This protocol was written in accordance with the Standard Protocol Items: Recommendations for Interventional Trials guidelines [35]. We used the SPIRIT checklist when writing our report [36].
Aims
Primary aim
To analyse the effects of moderate-intensity intermittent hypoxic training on the health outcomes of patients recovered from COVID-19.
Secondary aims
To describe the health status in COVID-19 patients recovered who had presented moderate to severe symptoms through lung function, haematological, immunological, and autonomic parameters, in addition to physical fitness, quality of life, and mental health.
To analyse the effects of moderate-intensity intermittent hypoxic training in patients recovered from COVID-19 who presented moderate to severe symptoms on:
- Haematological parameters, using the blood count and other biochemical analyses; immunological ones through inflammation markers (protein and lipid mediators); and erythropoiesis through EPO analysis;
- Physical fitness through aerobic power, aerobic capacity, strength resistance of lower limbs, agility, and dynamic balance;
- Anthropometric measurements and body composition through the distribution of lean, bone, and adipose tissue;
- Blood pressure and autonomic parameters through heart rate variability (HRV);
- The state of mental health through the assessment of levels of depression, anxiety, and stress, using the Depression, Anxiety and Stress Scale (DASS - 21);
To determine the effects after four weeks of the end of the moderate-intensity intermittent hypoxic training on lung function, haematological, immunological, and autonomic parameters and physical fitness, quality of life, and mental health in COVID-19 recovered patients with previous moderate to severe symptoms.
To analyse the influence of genetic variants of ACE, AGTR1, a promoter region of the EPO gene, and the EPO receptor on the effects of moderate-intensity intermittent hypoxic training in COVID-19 recovered patients.
Design and setting
The study design is based on a randomised, double-blind controlled clinical trial composed of four groups. The control group being formed by the participants who are not available to participate in the intervention and accept to carry out a follow-up through the evaluations; and the physical training groups randomly divided according to the association of training (T) and recovery (R) with hypoxia (H) or normoxia (N): a) TH:RH, b) TN:RH, c) TN:RN.
As Figure 1 shows, the experimental protocol will consist of:
i) familiarisation and carrying out the initial assessments (evaluation 1) in the three sessions of week 0;
ii) 8-week intervention with a partial assessment to adjust the training load on week 5 (half of the intervention - evaluation 2);
iii) reassessments on week 9, following the end of physical training intervention (evaluation 3);
iv) reassessments on week 13, four after the end of the intervention (evaluation 4).
Characteristics of participants
The inclusion criteria will be (1) participants aged between 30 and 69 years old and convalescent from COVID-19 (having the test with a positive diagnosis), (2) having moderate to severe symptoms, (3) approximately 30 days since recovery from clinical signs or medical discharge (if they had been hospitalised). The exclusion criteria will be (1) exposure to high-altitude places > 1,500 m in the last three months, (2) significant physical limitations to carry out assessments or intervention, (3) acute or chronic clinical illnesses without medical supervision, (4) anaemia, (5) use of immunosuppressive drugs, (6) pregnant women, (7) hormone replacement, (8) smokers, and (9) excessive use of alcohol or drugs.
Instrumentation normobaric hypoxia
The three training groups, except the control, will carry out the training program in the same way: on bicycles, around the normobaric hypoxia tents (Colorado Altitude Tents – Colorado- USA) using the individual system that includes the face mask. Participants will not be aware of the O2 concentration in the air contained in the tent in which they are positioned. This procedure will be done to minimise possible psychological influences from exposure to hypoxia.
A system that includes an individual face mask to be worn in the training program has been developed. Each participant will receive a mask for exclusive use in the initial evaluations and be instructed to wear it during the entire intervention aiming to work at the highest level of safety. Figure 2 illustrates the strategy that will be used for the intervention. The normobaric hypoxia tents with O2 concentration control will be set up at the Multisport Gymnasium at the University. This space has good air circulation, and the bikes will be positioned around the tents, respecting 3m between each bike. Up to eight participants will breathe the air in the normobaric hypoxia tents through hoses and an individual system that includes the mask. Two tents will be used simultaneously, enabling the training of up to 16 participants per period.
