Serum neurofilament after DBS surgery
A total of 58 patients undergoing DBS surgery in our center were prospectively enrolled in this study, comprising 47 patients with PD and 11 patients with “non-degenerative” diseases, i.e., dystonia or ET. Their demographic characteristics are displayed in table 1.
Table 1
Demographic and clinical characteristics
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PwPD (n=47)
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Non-degenerative (n=11)
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Age at DBS implantation, years
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63.3 (8.8)
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59.3 (15.9)
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Sex, n male/female (% female)
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31/16 (34%)
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8/3 (27%)
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Disease duration, years
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9.5 (3.9)
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27.9 (23.1)
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Hoehn and Yahr stage, median (range)
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2 (1-4)
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n/a
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UPDRS III OFF total score
|
39.6 (16.3)
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n/a
|
MoCA total score
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26.8 (2.5)
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n/a
|
preoperative sNfl, pg/ml
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18.8 (7.4)
|
17.9 (7.4)
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preoperative sGFAP, pg/ml
|
139.8 (71.7)
|
153.5 (97.1)
|
Note. Data are “mean (SD)” unless otherwise indicated. UPDRS: Unified Parkinson's Disease Rating Scale; MoCA: Montreal Cognitive Assessment; sNfl: serum neurofilament light; sGFAP: serum glial fibrillary acidic protein.
To report neuronal injury during and after DBS surgery, sNfL was used as previously described.16 In patients with PD, sNfL increased significantly (Friedman’s test and Nemenyi-Friedman post-hoc test, p<0.001) between preoperative baseline and 3 – 5 days after surgery (figure 1). The mean preoperative baseline sNfL was 18.8 pg/ml (95% CI 16.24 – 21.36), sNfL increased to 40.92 pg/ml (33.071 – 48.78) at the first postoperative time point. At the second postoperative time point, mean sNfL was 79.88 pg/ml (68.72 – 91.043) and significantly higher (p<0.001) than preoperative baseline or the first and fourth postoperative time points. There was a tendency of sNfL to decline at the third postoperative time point (mean sNfl 75.64 pg/ml (62.67 – 88.61), p=0.755 for comparison with time point 2). The fourth postoperative measurement was obtained 3 – 6 months after surgery and the mean sNfL was 23.34 pg/ml (19.21 – 27.46), which was not significantly different from the preoperative baseline (p=0.619), thus indicating a return to baseline values. In patients with non-degenerative diseases, the results were equivalent. Due to the small sample size, the preoperative baseline vs. the first postoperative time point was not significantly different, the other results described above also apply to this part of our cohort.
A two-way ANOVA between the PD and the non-degenerative group was significant for the interaction between the time points after surgery and log(sNfL) measurements in both groups (p<0.001), i.e. it showed an effect of the surgery on log(sNfL) values. There was no significant effect of either the group itself or the interaction between the group and the time point on log(sNfL) measurements.
Taken together, the time course of sNfL after DBS surgery in patients with PD was similar as described previously,16 findings in patients with essential tremor or dystonia were similar to those observed with in PwPD.
Serum GFAP after DBS surgery
The slow dynamics of sNfL after surgery result mainly from its long half-life and not from continual neuronal damage – as discussed previously.16 To obtain more direct information about surgical trauma resulting from DBS implantation, we measured sGFAP. Since GFAP is expressed in astrocytes, it reports glial activation, which is another difference from sNfL. The time course of sGFAP was markedly different from sNfL in PD patients (figure 1).
In PD patients, only the first postoperative time point differed significantly from preoperative baseline (p=0.001) and subsequent time points (p for all pairwise comparisons ≤ 0.005). Mean sGFAP was 136.65 pg/ml (113.51 – 159.78) at preoperative baseline, 540.06 pg/ml (361.5 – 718.62) at the first postoperative time point, 166.56 pg/ml (134.27 – 198.85) at the second postoperative time point, 150.35 pg/ml (115.26 – 185.44) at the third postoperative time point and 145.43 pg/ml (111.37 – 179.49) at the fourth postoperative time point. Postoperative time points 2-4 were not significantly different from preoperative baseline. The time course for the non-degenerative cohort was similar in that the first postoperative measurement was the only one that differed significantly from baseline.
Again, a two-way ANOVA revealed no significant interaction between the group (i.e. PD and non-degenerative) and postoperative log(sGFAP) measurements and a significant effect of the time point after surgery and log(sGFAP) measurements (p<0.001).
Note that log(sNfL) and log(sGFAP) values for PwPD are displayed in figure 1 in relation to mean baseline values to enable comparability between serum marker kinetics. The results of post hoc tests comparing measurements between time points were identical when using log(sNfL) and log(sGFAP) instead of raw sNfl or raw sGFAP.
