gy and less than 25% of the prescribed chemotherapeutic dose). 2 of the 4 patients terminated radiotherapy at their own request.
Elderly patients are often deprived of radiotherapy or chemoradiation only because of their age. Metges et al. observed that elderly patients were frequently treated less aggressively because of their assumed limited life expectancy. Physicians automatically presume that the treatment procedure would impair quality of life. In their survey Metges et al. did not find any difference in treatment response among the various age groups (Metges et al. 2000).
We also cannot confirm the hypothesis that elderly patients generally have a worse prognosis than collectives of younger patients or patients of different age groups. Data on elderly patient collectives are generally still insufficient (Wasil et al. 2000).
Our patients treated with simultaneous chemoradiation generally had worse outcome than the patients only treated with radiotherapy. Median survival of patients undergoing simultaneous chemotherapy was 21 months. Patients without simultaneous chemotherapy had a median survival rate of 51 months. In the log rank-test this result was not significant (p = 0.219). This result is due to the fact that patients who qualify for simultaneous chemotherapy have a poor prognosis and considerable risk factors (ECS, more than 3 lymph nodes affected, less than 5 mm margin). The majority of our patients had locally advanced tumour (UICC stadium IVa), hence the poor overall survival rate was not surprising.
For these reasons, comparison of these patient groups is difficult. On the one hand, simultaneous chemotherapy and radiotherapy is more effective (Forastiere et al. 2013) (Bourhis et al. 2012) (Adelstein et al. 2003).
On the other hand, only patients with risk factors qualify for simultaneous chemotherapy. Thus, patients with risk factors are faced with poor prognosis. Furthermore, not all patients in this survey who qualified for chemotherapy also received chemotherapy, often because of comorbidities or severe secondary diagnoses.
Our univariate and multivariate analysis (COX regression) resulted in a significant value for dysphagia, particularly after 6 months. This value seems to be an important parameter for overall survival because of the following underlying factors: A limitation caused by the tumour itself could (already) exist at the beginning of therapy. Furthermore, dysphagia could be related to therapy. Consequently, appropriate nutrition may prevent patients from losing weight or from significant deterioration of the general condition. Dysphagia and limitation of swallowing are very complex clinical pathologies. Moreover, detection of dysphagia may be difficult in small patient collectives. Because patients often develop aspiration pneumonia, good phoniatric and logopaedic accessibility is essential(Patterson 2019)(Pedersen et al. 2016) (Brodsky et al. 2016 Jul)(Hey et al. 2013). For this reason, treatment in specialised centres is desirable. Patients in this survey were treated at the University Medical Centre Regensburg for the entire duration of therapy.
In our collective, patients with poor prognosis and a low KPS usually had worse overall survival. Our univariate analysis showed significant results for overall survival for patients with a KPS of 60% or less before, during or after radiotherapy and tumour recurrence (local recurrence or metastatic spread) or metastatic spread during follow-up.
The subgroup analysis yielded a median overall survival rate of 24 months for patients with local tumour recurrence (IQR: 18–54 months) or metastatic spread (IQR: 14–25 months) during follow-up. The log rank-test of both subgroups yielded significant results (local relapse: p = 0.039; metastatic spread: p = 0.002). Consequently, prognosis is determined, inter alia, by tumour recurrence, which emphasizes the importance of local control.
Patients without relapse showed a median survival rate of 65 months (IQR: 23–120 months) and thus lived significantly longer than patients with tumour recurrence (log rank-test: p = 0.001). Only 13 out of the 71 patients were affected by local tumour recurrence. Overall, local tumour control in this survey was good (99% after 12 months, 88% after 24 months and 76% after 60 months).
Furthermore, our univariate evaluation showed a trend towards an association of dysphagia after radiotherapy, especially dysphagia CTC grade III 6 months after the end of radiotherapy, a low haemoglobin value (anaemia CTC III or higher) before radiotherapy (p = 0.067), tumour recurrence at the beginning of radiotherapy and an increased UICC-status with poor overall survival. The haemoglobin value is also known as a negative predictive marker in unselected non-elderly patients (Dietl et al. 2005).
The purpose of this survey was to evaluate the treatment feasibility of radiotherapy or chemoradiation in an unselected patient collective. To assess the reality and authenticity of the treatment of elderly patients as closely as possible, we decided to include the patients in the described unselected manner. Consequently conclusions could be drawn with regard to feasibility and toleration of radiotherapy and chemoradiation.
The feasibility of radiotherapy and chemoradiation in our collective of elderly patients was good. We focused on the question of how patients aged > 70 years and particularly frail patients may tolerate cancer therapy. Our patients were retrospectively classified according to the Karnofsky Performance Index. The results of this survey imply that elderly (and frail) patients benefit from radiotherapy and chemoradiation just like any other patients with head and neck cancer. The benefits have also been proven in other studies (Metges et al. 2000) (Wasil et al. 2000; Kunkler et al. 2014). Straube and Pigorsch et al. also described the good results of radiotherapy in elderly and frail patients (Straube et al. 2016). However, their patient collective was smaller than ours. The implementation of intensity-modulated radiation and the subsequent dose reduction and thus protection of organs at risk has increased the compatibility of radiotherapy in the head and neck area (Kunkler et al. 2014).
Our patient collective was larger and less heterogenous than those in other surveys. Each of our patients received adjuvant radiotherapy or chemoradiation, and our patient collective is representative because it resembles clinical reality.
Chemoradiation was not significantly less well tolerated by our elderly patients than by younger patients, and this result has been confirmed in other surveys (Giovanazzi-Bannon et al. 1994; Lichtman et al. 2007; Newcomb und Carbone 1993).
Nevertheless, careful patient selection regarding comorbidities and the Karnofsky performance status is necessary (Sanabria et al. 2007). Our next prospective studies on radiotherapy and chemoradiation of elderly patients with head and neck cancer will particularly focus on frail patients.