A. Research Design
This was a prospective randomized assessor-blind comparison study designed to compare the effects of individually and concomitant TENS and NMES on posture, functional independence, and spasticity in chronic stroke patients.
B. Ethical Considerations
This study was conducted in accordance with the principles of good clinical and ethical practice and was approved by the Ethics Committee of Gaziosmanpaşa Training and Research Hospital (2022–154). Along with the Declaration of Helsinki, all participants gave written informed consent after being informed about the study´s protocol. [12]. All methods were performed according to relevant guidelines and regulations.
C. Randomization and Blinding
Patients were randomly assigned to one of four groups:
TENS Group: This program included TENS and an exercise program.
NMES Group: This program included NMES and an exercise program.
TENS+NMES Group: This program included both TENS and NMES, along with an exercise program.
Control (Exercise Program) Group: This program included only an exercise program.
Patients were randomly assigned to the four groups using a closed envelope randomization procedure. The physiotherapist opened the envelope 6 hours before the patient began treatment. The same physiotherapist, who was blinded to the group assignments, performed initial evaluation, post-treatment (at 1 month), and 4-month follow-up evaluation.
D. Sample Size Calculation
Gpower 3.1.9.2 software was used to calculate the sample size. In the present study, the mean power was at 0.8, and the alpha error at 0.05. The sample size was calculated based on the Posture Assessment Scale for Stroke Patients from a pilot study [13]. The analysis of Gpower software indicated that at least 14 participants per group would constitute an acceptable sample size; therefore, 68 participants were recruited, accounting for a potential drop-out rate of 20%.
E. Participants
Participants with lower-extremity hemiparesis were recruited from XXXXXX Training and Research Hospital from November 2022 to December 2023.
E.1 Inclusion Criteria:
The criteria of inclusion were (1) first episode of unilateral stroke with hemiparesis caused by hemicerebrum damage; (2) stroke confirmed by CT and/or MRI (3) ability to understand and follow verbal commands; (4) Mini-Mental Scale (MMS) score of 24–30; (5) ablity to independently stand up from a chair, (6) age between 35 to 85 years; (7) no peripheral or central nervous system dysfunction; and (8) ankle dorsiflexion strength of ≤3/5 (Lovett scale).
E.2. Exclusion Criteria:
The criteria for exclusion were (1) cerebellar or brainstem stroke; (2) inability to cooperate with assessment and treatment due to severe cognitive and communication impairment; (3) previous surgical treatment history on the affected extremity; (4) complication with severe heart, lung, liver, kidney, or infectious disease; (5) presence of a cardiac pacemaker; (6) orthopedic disease affecting sit-to-stand movement; (7) contraindications of TENS or NMES: and (8) non-compliance with treatment recommendations or inadequately application.
F. Rehabilitation protocols
F.1. TENS:
Each patient in the TENS group received transcutaneous electrical nerve stimulation (Chattanooga Intellect®, frequency = 100 Hz) for 30 minutes. TENS electrodes were attached over the motor points of the tibialis anterior and quadriceps muscles on the stroke-affected lower extremity. Stimulation was delivered in 200 µs pulses at 100 Hz in the constant mode at the participant’s sensory level, without causing muscle contraction [14]. The tibialis anterior and quadriceps muscles were chosen because they are associated with walking and daily living activities, and because they are superficially located and easily identified. The minimal tingling sensation felt by the patients was defined as the sensory threshold. The patients were asked to inform the physiotherapist if they felt any discomfort or involuntary muscle contraction during TENS. The physiotherapist also observed whether the movement caused by muscle contraction. Stimulation intensity was gradually increased until the patients reported a tingling or buzzing sensation in the tibialis anterior and quadriceps regions, without pain and visible movement [13].
F.2. NMES:
Two dual-channel biofeedback electrical stimulators (Chattanooga Intellect®) were connected to a schedule timer to create a stimulation unit for neuromuscular electrical stimulation in the NMES group. Stimulation was applied via electrodes (5 × 3.5 cm) adhered over the motor points of the tibialis anterior and quadriceps muscles on the paretic extremity. The patients were instructed to relax their paretic extremities during NMES. The waveform of stimulation was a biphasic rectangular wave with a frequency of 30 Hz and a pulse width of 200 μs. The duty cycle was programmed as five seconds on and five seconds off, with a ramp-up and descent time of one second each. This duty cycle was chosen because it could be easily implemented in rehabilitation [13]. Contractions with short pulse durations were preferred in order to prevent central force development during stimulated contractions and limit premature fatigue of the assigned motor units [15]. Stimulation intensity was adjusted to the movement threshold to trigger visible muscle contractions, resulting in partial joint movement.
