Aim
The main purpose of the study is to determine the safety and effectiveness of “early intervention EMDR” in preventing PTSD or reducing symptoms of PTSD at nine weeks postpartum in women with a traumatic birth experience, and to compare these results with care as usual in women who experienced their delivery as a traumatic event. Safety is defined as the absence of any adverse events, such as increased suicidal ideation, serious self-injurious behaviour or crisis contacts for any of the aforementioned reasons.37 It is hypothesized that early intervention EMDR therapy is safe and that women who receive early intervention EMDR will report significantly less PTSD (symptoms) nine weeks after the delivery compared to women who receive no treatment. Further, our secondary objectives are to determine the effects of early intervention EMDR therapy on fear of childbirth (FoC), quality of life (QoL), mother-infant bonding (MIB), breastfeeding and depression. It is hypothesized that early intervention EMDR will significantly increase the success of breastfeeding, improve MIB and QoL, reduce FoC and prevent or reduce depressive symptoms as compared to care-as-usual.
Study design
The PERCEIVE study will use a randomized controlled experimental design. A total of 216 women with traumatic birth experience will be recruited within 14 days postpartum and randomized to either the early EMDR intervention or “care as usual” (CAU). Patients in the early EMDR group will receive two sessions of EMDR therapy between 14 and 35 days postpartum. Patients in the CAU will receive no treatment but will receive two telephone calls during the study period. The two groups will be compared on a number of outcome variables before (T0 = 2 weeks) and post-treatment (T1 = 9 weeks; see Figures 1 and2). Women will be recruited in a large hospital and several first line midwifery practices in the Amsterdam area, the Netherlands. We expect the study duration will encompass two years from start inclusions to end inclusions. The study protocol is approved by The Medical Research Ethics Committee of the OLVG Hospital and registered with trialregister.nl (reference no. NL73231.000.20)
Patients
Inclusion criteria
Women less than 14 days postpartum who report a traumatic birth experience will be asked to participate in this study. Medical deliveries as well as women who had a delivery supervised by a primary care midwife from community midwifery practices in Amsterdam will be included. Furthermore, they must master the Dutch language.
Exclusion criteria
Exclusion criteria include age less than 18 years old, birth trauma related to a previous birth, recent diagnosis of a psychiatric disorder, recent or current worsening of symptoms of a previously diagnosed psychiatric disorder requiring treatment, or a recent history of a suicide attempt; that is, less than three months prior to the beginning of the study.
Procedures and interventions
When women agree to participate, they will receive a home visit from the researchers to ensure women acknowledged the information and to fill out an informed consent. After screening and providing informed consent, participants will be randomly allocated to either the EMDR therapy or the ‘care-as-usual’ (CAU) condition within 14 days postpartum (see Figure 1). Randomization will be on a 1:1 basis by block randomization with random block sized of two, four or six by an independent computer program Castor EDC. After completing the first assessments (T0) participants will be informed in which group they have been randomized.
The EMDR therapy group
Participants in the EMDR therapy condition will receive two treatment sessions between 14 and 35 days postpartum, consisting of 60 minutes each.38 The EMDR therapy sessions will be conducted in an out-hospital clinic by trained psychologists who have completed both the basic and advanced EMDR therapy training course accredited by the Dutch National EMDR Association (www.emdr.nl) and have at least one year of experience with providing EMDR therapy. When the participant or therapist is not able to be physically present because of the COVID-19 epidemic, therapy sessions may, by exception, be conducted digitally.
The essence of EMDR therapy is that the therapist aims to reduce the vividness and emotionality of trauma memories by asking the patient to recall the trauma memory while simultaneously making eye movements.3940 The EMDR therapy will implemented with the use of rapid deployment of sets of eye movements offered by fingers or using a light bar.36 In case of any adverse events during the study period, the EMDR therapist will report this to the researcher and set up an individual plan with regards to the wishes’ and needs of the participant.