Each system will consist of a face mask of personal protective equipment with membranes that will allow only the inspired air to enter the upper cavity (nose) and only the exhaled air to exit the lower cavity (mouth). This membrane system will prevent air from being exhaled through the upper cavity, thus avoiding the possibility of contamination of the air contained in the tent, or else, inspired by the lower cavity, avoiding that the ambient air is inspired in this case, which would decrease the precision of the study. A safety valve will be used on the bottom of resuscitation bags to increase this strategy's efficiency and facilitate the connection of the hose that will take the air from the normobaric hypoxia tent to the individual system (mask). To provide greater comfort and stability during physical training, the system will be covered with neoprene protection (Figure 3).
Intervention Protocol
The moderate training sessions in bicycles will be performed with a frequency of 3 times a week, and consist of three parts (warm-up, main part, and cool down) with a total duration of up to 50.5 minutes. The initial stage (warm-up) and the final stage (cool down) will last for 5 and 3 minutes respectively and will be of low intensity, corresponding to "easy" by the rate of perceived exertion (RPE). The training intensity in the main part will be based on the AT values. Blood lactate concentration [La-], target heart rate, and RPE will control the load. The training will consist in sets with efforts lasting 5 minutes with an intensity close to the upper limit of training zone 2 (90 - 100% of AT) with a passive pause of 2.5 minutes between efforts. Training loads will be increased during the first four weeks as it is explained in Table 1.
Additionally, the internal training load (Trimp) will be quantified at each session. It will be assumed as the product between the duration of the session (minutes) by the RPE values, the results being expressed in arbitrary units (AU). The RPE will be presented after the end of each training session [37]. This procedure will monitor possible differences in the absolute internal load among the TH:RH, TN:RH, TN:RN groups. An estimative is presented in Table 1 with a fixed RPE value of 5.
Table 1. Training dynamics week by week, the progression of the load, the total volume of each session, and internal training load (Trimp)
Training dynamics
|
W1
|
W2
|
W3
|
W4-W8
|
Number of sets
|
3
|
4
|
5
|
6
|
Efforts (min)
|
5
|
5
|
5
|
5
|
Time recovery between efforts (min)
|
2.5
|
2.5
|
2.5
|
2.5
|
Total volume of each session (min)
|
28
|
35.5
|
43
|
50.5
|
RPE
|
5
|
5
|
5
|
5
|
Trimp (AU)
|
140
|
177.5
|
215
|
252.5
|
W – week; RPE - rate of perceived exertion; AU – arbitrary units.
It is important to highlight that despite the intensity of the sessions being considered "moderate" and, theoretically allowing participants to carry out the proposed training continuously, we believe that the inclusion of 2.5 minutes between efforts, that is, an effort: pause relationship of 2:1 will allow less discomfort during efforts, without, however, compromising the aerobic "gains" from this training model. Other necessary adaptations will be made according to the performance and needs of each participant. The final part (cool down) will last for 3 minutes with "easy" intensity by the RPE.
Out of the three training groups, two will be exposed to hypoxia according to the association of training (T) and recovery (R) with hypoxia (H): a) TH:RH, b) TN:RH. These groups will be subjected at an inspired fraction of O2 (FiO2) to simulate approximately 3,000 m of altitude in the Multisport Gymnasium. The other training group will train in normoxia (TN:RN) at FiO2 corresponding to sea level in the Multisport Gymnasium. Hypoxia generators will be used together with the normobaric hypoxia tents. It is important to note that during all training sessions, O2 saturation will be monitored, which will allow us to verify the response to hypoxia during training, together with the application of the Lake Louise Scale.
