2.1 Study design
This study is a randomized, double blinded, placebo-controlled clinical trial. The aim of our study is to evaluate whether YQHYTS combined with MeCobalamin tablets (BoKeBao) is effective in treating patients with mild or moderate CSM. BoKeBao is the basic medicine in this trial. 200 participants with mild or moderate CSM will be recruited from Longhua Hospital affiliated to Shanghai university of Traditional Chinese Medicine. All the patients will be randomized into YQHYTS group or placebo group.
2.2 Preparation of YQHYTS granule
The preparation of YQHYTS granule will be manufactured, packaged and labeled by a factory in Shanghai based on good manufacturing practice standard. The crude herbs, including Radix Astragali Preparata (Zhi Huang Qi) 14.5 kg, Codonopsis pilosula (Dang Shen) 21.8 kg, Angelica sinensis (Dang Gui) 13.2 kg, Radix Paeoniae Alba (Bai Shao) 8.7 kg, Rhizoma Chuanxiong (Chuan Xiong) 17.4 kg, earthworm (Di Long) 8.7 kg, Radix Achyranthis Bidentatae (Niu Xi) 8.7 kg and Radix Glycyrrhizae Preparata (Zhi Gan Cao) 8.7 kg were supplied in one batch from Longhua Hospital and were kept and stored in a specialized cool and dry place. YQHYTS granule was made as follows:
1) Extraction, put all herbs listed above in a ceramic container, add 1000 liters distilled water into the container to macerate the herbs for 1 hour, and then boil the mixture at 100 °C for 1 hour for the first extraction, and repeat twice to get 3 extractions in total. After that, pour-out the liquid extract, and add 1000 liters distilled water into the container and boiling at 100 °C for 1 hour, and the third extraction involved 500 liters distilled water for half an hour boiling time.
2) Concentration: Mix 3 above extractions together, and concentrate the mixture at 60 °C (660 mm Hg) and spray dried to produce a extract powder which are ready to be smashed and screened through mesh size of 80.
3) At last, the granule were packed at 20 g per bag and stored in a clean room at about 20 °C and 50% humidity. YQHYTS granule placebo contains 10% YQHYTS granule and 90% bitterant, lactose edible essence, pigment (such as lemon yellow, caramel pigment and sunset yellow) and starch, which exhibit similar shape, smell, color and taste to YQHYTS granule.
2.1 Study design
This study is a randomized, double blinded, placebo-controlled clinical trial. The aim of our study is to evaluate whether YQHYTS combined with MeCobalamin tablets (BoKeBao) is effective in treating patients with mild or moderate CSM. BoKeBao is the basic medicine in this trial. 200 participants with mild or moderate CSM will be recruited from Longhua Hospital affiliated to Shanghai university of Traditional Chinese Medicine. All the patients will be randomized into YQHYTS group or placebo group.
2.2 Preparation of YQHYTS granule
The preparation of YQHYTS granule will be manufactured, packaged and labeled by a factory in Shanghai based on good manufacturing practice standard. The crude herbs, including Radix Astragali Preparata (Zhi Huang Qi) 14.5 kg, Codonopsis pilosula (Dang Shen) 21.8 kg, Angelica sinensis (Dang Gui) 13.2 kg, Radix Paeoniae Alba (Bai Shao) 8.7 kg, Rhizoma Chuanxiong (Chuan Xiong) 17.4 kg, earthworm (Di Long) 8.7 kg, Radix Achyranthis Bidentatae (Niu Xi) 8.7 kg and Radix Glycyrrhizae Preparata (Zhi Gan Cao) 8.7 kg were supplied in one batch from Longhua Hospital and were kept and stored in a specialized cool and dry place. YQHYTS granule was made as follows:
1) Extraction, put all herbs listed above in a ceramic container, add 1000 liters distilled water into the container to macerate the herbs for 1 hour, and then boil the mixture at 100°C for 1 hour for the first extraction, and repeat twice to get 3 extractions in total. After that, pour-out the liquid extract, and add 1000 liters distilled water into the container and boiling at 100°C for 1 hour, and the third extraction involved 500 liters distilled water for half an hour boiling time.
2) Concentration: Mix 3 above extractions together, and concentrate the mixture at 60°C (660 mm Hg) and spray dried to produce a extract powder which are ready to be smashed and screened through mesh size of 80.
3) At last, the granule were packed at 20 g per bag and stored in a clean room at about 20°C and 50% humidity. YQHYTS granule placebo contains 10% YQHYTS granule and 90% bitterant, lactose edible essence, pigment (such as lemon yellow, caramel pigment and sunset yellow) and starch, which exhibit similar shape, smell, color and taste to YQHYTS granule.