The CAU group
The CAU group will receive care as provided currently which means no treatment for their traumatic birth experience. However, participants in this group will receive two telephone calls between fourteen and thirty-five days postpartum to monitor the course of symptoms regarding their traumatic birth experience. These conversations will be conducted by the researcher. When symptoms worsen significantly during the study period, women will be referred to their general practitioner. He or she can then refer the patient to a psychologist or psychiatrist when needed. When a participant is stable, but wishes to receive EMDR treatment she will be asked to wait for treatment until nine weeks postpartum.
Assessments
Screening
After giving birth all maternity women will receive a flyer with information about the study, regardless the type of delivery or the presence of birth complications. Eight to ten days postpartum all women will be asked the following question: ‘How did you experience the delivery of your baby?’ Depending on the place of the delivery this question will be asked either by the researcher or by their own midwife. Women will be considered eligible for the study if the answer includes the word “trauma” or “traumatic”, or when the patient indicates to suffer from symptoms appropriate to PTSD.
Safety
Safety of early intervention EMDR will be monitored by the therapist. The occurrence of any adverse events, such as increased suicidal ideation, serious self-injurious behaviour or contacts with healthcare providers in case of mental health crisis will be reported to the researcher. Safety of participants in the CAU group will be monitored by the researchers. Based on regular phone calls it will be estimated whether extra interventions regarding their psychological symptoms are indicated.
Effectiveness
Other outcome variables will be assessed using multiple questionnaires. After randomization, but prior to the treatment (T0), both groups will receive the PTSD checklist for DSM-5 (PCL-5), World Health Organization Quality of Life Questionnaire-BREF (WHOQOL-BREF), Postpartum Binding Questionnaire (PBQ), Wijma Delivery Expectancy/Experience Questionnaire version B (W-DEQ B), Early Postpartum Depression Scale (EPDS) and questions on breastfeeding (see Figures 1 and 2). While the experiences of the women are leading in this study, the results of patients’ questionnaire scores will not influence the inclusion and randomization process. Questionnaires will be send through Castor with an unique ID code. If participants do not have access to a computer, the questionnaires will be provided on paper with a return envelope.
Nine weeks postpartum (T1) each participant in both groups will undergo a CAPS-5 interview and receives the same questionnaires as at T0. The CAPS interview will be conducted by an independent person who is blinded to the randomization and who has received official training in assessment of the CAPS as to not bias the results. The CAPS version regarding symptoms in the last month will be used.
Instruments
The following measurement instruments will be used:
Posttraumatic Stress Disorder Checklist (PCL-5) 41
The PCL-5 is a 20-item self-report questionnaire corresponding to the symptoms in the DSM-5 (APA,2010) and are rated from 0 (not at all) to 4 (extremely). Total symptom severity scores ranging from 0 to 80 can be obtained by summing the scores for each of the 20 items. A total score ≥31 has been found suggestive for a probable PTSD in the English version.42 Additionally, symptom clusters following the different DSM-V criteria can be analysed separately.43 A previous study found strong internal consistency, test-retest reliability, convergent validity and discriminant validity of the PCL-5 reported clinically significant change on a DSM–IV version of PCL to be 10 points.44,45 For the PCL-5, this clinically significant change has not been set yet.