All sessions will be monitored by training's acute responses using HR, blood oxygen saturation (SPO2), and RPE. Weekly, the acute responses associated with exposure to hypoxia, using a questionnaire. On weeks 2, 4 and 6, blood [La-] will be evaluated to control the training load.
ACUTE RESPONSES
Blood oxygen saturation (SPO2)
Blood O2 saturation will be monitored using a pulse oximeter (G-Tech Portable). The equipment will be positioned on the participants' distal phalanx during training, and the measurements will be recorded in four moments, id. est., rest, end of each stimulus, lowest result during the break, and end of the pause.
Rate of Perceived Exertion (RPE)
The training intensity will be controlled by RPE[38].
Acute responses associated with exposure to hypoxia
Both training groups (normoxia and hypoxia) will answer this questionnaire to maintain the impartiality of the study. The Lake Louise Score [39] will be used. There is no intention to diagnose acute mountain disease but verify and monitor the acute responses to hypoxia exposure.
Blood Lactate concentration [La-]
Blood [La-] will be determined using the YSI 2300 STAT analyser (Yellow Springs, OH, USA). For this, 25 μL of whole blood will be collected from the earlobe, using previously calibrated heparinised capillaries. Blood samples will be immediately homogenised in microtubes containing 1% sodium fluoride.
Outcomes
The primary outcome is the maximum oxygen consumption (VO2max). The secondary outcomes include lung function, inflammatory mediators, haematological, autonomic parameters, AT, and body composition analysis, quality of life, mental health, anthropometric measurements, and physical fitness. All outcomes will be assessed at baseline, immediately post-intervention, and later, four weeks after the end of the intervention. After four weeks, the primary and some secondary outcomes will be assessed (partial evaluation).
Participants timeline
This study is ongoing and planned to take place from September 2020 until December 2021. The schedule for enrolment, interventions and assessments is presented in Table 2.
Table 2. Schedule of enrolment, interventions, and assessments.
|
STUDY PERIOD
|
|
Enrolment
|
Allocation
|
|
Post-allocation
|
TIMEPOINT
|
-t1
|
0
|
Baseline
|
Partial evaluation
(week 5)
|
Post-training
(week 9)
|
After 4 weeks of training end
(week 13)
|
ENROLMENT:
|
|
|
|
|
|
|
Eligibility screen
|
X
|
|
|
|
|
|
Informed consent
|
X
|
|
|
|
|
|
Allocation
|
|
X
|
|
|
|
|
INTERVENTIONS
(Training):
|
|
|
|
|
|
|
Normoxia (N)
|
|
|
X
|
|
Hypoxia (H)
|
|
|
X
|
|
Hypoxia recovery (HR)
|
|
|
X
|
|
Control group
|
|
|
X
|
|
|
|
ASSESSMENTS:
|
|
|
|
|
|
|
Lung function
(spirometry)
|
|
|
X
|
X
|
X
|
X
|
Autonomic parameters (HRV)
|
|
|
X
|
X
|
X
|
X
|
Max Aerobic power (VO2max)
|
|
|
X
|
X
|
X
|
X
|
Anaerobic threshold
|
|
|
X
|
X
|
X
|
X
|
Inflammatory mediators1
|
|
|
X
|
|
X
|
X
|
Haematological parameters2
|
|
|
X
|
|
X
|
X
|
Body composition (iDXA)
|
|
|
X
|
|
X
|
X
|
Quality of life (SF – 12)
|
|
|
X
|
|
X
|
X
|
Mental Health (DASS – 21)
|
|
|
X
|
|
X
|
X
|
Anthropometric (BMI, WC)
|
|
|
X
|
|
X
|
X
|
Physical fitness (motor tests)
|
|
|
X
|
|
X
|
X
|
|
|
|
|
|
|
|
|
HRV – heart rate variability; max – maximum; BMI – body mass index; WC – waist circumference. 1Inflammatory mediators include quantification of cytokines and profile of eicosanoids. 2Haematological parameters include hemogram, total cholesterol, triglycerides, HDL-c, LDL-c, lactic dehydrogenase, liver enzymes (TGO and TGP), and EPO.
