Forest ecosystems around the globe are currently undergoing complex reorganization processes, as they are facing increasing natural and anthropogenic disturbances amplified by continuing climate change 1,2. Disturbances and novel stressors, such as invasive pathogens, wildfires, windthrows, droughts and heat waves, are important drivers of forest ecosystem dynamics and can cause substantial tree mortality and trigger abrupt changes in growing conditions 1,3–5. The initial years following a disturbance, the reorganization phase, is crucial, as early colonizers and the dynamics of advanced regeneration in the understory often shape the forest's structure and composition for decades and centuries to come 1,6,7. Under climate change and anthropogenic influence, these reorganization processes fundamentally deviate from well-known succession dynamics as disturbances nowadays coincide with significantly altered conditions, potentially catalyzing the system’s shift into a new regime and hampering the forests’ provision of ecosystem services 2,8. Floodplain forests are a prime example of ecosystems currently undergoing significant reorganization processes due to multiple coinciding compound effects of global change. They are also one of the most dynamic, productive and diverse, yet one of the most endangered ecosystems in the world 9–13. Understanding these novel reorganization processes and post-disturbance growth responses under climate change is of crucial importance for conservation efforts which is why we examine the effect of a novel pathogen under climate change on the growth dynamics of a species-rich and protected floodplain forest.
The stressors floodplain forests currently experience are manyfold. First, extensive hydraulic engineering measures of the past such as river straightening and dike constructions led to the absence of floods and sinking ground water levels, causing floodplains across Central Europe to dry up on a large scale 14–16. Drainage, coupled with altered silvicultural practices shifting away from coppice-with-standards management, allowed untypical floodplain forest species such as the flood-intolerant but shade-tolerant sycamore maple (Acer pseudoplatanus L.) to thrive, while keystone species like the light-demanding pedunculate oak (Quercus robur L.) are quickly vanishing 17,18. Second, climate change is associated with increases in the frequency, duration, and/or intensity of drought and heat stress which could fundamentally alter the composition and structure of floodplain forests and other forest types across the world, potentially inducing increased tree mortality 3,IPCC 19. From 2018 to 2020, Central Europe was faced with the hottest and driest consecutive years in 250 years of climate records, showing an unprecedented level of intensity 20,21 which is likely to occur more often as climate change exacerbates 22. Normally, most floodplain species are adapted to surviving dry summer periods, by either accessing groundwater with their roots or by restricting their water consumption 15. However, several studies have found temperate floodplain forests to be susceptible to drought-induced stress on tree growth 23–25, and prolonged or consecutive droughts appear to bring floodplain forests closer to a tipping point 21,24. Third, invasive pathogens are causing a high degree of tree mortality and changing forest structure, with climate change driving these processes 26. Due to warmer climatic conditions, winter mortality in biotic agents of forest pests is likely to be reduced, leading to an increase in outbreaks 27. After the Dutch elm disease spread widely in the last century and has eliminated the majority of elm trees – being a typical floodplain forest species - from the overstory 17,28, the most concerning disease affecting temperate floodplain systems today is the ash dieback, threatening the loss of another key tree species of the hardwood floodplain forest. Many European floodplain forests have a high percentage of ash in the canopy cover 29,30, and the imminent collapse of ash populations has far-reaching consequences for biodiversity and the functionality or conservation status of the hardwood floodplain forest 12,31. Together, these stressors impose critical threats to forest ecosystem functioning.
Tree growth responses to canopy disturbances have been found to be complex and depend on various environmental factors as well as species specific and individual tree characteristics. When a canopy gap forms, the light availability in the canopy increases, but also other abiotic factors, such as temperature, soil moisture and available nutrients as well as the below-ground competitive environment are significantly altered 32,33. In general, mature trees can respond to local increases in light and below-ground resources depending on their position within the tree layers, their species characteristics, including shade tolerance and water-use strategies, and the related growth conditions prior to the disturbance 34. Diameter growth has been reported to increase in those residual trees, even though the response might be delayed due to the rapid change of growth conditions, which can even cause a temporary decline of growth 34–38. Smaller overstory trees may benefit more from the relatively higher increase in access to light and thus show stronger growth responses as compared to larger trees that are less limited by competition for resources 34,35,37,38,40. Larger trees may furthermore be less capable of responding to the increased resource availability due to physical constraints associated with age, resulting in limited growth response 34,41. On the contrary, larger trees may also show an increased growth response and fill the newly available growing space rapidly by extending their crowns 34,37,42. To better understand growth dynamics of different tree layers in compositionally and structurally complex forests, this study aims at disentangling how lower and upper canopy trees react to canopy disturbances caused by ash dieback.
Species-specific growth responses to canopy disturbances and water availability can be linked to species-specific ecological attributes, encompassing factors such as shade tolerance, drought resistance, and specific demands for water and light. Most studies examining growth responses related to shade tolerance focus on individuals in the juvenile stage 43,44, whereas little research was done on mature individuals, and results here are ambiguous. Shade-intolerant species were found to react stronger to canopy disturbance 45, whereas other studies found shade-tolerant species, especially the smaller individuals, to respond strongly to canopy openings 35. Drought resistance might affect growth responses under altered hydrological conditions, with drought resistant species coping better on dry sites as compared to drought sensitive species 46.
In this study, we aimed at investigating one key aspect of early reorganization processes in response to a novel natural disturbance under novel climatic conditions in a diverse European floodplain forest system. Specifically, we examined growth responses of the main tree species to canopy disturbances and thus increased light availability caused by a fungal pathogen, the ash dieback, in dependence on altered hydrological conditions in the floodplain forest of Leipzig, Saxony, Germany. Due to their high tree species richness 47, floodplain forests are ideal for comparative studies of tree species reactions to disturbances depending on water availability as they are among the few ecosystems with coexisting mature trees showing a wide range of water-use strategies 24,48. We hypothesized that
1.) all species in general show positive growth responses to increased light availability due to ash dieback,
2.) the effect of ash dieback on growth responses is dependent on hydrological conditions, with more pronounced positive effects on moist sites as compared to dry sites,
3.) trees in different canopy strata react in a different way: a) trees in the lower canopy particularly benefit from canopy disturbance as the relative increase in access to light is higher than in upper tree layers, b) trees in the upper canopy show weak responses to ash dieback as they are less likely to be limited by competition for resources, and
4.) growth responses are species specific and we will discuss these species-specific differences in the context of shade tolerance and water demands.