Clinician-Administered PTSD Scale for DSM-5 (CAPS-5) .46
PTSD diagnosis as well as PTSD symptom severity will be assessed by using the Dutch version of the Clinician Administered PTSD Scale for DSM-5.43,47 The CAPS-5 is a structured clinical interview that enables standardized DSM-5 PTSD diagnosis based on symptom severity scores. The interview consist of 20 questions regarding PTSD symptom severity (B-E items), and several questions concerning other DSM-V criteria. PTSD diagnosis can be made by following the DSM-5 diagnostic rule, which requires: the A criterion (exposure to (imminent) dead, severe injury or sexual violence); ≥1 B item (questions 1-5); ≥1 C item (questions 6-7); ≥2 D items (questions 8-14), ≥2 E items (questions 15-20), the F criterion (duration ≥1 month), G criterion (causing significant suffering or disability) and H criterion (symptoms are nog caused by another somatic condition or substance use). Questions regarding the B-E criteria are rated from 0 (‘absent’) to 4 (‘disabling’). Symptoms rated ≥2 are included in the calculation for the diagnosis. To assess whether criterion A was met during birth we will use specific questions according to the work of Alcorn et al. The exact questions are: (1) ‘Did you feel that your life or your baby’s life was threatened during or after birth?’ (2) ‘Did you think that you or your baby might die?’ (3) ‘Did you experience an actual injury or threat of serious injury around the time of birth?’ (4) ‘Did your baby experience an actual injury or threat of serious injury around the time or birth?‘.1 High validity and reliability of the CAPS-5 have been found.43,48
World Health Organization Quality of Life assessment (WHOQOL-BREF)49
Quality of life is measured by using the Dutch version of the WHOQOL-BREF. It contains 26 items covering four domains: physical health, psychological health, social relationships and environment. Domain scores can be transformed to a score ranging from 0 to 100 with higher scores reflecting better quality of life. There is no cut-off point to demonstrate better or worse quality of life in this particular population. It has been validated for this specific population.50
Postpartum Bonding Questionnaire (PBQ) 51
Mother to infant bonding is assessed by using the PBQ It consists of 25 statements, each followed by a six-point Likert scale ranging from “Always”(0) to “Never”(5) with a range of 0-125 with higher scores reflecting a problematic mother-to-infant bond. Good validity and reliability of the Dutch version of the PBQ have been found.52 To analyse the effects of PTSD symptom severity on the PBQ, only the total score will be used since later validation studies have not been able to replicate its factor structure. A score of 26 or higher is suggesting for some kind of bonding disorder, whereas a score of 40 or higher indicates severe bonding disorders.53
Wijma Delivery Experience Questionnaire version B (W-DEQ B) 54
The W-DEQ B is used to measure postpartum fear of childbirth. The W-DEQ is a 33-item self-report questionnaire assessing FoC during pregnancy (version A), and after delivery (version B) in terms of the woman’s cognitive appraisal of childbirth. It was designed as a monofactorial scale, all 33 items being scored on a six-point scale leading to a sum score between 0 and 165, with higher score equalling more FoC.)50 High reliability and promising validity of the W-DEQ B has been found.54
Edinburgh Postnatal Depression Scale (EPDS) 55,56
The Dutch version of the EPDS is a self-reporting questionnaire designed to assess pregnancy and post-partum depression; it is composed of 10 items scored on a four-point Likert scale. Higher scores reflect a greater level of depression severity with a cut-off score of ≥13 to screen positive for depression.56. The Dutch version of EPDS is a widely used measure with good psychometric characteristics.51
Breastfeeding
Women will be asked whether they had the intention to breastfeed, and whether they currently breastfeed or not using ‘yes’ or ‘no questions.
Sample size calculation
Based on a mean difference between two treatment arms of at least 10 points on the PCL-5 scale and a standard deviation of 20, 86 patients are needed for this study to be included in each arm. Considering up to 20% loss to follow-up, 108 patients need to be included per treatment arm. We consider this sample size calculation to be conservative; the mean and difference estimates used were based on previous studies with PCL-5 score as primary endpoint. 57,58 The calculation was performed in PASS v11 using an alpha of 0.05 and a power of 90.3%.
Data management
Privacy of participants will be guaranteed by assigning a different number to each participant
starting with 1 for the first patient who is included in the study. All gathered data from the participants will be stored under this number. The data being gathered consists of paper questionnaires and digital data. The key between the participant’s code and the data
will be stored by the researchers in a file which is secured with a password on a memory stick with a security code. The memory stick will be stored in an locked closet, in a locked room.The data from the questionnaires are gathered using a secured, encrypted connection (https) and are stored in an online, password protected, secured database that is only accessible by the researchers via Castor EDC. Data will be exported into separate SPSS to be used for statistical analyses.
