In patients with dementia treated with PC, the NPSs influence institutionalization and mortality, with subsyndrome apathy (formed by symptoms of apathy and appetite alterations) being the most associated with both.
In the 4 years of follow-up, one-third of the patients were institutionalized. The average duration from the start of the study until they entered a residence hall was 13 months. The annual incidence of institutionalization was 5.5 to 12 institutionalized per 100 person-years, which was higher in the first year than in the rest of the study period. Other studies carried out in specialized memory clinics in France and the Netherlands have reported a higher annual incidence of institutionalization, ranging from 11.8–23.5% [28, 31, 33, 34]. These differences may be related to sociocultural and economic factors that influence the decision to enter a family member in a residence, as well as the severity of dementia, since the published incidence is higher when the population has moderate–severe dementia [31] than when other studies include only mild–moderate dementia [33, 34].
Half of the patients died during the 4-year follow-up. The mean duration from the start of the study to death was 22 months. The annual incidence of mortality that we found in our study was 8.9 to 20.2 deaths/100 person-years, which was higher than that reported in other studies, which reported incidences ranging from 5.9–7.4% [33, 34]. The higher mortality in our study can be attributed to the greater severity of dementia, since these studies included only patients with mild–moderate dementia and lowest average NPI score.
Factors associated with institutionalization
In our study, institutionalization was associated with the total NPI score and the presence of apathy subsyndrome when the symptoms are very intense. In other studies, highly symptomatic NPSs have also been described as predictors of patient institutionalization [11] In addition, high values on the NPI scale or a greater number of symptoms in patients have been reported [11, 17–19]. The presence of apathy in patients with dementia has also been associated with a higher risk of admission to a residence, regardless of the burden of the caregiver [57], and this is especially notable for patients with early-onset dementia [58] and those with Lewy body dementia [59]. On the other hand, altered appetite, which is part of the apathy subsyndrome, has been described as a predictor of institutionalization along with other NPSs, although in only a few studies [14].
However, we did not find a relationship between institutionalization and other NPSs or subsyndromes, in contrast to other studies in which an associations with agitation/aggressiveness [14, 16, 17], disinhibition [14, 27], symptoms within the hyperactivity subsyndrome, and delusions and hallucinations, which are part of the psychosis subsyndrome [14, 16, 17, 29], and anxiety and depression (affective subsyndrome) were reported [16, 17].
On the other hand, we found that being male with a lower level of education and being in treatment for dementia were associated with institutionalization. A systematic review on the predictors of admission to residences in older people revealed that the results for both male sex and a low level of education or low income were inconsistent, with the strongest predictors being age, dementia or functional impairment [60]. In a study carried out in Spain with people in a situation of dependency, the risk of institutionalization was three times higher among men than among women [61]. However, in studies carried out in patients with dementia, there were no consistent results, since some studies have shown that the risk of institutionalization was greater among women [62, 63], whereas others showed this to be true among males [64, 65].
With respect to the level in the studies, other authors have reported more institutionalization of patients with a higher level of education [27, 66]. These differences from the work we present may be due to the sociocultural context. In our population, although we could not collect data on the socioeconomic level of the patients, we consider that the level of the studies can be interpreted as a "proxy" of the economic level. A lower educational level would imply having fewer economic resources, which would limit the possibility of hiring external help to maintain care at home and could force institutionalization when the level of dependency increases and more time of care is needed. In this sense, in our case, the low level of education of the patients was associated caregiver overload in a previous work [56]. Managing behavioural symptoms can be difficult, and caregivers are sometimes unable to control the situation, which can lead to the institutionalization of patients [67]. The presence of caregiver overload has been described in multiple studies as a predictor of institutionalization [13, 15, 17, 27, 30, 31, 66, 68, 69]; however, we have not been able to demonstrate such an association.
In other studies, symptomatic treatments for NPSs, such as neuroleptics, have been shown to increase the risk of institutionalization [18], although in our case, we were not able to verify this association. In our study, we found that the specific treatment for dementia (anticholinesterase drugs and memantine) is related to admission to the hospital. Some anticholinesterase drugs (rivastigmine) are used to mitigate NPSs in patients with types of dementia in which neuroleptics are contraindicated, such as Lewy body dementia. The lack of control of the NPSs in these patients could cause institutionalization of the patient, which could be attributed to anticholinesterase drugs when, in reality, the theoretical cause could be the underlying NPS. Another possible explanation for the association between this drug group and institutionalization is the cholinergic side effects that these drugs cause, with interactions with other drugs that are used by these patients (for example, drugs for urinary incontinence), worsening the symptoms of cognitive deterioration. The findings in other studies are variable. One of them reported that patients who had received treatment before or within the year of diagnosis had a higher risk of admission to residences than did those without treatment; their interpretation was that patients without treatment were in earlier stages of the disease [63], which could explain the association between anticholinesterase or memantine treatment and admission. However, other authors reported either that patients who were undergoing treatment had a lower risk of institutionalization [70, 71] or that there was no association between the two [72].