Sample size
For sample size estimation for clinical trial study design, using sample size estimation as comparing parallels groups (such as three training groups: a) TH:RH, b) TN:RH, c) TN:RN), and control group. A power function of 80% will be used, a level of significance of 5% and an average difference between groups of 10% will be estimated. Based on the formula described previously[40], the sample size required per group is 20. Hence, the total sample size required is 80 for the four groups, considering a drop-out rate of 10%, so the total sample size required is 88, that is, 22 individuals in each group [41].
Recruitment
The invitation will be made to the Health Institutions to offer the possibility of participating in this research to patients who have had moderate to severe symptoms approximately 30 days after the recovery of clinical signs or medical discharge (hospitalised people). The disclosure will happen through the local television channels, USP's local radio and news from the internet, social networks, among other media outlets. Participants will be asked to complete the evaluations on week 0. After that, they will be assigned randomly to each group. This study will develop every effort to control confounding variables. Randomisation and allocation will be performed by the research coordinator. Considering special randomisation techniques, in this project, we will be using the randomisation of matched pairs [42], considering a baseline pairing strategy regarding confounding variables such as sex, age, and level of physical conditioning of the participants for their selection and random assignment in the research groups. As there are three training groups, a) TH:RH, b) TN:RH, c) TN:RN, pairing groups will be organised consisting of participants based on the matching characteristics above, which will be drawn randomly using Microsoft Excel for allocation to groups. This method is satisfactory and suitable for intervention studies in which there is not a large number of participants. In terms of blinding, only the research coordinator is aware of the allocation, so different researchers will work on the intervention and collect information from the participants as evaluations, who will be blinded to avoid potential bias. To maintain the overall quality and legitimacy of the clinical trial, unblinding should occur only in exceptional circumstances when knowledge of the actual treatment is essential for further management of the patient.
Data collection
PAR-Q and Anamnesis
Firstly, following what is put for people aged between 15 and 69 in the State of São Paulo Law No. 16724 of 22 May, 2018, participants will answer the Physical Activity Readiness Questionnaire (PAR-Q) and those who respond positively to any of the questions, they will sign the Term of Responsibility.
Sociodemographic data, general and specific (COVID-19) health status, related to lifestyle, information on comorbidity, and drug treatment will be assessed through the Anamnesis. Answers about the symptoms associated with COVID-19 will allow assessing the intensity of the disease's manifestation.
LONGITUDINAL RESPONSES
Questionnaires
The International Physical Activity Questionnaire (IPAQ) - short version, validated in Brazil [43], will measure the usual level of physical activity and the Food Consumption Markers Form of the Ministry of Health [44], to assess food consumption. Participants will be instructed to maintain similar physical activity and eating habits throughout the study. The objective is to certify that the possible differences between the groups after the intervention in the variables of interest are related to the physical training intervention's effect, not to other environmental factors.
To assess the perception of the quality of life, the 12-Item Health Survey (SF-12) [45] will be used. Mental health status will be assessed using the Depression, Anxiety and Stress Scale (DASS - 21) [46], and the calculation of the score will be based on a previous study [47].
Autonomic parameters
HR variability (HRV) will be analysed using the RR intervals (RR) from the Polar Team2 HR transmitter, (Polar Electro Oy, Kempele, Finland) and recorded at a sampling frequency of 1000Hz. The data will be recorded and stored for further analysis. The HRV analyses will be performed using custom computer software (CardioSeries v2.0, http://sites.google.com/site/cardioseries) developed by Dias, DPM of the University of São Paulo, Brazil. The interpolated RR series will be divided into half-overlapping sets of 256 data points, overlapping 50% (Welch Protocol). The stationary segment will be visually inspected, and those with artefacts or transients will be excluded. Each RR static segment will be submitted to the spectral analysis by Fast Fourier Transform (FFT), after Hanning window [48]. The analysis of HRV will be performed by linear methods, analysed in the domains of time (SDNN and RMSSD) and frequency (LF, HF, and LF/HF ratio) [49].