Baseline values of sNfL and sGFAP are affected by age and BMI, but not disease-specific factors in PwPD
The correlation between log(sNfl) and log(sGFAP) of the same patient at preoperative baseline was moderate in PwPD (Spearman’s rho, r=0.55, p=.002 in PwPD; r=0.45, ns in non-degenerative patients). This could result from a floor effect or from the fact that sNfL reports neuronal damage and sGFAP reports glial damage. This finding is consistent with the observation that the time course of the two parameters and the factors that influence them are different.20–22
Baseline values of sNfl and sGFAP are influenced by factors that may increase their release into the blood, including age and the presence of neurodegenerative diseases, and by factors that may affect their distribution or elimination, like body mass index (BMI) or renal function.19,23,24
Indeed, baseline log(sNfL) correlated negatively with BMI (figure 2a; PwPD: r=-0.36, p=0.012; non-degenerative patients: ns). Baseline log(sGFAP) showed the same trend but did not reach significance in PwPD (r=-0.34, p=0.061), but in non-degenerative patients (r=-0.7, p=0.016). In PwPD, baseline log(sNFfL) and log(sGFAP) values also correlated with age (figure 2b, log(sNfl) in PwPD: r=0.46, p=0.001, log(sNfl) in non-degenerative patients r=0.69, p=0.018; log(sGFAP) in PwPD r=0.4, p=0.022, log(sGFAP) in non-degenerative patients: ns).
There was a borderline significant correlation between MoCA and baseline log(sNfl) values (r=-0.32, p=0.043), as has been described previously.25,26 There was no significant correlation between MoCA scores and baseline log(sGFAP). Baseline log(sGFAP) and log(sNfl) did not correlate significantly with further PD-specific assessments (UPDRS III total score, Hoehn and Yahr-stage, presence of dyskinesias or other disease-related complications, not shown). Also, baseline log(sGFAP) and log(sNfl) did not correlate significantly with comorbidities, such as diabetes, arterial hypertension, uremia and nicotine abuse (Spearman’s rho), independent of group (PwPD vs. non-degenerative patients, Mann-Whitney-U).
Perioperative damage as reported by sGFAP is influenced by age, motor symptoms, cognitive impairment and baseline sGFAP
We observed a strong correlation between values at baseline and the first postoperative time point in PwPD, both for log(sNfl) (log(sNfl) r=0.71, p<0.001) and for log(sGFAP) (r=0.72, p<0.001). These correlations were also observed in non-degenerative patients (only significant for log(sNfl) r=0.8, p=0.003, log(sGFAP): ns). Patients with higher values at baseline thus showed higher postoperative values of log(sNfl) and log(sGFAP).
To identify risk factors of increased perioperative damage, we aimed to predict the postoperative change in log(sGFAP) and log(sNfl) values in PwPD from baseline data by using a random forest regressor which predicted postoperative values at chance level. Using gradient boosting, however, a model incorporating age, UPDRS III in the OFF condition, the total MoCA score and the baseline log(sGFAP) value explained about 41% of the variance in postoperative log(sGFAP) values (r2=0.41). Of the factors in this model, the combined relative importance of preoperative MoCA and UPDRS III scores was more than 95%, with age and preoperative log(sGFAP) values having a combined importance <0.03. This could not be replicated for log(sNfl) values, indicating that GFAP could be better suited to report differences in perioperative damage between individual patients.
To explore these findings in more detail, we examined individual correlations with log(sNfl) and log(sGFAP) values. In contrast to the findings with gradient boosting, the degree of change of log(sNfl) and log(sGFAP) did not correlate significantly with age. MoCA total values were moderately negatively correlated to the degree of change in log(sGFAP) values with r=-0.61 (figure 2c, p=0.001), i.e., patients with cognitive impairment showed more perioperative damage as reported by log(sGFAP). GPi is often used as a DBS target in patients with cognitive impairment. To ensure that the correlation of log(sGFAP) and MoCA was not biased by this, we computed the correlation without PwPD that received GPi-DBS. The correlation remained moderate with r=-0.54 (p=0.008). There was a weak, but significant correlation of MoCA with the log(sNfl) change at the second postoperative timepoint (r=0.36, p=0.034), which was not significant when controlling for baseline log(Nfl) values. Correlations of baseline log(sNfl) and log(sGFAP) with the maximum change from baseline (second postoperative time point for log(sNfl) and first postoperative time point for log(sGFAP)) were also not significant.
The change in log(sGFAP) or log(sNfl) after surgery did not correlate significantly with further PD-specific assessments (UPDRS III total score, Hoehn and Yahr-stage, presence of dyskinesias or other disease-related complications, not shown), or with comorbidities (diabetes, arterial hypertension, uremia, nicotine abuse).
BMI was moderately positively correlated to the degree of change of log(sNfl) in PwPD (r=0.5, p=0.02), but not in non-degenerative patients. There was no significant correlation with the degree of change of log(sGFAP). This correlation was reversed, but not significant when controlling for preoperative log(sNfl), indicating that this correlation is driven by baseline values (partial correlation r=-0.59, p=0.07). The observation itself might be explained by an increased distribution volume in patients with a higher BMI.
Factors of the DBS surgery itself, i.e., the duration of the operation, the number of microelectrodes used or general anesthesia/awake surgery and the total energy delivered by the stimulation at different time points, did not show any significant association (Spearman’s rho) or significant differences (Mann-Whitney-U) between groups.