2.3 Ethical issues
The trial will be conducted in accordance with the Declaration of Helsinki and Ethical Guidelines for Clinical Research. The trial protocol has been approved by the Research Ethical Committee of Longhua Hosptial, affiliated to Shanghai University of Traditional Chinese Medicine, Shanghai, China (approval Number: 2019LCSY081). And the protocol has been registered on Clinical Trials and Chinese Clinical Trial Registry (ID: ChiCTR1900028192).
2.4 Study participants
We will recruit participants from Longhua Hospital through publishing recruitment poster and website advertisements. Informed consent will be obtained from all participants before randomization. The planned recruitment period is 12 months.
2.5 Eligibility criteria
2.5.1 Inclusion criteria
Participants who fulfill the list below, are eligible.
- Signed informed consent form.
- The patients who meet the diagnostic criteria belong to mild or moderate CSM.[7]
- Male or female aged 40-75 years.
- The course of disease is more than 3 months.
- Volunteer to receive the treatment (YQHYTS granule or placebo drugs combined with Bokebao).
- The patients didn't received glucocorticoids orally, intravenously, intramuscularly or in soft tissue 4 weeks before accepting the test drug.
Participants who meet the criteria as follows should be excluded.
- Those who have participated in or are participating in other clinical researches in the past 3 months.
- The patients who had been treated with regular non-surgical treatment for at least 6 months to no avail and had more severe symptoms.
- The muscle strength decreased significantly in a short period of time, and the muscle strength was lower than grade III.
- Patients with history of severe cervical trauma and cervical surgery.
- Pregnant women, lactating women and psychopaths.
- Patients with heart, liver, kidney or hematopoiesis impairment.
- People who are allergic to various drugs.
- Mentally or legally disabled.
- Those who have a history of opioid analgesics, sedative hypnotics and alcohol abuse.
- Patients with serious primary diseases such as liver, kidney, hematopoietic system, endocrine system, cardio cerebrovascular system, nervous system, tuberculosis, vertebral deformity, malignant tumor and psychosis.
- Those who do not read or write in Chinese.
2.6 Sample size calculation
We calculated the sample size on the basis of our preliminary study, the comparison treatment (YQHYTS granule) versus physical therapy, from December 2018 to May 2019, with equal allocation in two groups and four repeated measurements. As dysfunction is the main complaint in CMS, we chose JOA score for calculating the sample size. The result indicated that YQHYTS group could achieve 52.8% JOA improvement while the physical therapy group only achieve 25.7%. According to the formula of the rate in completely random design,
n1=n2= ,
among which, n1 and n2 are the number of YQHYTS and the placebo group, =1.96 when type 1 error is 0.05, =1.282 when type II error is 0.1 in two-sided tests. is the mean of and ,[8] it is estimated that approximately 30 participants per group was needed to achieve 90% power and a (two-sided) 5% significance level in detecting treatment differences. Therefore, the sample size was eventually identified as a total of 72 patients (36 per group), considering 20% loss to follow up.
2.7 Interventions
Patients in YQHYTS group will receive both YQHYTS granule (20 g, twice a day) and BoKeBao (5 mg per day) for 3 months, while patients in the other group will receive YQHYTS granule placebo (20 g, twice a day) and the same dose of BoKeBao as the YQHYTS group. Both YQHYTS granule and placebo should be dissolved in 200 milliliters hot water as the instruction and then the solution can be taken by patients orally. While patients in the placebo group will take YQHYTS placebo as the same way as the YQHYTS group. In addition, no other drug is allowed.
The duration of the intervention is 3 months, and that of the follow-up is 9 months. Study visits will take place at baseline, at week 2 and 4 , and at month 3, 6 and 12. Each patient will be asked to visit at the given time point mentioned above in 3 days.
2.8 Randomization and allocation
Block randomization will be carried out in a 1:1 ratio through Statistical Product and Service Solutions (SPSS) 22.0 to either the YQHYTS group or the placebo group randomly. Randomization will be generated by the credible pharmaceutical factory , which provides us both YQHYTS granule and the placebo. When a participant is recruited in, the investigator will provide the pharmaceutical factory a number (made according to participating order), the pharmaceutical factory will randomly post the YQHYTS granule (or the placebo) to the participant according to the random number list. The provided number and the corresponding number list will be recorded and will be kept in a locked cabinet in an office of the pharmaceutical factory.
2.9 Blinding
We will use the third-party evaluation method. Special personnel shall be responsible for the test index detection, data collection and statistics. Neither the tester nor the statistician knows the test grouping and specific operation. Two persons not involved in this project will be assigned, one will record all the observation and evaluation indexes, and the other will be responsible for the quality monitoring of the whole process of the project, in addition, the data collection, storage and analysis will be in the charge of the trained special person, and the therapists will not be involved in the work. The staff in the pharmaceutical factory will not participant in the trials, and the investigator, doctors, nurses, outcome measuring person, statisticians and the participants will have no idea about the group information. Group assignment will not be revealed until the whole trial is finished, including all the statistics work.