Anthropometric measurements
The body mass index (BMI) will be used to measure nutritional status recommended by WHO [50] and waist circumference (WC) [51] will also be measured.
Body composition
For the analysis of body composition and the distribution of lean, bone, and adipose tissue, the dual-energy X-ray absorptiometry technique (iDXA - GE Lunar - DPX-NT) will be used. The radiation dose that the participants will receive will be less than 0.05 [52], equivalent to 50 times less than an X-ray exam. When positioned on the device, the subjects will remain immobile in the supine position during the exam (about 15 minutes). The method will estimate body composition by dividing the body into three anatomical compartments: fat-free mass, fat mass, and bone mineral content.
Lung function
For pulmonary function evaluation, a portable spirometer (Micro Medical, Rochester, United Kingdom) will be used, following the current standards [53] and guidelines for pulmonary function tests [54]. Participants will be instructed to perform the manoeuvres to assess forced vital capacity (FVC) and forced expiratory volume (FEV).
Genotyping
Blood collection will be performed by peripheral venous access after an eight-hour fast, and the DNA extraction process adopted will be Salting Out. The ECA I/D genetic variants (rs1799752) will be amplified by polymerase chain reaction (PCR) (Applied Biosystems StepOnePlus), according to a previous study [55]. The genetic variants of AGTR1 A1166C (rs5186), T>G in the EPO gene promoter region (rs1617640), and G6002A at the EPO receptor (rs121918116) will be determined by real-time polymerase chain reaction (qPCR). The reaction will be performed using an allelic discrimination assay TaqMan (CAH5I790 Thermo Fisher, USA) and TaqMan genotyping master mix (Applied Biosystems, USA).
Haematological parameters
Hemogram parameters, such as total erythrocyte count, haematocrit, haemoglobin concentration, mean corpuscular volume, mean corpuscular haemoglobin, mean corpuscular haemoglobin concentration, total leukocyte, platelet, and reticulocyte count will be evaluated. Total cholesterol, triglycerides, HDL-c, LDL-c, lactic dehydrogenase, and liver enzymes (TGO and TGP) will also be analysed. The collection will be carried out at the School of Physical Education and Sport of Ribeirão Preto by a trained and specialised professional. Later, the samples will be sent for analysis at the Clinical Analysis Laboratory of Faculty of Pharmaceutical Sciences of Ribeirão Preto, according to the technical service's standard routine and methodology. Aiming to determine the EPO concentration in the plasma samples, the EPO Immunoassay ELISA Kit (R&D Systems, Billings, USA) will be used.
Dosage of inflammatory soluble protein mediators
The quantification of cytokines IL-6, IL-8, IL-10, and TNF-α will be performed by the ELISA - Multiplex method according to the manufacturer's specifications (R&D Systems, Billings, USA).
Inflammatory lipid mediators
The profile of eicosanoids will be evaluated in plasma by mass spectrometry (LC-MS/MS) in samples collected with EDTA anticoagulant at the facility available from Faculty of Pharmaceutical Sciences of Ribeirao Preto - USP. The standard protocol requires the use of lipid solid-phase extraction and high-resolution multiple-reaction monitoring to develop a target bioanalytical method for eicosanoid quantification. Data acquisition and processing will be performed using PeakViewTM and MultiQuantTM software (Sciex, Foster, CA, USA) (Sorgi CA, et al, Scientific Data, 2018).
Blood pressure
Blood pressure will be assessed using an automatic digital arm pressure meter (OMRON, model HEM-7113), following the "VII Brazilian Guidelines on Hypertension" [56].