Interview data on paper will be stored in a locked closet, in a locked room under the participant number, and only the researchers have access to the key. At the end of the study, data will be inserted in the same SPSS file as the electronic data for analyses.
Data will be kept for 15 years in accordance with national guidelines. We will submit modifications to this protocol to the approving ethical committee, the institutional review board, participants, and investigators.
Due to the minimal risks of the early intervention EMDR and the short time span of the intervention, a data monitoring committee is deemed unnecessary.
Statistical analysis
Primary study parameters
For the CAPS-5, an independent t-test will be performed to compare symptom severity scores between groups at T1. If the assumption of normality is violated, a Mann-Whitney U test will be performed. A linear mixed model analysis will determine the difference between the intervention group and standard group in changes in PTSD symptom severity as measured by the PCL-5 measured at inclusion and at follow up (T0 and T1). Mixed linear model analyses will be performed to take into account that measurements within the same individual are correlated. Mean scores of the PCL-5 will be modelled as a function of the intervention condition (EMDR therapy, standard), time of measurement (T0 – screening, T1 Follow-up), the baseline PCL-5 score, and the interaction between time and intervention. Per protocol analyses and intention-to-treat analyses will test the main effect of treatment condition, the main effect of time, and the interaction effect. The assumptions of normality, homogeneity of variances, and sphericity will be tested prior to interpreting the results. Furthermore, adverse events will be reported and Chi-square tests will be done to test differences between the intervention and the control group.
Secondary study parameters
Independent sample t-test will be used to assess the differences on the PBQ, W-DEQ B, WHOL-QOL and EPDS between groups on a continuous scale. Also, a Chi-square test will be conducted to compare frequencies of moderate (26-40) and severe bonding disorders (40 or higher) on the PBQ, and using a cut-off score on the W-DEQ B of 85 or higher to indicate FoC. Linear mixed models analyses will determine the difference between the intervention group and CAU group in scores on PBQ, W-DEQ B, WHOQOL-BREF and EPDS at inclusion and at follow up (T0 and T1). A multiple linear regression analyses will be performed to determine the relation between PTSD symptom severity and score on the PBQ, W-DEQ B, EPDS and WHOQOL-BREF between groups and within group and will be adjusted for baseline characteristics such as age, previous psychologic/psychiatric problems, socio-economic status, parity and mode of delivery.
Other study parameters
Descriptive statistics will be used to evaluate demographic and clinical baseline characteristics of the arms of the trial. Chi square tests and F-tests (ANOVA’s) will be used to compare demographic and clinical characteristics between the groups and characteristics of subjects who did not complete the intervention or follow up with those of the completers. Also, breastfeeding differences between groups will be analyzed using Chi-square tests.
Interrater reliability and treatment fidelity
Patients, therapists and researchers will not be blinded due to the nature of the study. Assessment of the CAPS-5 interview will be conducted by an independent trained clinical interviewer, who is not aware of the randomization result. The therapists are independent of the research team and work at different sites outside the hospital. Patients in the EMDR therapy group will be randomly and equally distributed among therapists. All EMDR sessions will be recorded on video, and randomly rated for treatment fidelity. During the entire study duration group supervision every two to three months is obligatory for all therapists. After each first session with a new patient, a case conceptualization will be sent for supervision including: the story of the traumatic event, with a hierarchy of the most relevant traumatic moments (targets) regarding to the current impairment. Deviations from protocol will be noted and reported. If known, therapists register when a patient terminates the study and the reason for stopping. Furthermore, they inform the PI about it as soon as possible. Women who withdraw from treatment will be invited to fill in the previously mentioned questionnaires and the CAPS interview.
Dissemination and implementation
After completion of the study, the results will be submitted for publication to peer-reviewed scientific journals. Furthermore, results will be shared at national and international conferences, in Dutch or international publications, and possibly used for education and training purposes.