F.3. Exercise Protocol:
The Patients in all four groups received exercise for 30 minutes once a day, five days a week, during the 4-week treatment period. The patients in the control group did not receive any passive modalities (e.g. electrical stimulation, vibration, ultrasound, heat, or ice) in addition to exercise program. The exercise program session consists of four exercises lasting 30 minutes in total, each completed in 5-10 minutes. These exercises are (1) functional training activities, (2) techniques to facilitate neurodevelopment, (3) active range of motion exercises, and (4) pelvic bridging exercises. The physical therapist monitored the progression of exercises, including increasing the number of repetitions, expanding the range of motion, adjusting the speed of motion, and decreasing the rest time between exercises as the patients' muscle strength improved. Functional training activities based on motor relearning principles were also adjusted and progressed according to the patient's ability.
Electrical stimulation treatment was applied for 30 minutes per session, once a day, five days a week for four weeks in TENS group and NMES group. In the TENS+NMES group, TENS was applied for 30 minutes first, followed by 30 minutes of NMES with a 30-minute interval in between. All patients received exercise program immediately after electrical stimulation session.
A home-based exercise program was prescribed for all groups after one-month treatment period. The content of home exercise program was based on the recommendations from the National Stroke Foundation Clinical Guidelines and included six leg control exercises, six truck control exercises, and four mobility exercises [16]. Home-based exercise programs have been shown to improve lower limb motor functions in patients who have sustained strokes more than one year previously. Combining TENS with home-based exercise programs has been found to decrease plantar flexor spasticity, improve ankle dorsi flexor and plantar flexor strength, and significantly increase gait velocity more than TENS alone [17].
G. Evaluation
The same physiotherapist who performed the functional evaluations was blinded to group allocation at baseline, post-treatment, and 4th month follow-up.
Disability caused by stroke was evaluated using the National Institutes of Health Stroke Scale (NIHSS). The following domains were assessed with the NIHSS: level of consciousness, eye movements, integrity of visual fields, facial movements, arm and leg muscle strength, sensation, coordination, language, speech and neglect. Evaluation was based on a total score ranging from 0 to 42, with higher the scores indicating more severe stroke [18].
The lower extremity motor recovery was assessed using Brunnstrom's Hemiplegia Recovery Staging. There are six grades in Brunnstrom's Hemiplegia Recovery Staging for the lower extremity. A higher stage indicates better motor function. The Brunnstrom stages were preferred because they reflect the underlying motor control based on clinical assessment of movement quality [19].
Postural Assessment Scale for Stroke Patients (PASS) was developed specifically for evaluating balance in stroke patients [20]. PASS contains two subheadings for evaluating balance: maintaining posture (static PASS) and changing posture (dynamic PASS). It consists of 12 items to evaluate balance: 5 items (sitting without support; standing with support; standing without support; standing on the non-paretic leg; standing on the paretic leg) for static PASS, and 7 items (supine to affected side lateral; supine to non-affected side lateral; supine to sitting up on the edge of the mat; sitting on the edge of the mat to supine; sitting to standing; standing to sitting down; standing, picking up a pencil from the floor) for dynamic PASS. Evaluation was based on a total score ranging from 0 to 36, with higher the scores indicating more favorable balance in stroke patients [21].
Functional Independence Measures (FIM) is widely used to assess the independence of stroke patients. It contains 18 items under the following categories: self-care, sphincter control, transfers, locomotion, communication and social cognition. Each item was scored from 1 to 7, with 7 indicating complete independence and 1 indicating complete dependence. Scores below 6 indicate that the patient requires assistance or supervision from another person [19].
The Modified Ashworth Scale (MAS) was used to assess the spasticity of the ankle plantar flexors. The physiotherapist passively moved the ankle from maximal plantarflexion to maximal dorsiflexion. The MAS assigns a grade of spasticity on a scale of 0-4 based on the level of resistance in response to passive movement. A score of 0 represents no increase in muscle tone, while a score of 4 represents rigidity of the affected part in flexion or extension [22].
H. Statistical Analysis
Statistical analysis was performed using the Statistical Package for the Social Sciences (SPSS) for Windows (Version 15.0; SPSS Inc., Chicago, IL). The data were first evaluated for normality using the Shapiro–Wilk test and were transformed when necessary to meet the assumption of normal distribution. Descriptive statistics were used for relevant characteristics of the patients. Baseline and 4th month follow-up measures were analyzed using two-way repeated measures analysis of variance (ANOVA) with the independent factors of time and group. For categorical secondary outcome measures, a chi-square test or Fisher’s exact test was used, with the results not corrected for multiple testing. All demographic and quantitative data are expressed as mean ± SD. Differences were considered statistically significant at P-values < 0.05.