Physical Fitness
Maximum aerobic power (VO2max), anaerobic threshold (AT), and exercise intensity corresponding to VO2max (iVO2max)
An incremental test will be used to estimate AT, VO2max, and iVO2max. The warm-up will be 5 minutes in cycle ergometer (E200, COSMED, Italy) without load (0 Kp). At each 2-minute stage, there will be an increase of 0.25 Kp (approximately 13 W) until voluntary exhaustion [27]. O2 consumption will be measured with each breath, using the gas analyser (K4b2, COSMED, Italy), which will be calibrated according to the manufacturer's specifications. Blood samples (25 μL) will be collected from the earlobe at each stage's end to analyse the blood [La-]. Concomitantly, HR and PSE will be monitored at the end of each stage. VO2max will be defined as the highest mean VO2 in the last 60 s in the test, considering at least three of the criteria: volitional exhaustion, blood [La-] ≥ 8.0 mmol,> 90% of the maximum HR predicted for age (HRmax = 220 - age), PSE ≥ 9, respiratory quotient ≥ 1.10, inability to maintain a frequency of at least 60 rpm. The iVO2max will be the lowest intensity at which the individual reaches VO2max during the test. If the individual doesn't sustain the intensity until the stage's end, the iVO2max will be assumed like peak power (PP), estimated by the equation [57]:
The points obtained between blood [La-] and intensities will be subjected to two linear adjustments so that the intersection will be assumed as the intensity of AT [58].
A partial evaluation containing the incremental test will be carried out at week 5 (half of the intervention) to adjust the training load (evaluation 2). Therefore, the incremental test will be performed in four moments: evaluation 1 (week 0 - pre), evaluation 2 (week 5 - half of the intervention), evaluation 3 (week 9 - post), and evaluation 4 (week 13 - four after the intervention's end).
Strength resistance of lower limbs and agility and dynamic balance
Two motor tests will be performed to assess: (i) Strength resistance of lower limbs [59]; (ii) Agility and Dynamic Balance [60].
Statistical Analysis
After double data entry, an exploratory analysis of the data will be carried out, with the primary objective of summarising the values, organising, and describing the data through tables with descriptive measures and graphs. Continuous variables will be expressed in terms of basic descriptive statistics (mean, median, and standard deviation), whereas categorical variables will be described in terms of frequency and percentage. The effects of the different types of training (hypoxia and normoxia), before, after eight weeks, and after four weeks after the intervention, for continuous outcomes will be compared using a linear regression model with mixed effects (fixed and random). If there are binary outcomes, a cox proportional hazards model will be used to estimate the incidence rates and their respective confidence intervals, which can include potential confounders as covariates. The possible associations between haematological, immunological, autonomic, aerobic, and anaerobic variables will be verified with hypothesis testing and the use of other regression models. In the case of handling missing data, we will use statistical methods as multiple imputation or Bayesian methods. The level of significance will be set at 5% in all analyses.
Ethics
This study was approved by the School of Physical Education and Sport of Ribeirão Preto– University of São Paulo (USP) and Faculty of Pharmaceutical Sciences of Ribeirao Preto– USP Research Ethics Committees. Activities will start after signing the free and informed consent term presented by trained researchers of the work team. Biological samples can be stored in repositories at EEFERP-USP for use in future studies depending of the participants consent.
All care for the safety of the participants and the work team will be taken. First, an evaluation of the health status will be carried out. The participants who do not have limitations or discomfort that may prevent the evaluations' performance or the intervention will participate in the proposed intervention. Data will be added to a confidential dataset, and an alphanumeric code will be assigned to each participant. All local databases will be secured with password protected access systems.
Any modifications to the protocol which may impact on the conduct of the study, potential benefit of the participant or may affect safety, including changes of study objectives, study design, participant population, sample sizes, study procedures, or significant administrative aspects will require a formal amendment to the protocol.
Authors will create scientific reports to be submitted to peer-reviewed journals. Also, information about the different outcomes will be shared in different scientific events.