Factors associated with mortality
Regarding the relationship between NPSs and mortality, the results revealed that a higher score on the NPI scale, which analyses the intensity of NPSs, is associated with mortality, which is consistent with the findings of other studies [20, 22]. Among the different NPSs, only the presence of apathy syndrome was associated with mortality in our study. Apathy has been described as a predictor of mortality, as well as an isolated symptom [20, 73, 74], as when it is part of the apathy subsyndrome (apathy and/or appetite disturbances) [11, 22]. Some authors suggest that this may be explained by the fact that apathy leads to a more serious clinical profile in Alzheimer's dementia patients, with worse functional progression and a higher risk of mortality [75]. A listless neurobehavioral profile also predicts death in patients with frontotemporal degeneration [76]. In our study, we also found an association between mortality and the presence of psychotic symptoms (delusions and/or hallucinations), as in other studies [8, 20, 21], although this association could not be confirmed in the multivariate analysis. An association with agitation has been reported [8, 20, 21, 25], and one study reported no relationship between subsyndromes and mortality [29].
Neuroleptic treatment in patients with dementia has been associated with mortality in several studies [20, 77–80]. In our case, we found an association only in the univariate analysis, as was the case with psychotic symptoms, which are usually treated with these drugs. Notably, the use of neuroleptics, especially those used for agitation and psychotic symptoms, was shown to be associated with a higher risk of cardiovascular events [81] and a higher risk of apathy [75], both of which can increase mortality.
With respect to other sociodemographic and clinical characteristics, mortality increased in older, more dependent patients and those with more severe dementia, which has been described in the literature as being associated with age [8, 20, 21, 79, 82, 83] and with disease severity [21, 79, 82].
In our study, having more than two comorbidities measured with the Charlson index was associated with mortality. In people with dementia, comorbidities are frequent, cause an increase in disability, reduce the quality of life of the patient and the caregiver [84] and increase the risk of mortality [20, 83, 85]. There is no unanimity on how to analyse comorbidities in mortality studies. Although the Charlson index is one of the most widely used indices in the assessment of comorbidities [39], it does not include situations closely related to institutionalization or death among elderly individuals, such as hip fracture.
Limitations and strengths
Although limited by geographical area, which may limit its external validity, the population included in our study has allowed us to carry out a prospective study of representative sample of patients with dementia in our region who live and are cared for in the community.
Neuropsychiatric symptoms can be analysed as isolated symptoms, as a group of symptoms or subsyndromes, with the global measure of the NPI scale, among other methods, which makes it difficult to compare studies. In this work, we have chosen some of the measures that best represent the NPSs, that is, the presence or absence of symptoms grouped into subsyndromes and the global values of the NPI scale in which the intensities of twelve NPSs are measured.
This study has allowed us to provide evidence on the role that NPSs play in the institutionalization and survival of patients with dementia, with a method that allows us to provide better evidence on this problem and overcome some methodological limitations of some studies of dementia with which we can compare our results by proposing a prospective design with a 4-year follow-up.
Clinical and research applications
From the perspective of PC, it is necessary to continue investigating the impact of NPSs on institutionalization and mortality, as well as on the quality of life of patients and caregivers by designing studies with larger sample sizes that consider sociocultural factors and monitor the possible biases that may occur in such a complex field due to the multiple interactions of different clinical and sociofamily circumstances.
Neurobehavioral characteristics could be useful for predicting survival [76]. The study of apathy may be of special interest, with the development of more effective and user-friendly measurement tools in clinical practice that allow its early detection [76] and differentiate it from depression to avoid unnecessary treatments. Although apathy has a neuropathological basis [76], it can be associated with treatments such as neuroleptics [75]. These drugs are indicated in the management of other NPSs, such as delusions or agitation, when their intensity entails severe anguish to the patient and/or danger to the caregivers or the patients themselves, while reassessing their need from time to time [67, 86–88]. Antidepressants have also been associated with worsening apathy over time [89]. Investigating the periods of use of neuroleptics and other psychoactive drugs used to treat NPSs and observing their impact on the progression of the NPSs treated, on the appearance of new NPSs or on the triggering of therapeutic cascades may be helpful toward developing management strategies.
We must also continue addressing the question regarding the most appropriate way to measure comorbidity in patients with dementia, evaluating possible groupings of diseases and/or drugs, which allows the design of indices or global measures that can be incorporated into the analyses to better explain the relationships between NPSs and institutionalization or mortality.