2.10 Outcome Measurements
2.10.1 Primary study outcomes. Will be recorded at baseline, the 2nd week, the 4th week, the 3rd month, the 6th month and the 12th month of follow-up.
- VAS score: Visual Analogue Scale (VAS) is the most common method to evaluate pain, ranges from 0 mm (no pain) to 100 mm (worst pain ever experienced), which is usually a horizontal line, set by word descriptors at each end. Patients chose one point which can represents their current pain degree on VAS line.[9]
- JOA score: Japanese Orthopaedic Association (JOA) scores include upper limb motor function, lower limb motor function, sensation, bladder function. The JOA score ranges from 0 to 17. Lower score indicates more obvious dysfunction.
- NDI score: Neck Disability Index (NDI) is a composite of functional status including 2 parts, 10 items in total: neck pain and related symptoms, and the ability of daily activities. This will be filled in by the participants according to their own situation. The score of each item ranges from 0 to 5. Higher score indicates severer dysfunction.
2.10.2 Secondary study outcomes. Will be recorded at baseline and the 6th month of follow-up.
- Electromyogram: It is the bioelectric pattern of muscle recorded by electromyograph. It is of great significance to evaluate human activities in man-machine system. They are closely related to muscle load intensity. According to the EMG description and the diagnosis report, we can determine the progress or improvement of the patient's condition.
- Pfirrmann classification: This classification is established by Pfirrmann. It identifies and grades the degree of lumbar disc degeneration according to patient’s T2-weight imaging of MRI. There are 8 grades in total.
2.11 Adverse events
In the period of this trial, all the reported adverse events from participants will be record no matter related to YQHYTS granule or not. The relationship of adverse events and YQHYTS granule will be studied after adequate treatment measures, and all reported adverse events will be analyzed in spite of the researchers’ assessments of causality, and will be categorized according to the Medical Dictionary for Regulatory Activities (MedDRA, Version 8.1J).
2.12 Safety assessments
In order to assess the safety of YQHYTS granule, the following tests will be performed and monitored on all participants at the baseline (week 0) and after treatment (month 3): the blood routine, urine routine, feces routine, kidney and liver function of patients. At the same time, the treating clinicians will record all adverse effects including serious adverse effects. If there is any adverse event, clinicians will adjust treatment strategy immediately in accordance with the protocol and will provide emergency services in case of serious events. All adverse events will be reported to the Institutional Review Board within 24 hours. Blinding will be broken to offer the whole treating history for adopting the most adequate procedures.
2.13 Study schedule
Recruitment will start in June 2020, and is expected to end in June 2021, and all the follow-up of participants will be finished before 30th, June 2022. The schedule of enrollment and evaluation is shown in Table 1, and the flow chart of participant in this trial is shown in Figure 1.
Table 1. Study schedule of clinical trial (6 months)
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Baseline Visit 1
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Treatment times
Visit2 Visit3 Visit4
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Follow-up
Visit5 Visit6
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Time point
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Week 0
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Week 2
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Week 4
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Month 3
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Month 6
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Month 12
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Times of filling in CRF
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1
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2
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3
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4
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5
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6
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Medical history collecting
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Informed consent
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√
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Determined inclusion criteria
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√
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General information
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√
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Past medical history
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√
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Co-morbidities / co-symptoms
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√
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Concomitant medication
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√
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√
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√
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General examination
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√
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√
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√
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Physical examination
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Effectiveness assessment
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VAS, JOA, NDI scores
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Imaging examination
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Satisfaction degree
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Time of sick leave
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Safety assessment
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Laboratory examination
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ECG
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Research assessment
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Treatment compliance
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Adverse event assessment
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Analysis of loss to follow-up
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Other work
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group number allocation
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CRF statement verify
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2.14 Data collection and monitoring
This is a 12-months clinical trial, in which participants need to take research medication for 3 months with 9 months’ follow-up. They will receive 6 repeated assessment (the baseline, week 2, week 4, month 3, month 6 and month 12). Longhua Hospital affiliated to Shanghai university of Traditional Chinese Medicine is responsible for monitoring and quality control.
2.15 Statistical Analysis
Efficacy and safety analyses will be conducted according to the intention-to-treat principle. Last-observation-carried-forward method will be applied in the missing values. All statistical analyses will be performed using SPSS (version 22.0). P-value <0.05 will be defined as statistical significance. Means and standard deviations will be described in the continuous variable such as demographic, and outcome variables, while the percentages will be used for categorical variables such as the rate. Continuous variable followed the normal distribution will be calculated by Student’s t-tests, otherwise non-parametric test will be used to compare group differences. We will compare the baseline characteristics of the two groups, and if there is no comparability, we will conduct a secondary analysis to adjust the difference. The primary outcome, the amount of pain, was compared between the two groups using survival analysis and repeated measures of variance analysis.