In this study, the R0 resection rate was 93.3%, which is superior to the expected primary endpoint of 86.2% and met the primary endpoint. The pathological response rate was 63.3%. Furthermore, chemotherapy-related adverse events and postoperative complications were within manageable and acceptable limits.
The standard treatment for stage III gastric cancer is upfront gastrectomy followed by adjuvant chemotherapy, this regimen being based on the results of the ACTS-GC trial [2]. However, the recurrence rate is still high and the 5-year OS low, being 50.2–63.1% [2]. Some clinicians have attempted to administer combination adjuvant chemotherapy. However, post-gastrectomy patients characteristically have weight loss and inadequate food intake, which prejudices compliance with chemotherapy. Therefore, when intensive chemotherapy is indicated, compliance may potentially be better with neoadjuvant chemotherapy than with postoperative adjuvant chemotherapy, making the former an attractive option for patients with resectable advanced gastric cancer.
JCOG0405, a Phase II study of neoadjuvant CS in patients with gastric cancer and bulky lymph nodes or para-aortic lymph node metastases, reported favorable outcomes, the R0 resection rate being 82% and the 3-year and 5-year survival rates 59% and 53%, respectively [5]. However, the JCOG0501 trial, a phase III study that investigated the efficacy of neoadjuvant chemotherapy with CS in patients with Type 4 or large Type 3 (> 8 cm in maximum diameter) gastric cancers [11], failed to demonstrate that patients who received neoadjuvant CS had better OS than those who underwent upfront surgery [12].
One of the problems of preoperative CS combination therapy is its low completion rate as a result of severe toxicities. The rate of completion of scheduled neoadjuvant chemotherapy was 88% in both JCOG 0405 and JCOG 0501 [5, 11]. Therefore, a feasible regimen that is equally effective is needed. In this study, we selected the combination regimen of SOX for neoadjuvant treatment of gastric cancer, the G-SOX trial having demonstrated non-inferiority of OS after SOX compared with CS for unresectable advanced gastric cancer [7], along with less toxicity. One advantage of the SOX regimen is that abundant intravenous hydration to protect renal function is unnecessary [7]. Thus, patients can receive neoadjuvant SOX on an outpatient basis. Honma et al. and Satake et al. reported that neoadjuvant chemotherapy with SOX for locally advanced gastric cancer [13, 14] is feasible, has acceptable toxicity, and is effective, achieving a pathological response rate of 83–85.7%. However, long-term outcomes have not been reported.
Previous studies have found that Grade 3 or more adverse hematological events, such as leukemia, neutropenia, anemia, and thrombocytopenia, occur in 19–29.3% of patients receiving preoperative CS combination chemotherapy, and that adverse non-hematological events, such as nausea, anorexia, and diarrhea, occur in 11.6–15% of such patients [5, 11]. These severe toxicities may delay the timing of surgery and prejudice prognosis. In our study, only three patients (9.9%) had Grade 3 or more adverse events: one of these patients had adverse hematological effects and the other two had adverse non-hematological events. There were no chemotherapy-related deaths. Additionally, all patients completed the planned two courses of neoadjuvant chemotherapy with SOX and underwent surgery. The minimal toxicity of our regimen may have contributed to the high relative dose intensity (91.2 % for S-1 and 94.2% for oxaliplatin) and favorable R0 resection rate in this study. In the JCOG0501 trial, only 68% of the patients underwent the planned surgery [11]. The low frequency of adverse events and high rate of completion of planned chemotherapy in our study suggest that SOX may be more useful than CS.
A subgroup analysis of the G-SOX trial found that, in patients aged 70 years or more, Grade 3 or worse adverse events occurred less frequently in those receiving SOX therapy than in those receiving CS therapy, indicating that SOX is an effective and feasible treatment for older individuals with advanced gastric cancer [15]. In the present study, more than half of the enrolled patients were aged 70 years or more (median age: 72), the median age being higher than it was in JCOG0405 (63) or JCOG0501(64) [5, 11]. In Japan, the proportion of older individuals is rapidly increasing; accordingly, the need to treat older persons is also increasing [16]. The SOX regimen appears to be more suitable than CS for older patients, both for treatment of unresectable tumors and in the neoadjuvant setting.
A Grade 1b or greater pRR according to the Japanese classification of gastric carcinoma (JCGC) is reportedly the one of the best surrogate endpoints for OS after neoadjuvant chemotherapy for advanced gastric cancer [17, 18]. Previous pilot Phase II studies evaluating two or four courses of neoadjuvant CS therapy for locally advanced gastric cancer have demonstrated pRRs of 47–51% [5, 11]. In our study, the pRR was 63.3%, which is comparable to that reported for CS. Although we do not yet have long-term survival data, our findings suggest that long-term survival after SOX may be comparable with that after CS.
It is possible that tumor progression during long-term neoadjuvant chemotherapy may result in patients foregoing the opportunity to undergo curative resection [19]. Prolonged administration of neoadjuvant chemotherapy to patients who do not respond to it may lead to lower complete resection rates and a worse prognosis. The optimal duration of neoadjuvant chemotherapy is yet to be established. Yoshikawa et al. demonstrated that two versus four courses of neoadjuvant chemotherapy are equivalent in terms of pathological response rate and OS [20]. Although in the present study only two courses of chemotherapy were administered over 6 weeks, acceptable R0 resection rates and pRR were achieved.
In conclusion, neoadjuvant chemotherapy with SOX is feasible and effective in patients with advanced gastric cancer, yielding a high R0 resection rate and acceptable pRR. Analysis of long-term survival data is awaited.