This paper examines intentions to use pre-exposure prophylaxis (PrEP) to prevent contracting HIV among transgender and gender-expansive youth and emerging adults ages 13–24 years (i.e., nonbinary, genderqueer, gender fluid). We refer to this population as TGE-YEA. TGE-YEA experience disproportionate risk for HIV, yet their rates of PrEP uptake are the lowest of any key risk group in the United States (U.S.; <10%) [1, 2]. According to the most recent Centers for Disease Control and Prevention (CDC) HIV surveillance report (2021), all youth and emerging adults in this age range account for 19% of the roughly 32,000 annual new HIV diagnoses in the US and comprise the largest percentage of those with undiagnosed HIV infection (44%) [3]. Within these youth populations, TGE-YEA experience a disproportionate risk for HIV.
TGE individuals across all age groups are diagnosed with HIV at rates considerably higher than the national average, with HIV prevalence estimates as high as 28% across all TGE identities, compared to 0.4% of the US population [4–8]. While most national HIV data do not disaggregate youth by gender identity, the CDC reports that for all TGE individuals, rates of HIV infection are increasing, rather than stabilizing or decreasing, as with most other populations [9, 10].
While HIV prevention tools exist for young people, including TGE-YEA [11], these programs and interventions have yet to sufficiently reduce or eliminate HIV incidence among TGE-YEA [12, 13]. In 2012, PrEP was approved by the US Food and Drug Administration (FDA) as an effective HIV prevention medication [14]. This approval marked a significant advancement in HIV prevention strategies, setting the stage for future initiatives aimed at combating the HIV epidemic. Indeed, PrEP has tremendous potential to stop the spread of HIV; it can prevent HIV infection up to 99% of the time when taken as prescribed [15].
Building on this advancement, the Ending the HIV Epidemic (EHE) initiative was launched in 2019, in conjunction with the National HIV/AIDS Strategy. Together they have a shared goal to end the HIV epidemic in the US by 2023 [16, 17]. To track progress towards this goal, the EHE initiative utilizes six national indicators, one of which is PrEP coverage. PrEP coverage measures the percentage of individuals at heightened risk for HIV who have been prescribed PrEP [18]. A key component of this effort is the national PrEP care continuum, a framework that tracks the progression of PrEP engagement through sequential stages [19]. The stages of the PrEP care continuum (see Fig. 1) begin with PrEP awareness and move through intentions, access, uptake, and persistent use [20]. Each step along the PrEP care continuum is critical to the success of the EHE initiative [21].
In 2018, the FDA approved PrEP for minor youth, creating an effective strategy to prevent HIV infection in this age group [22]. Yet, only 20% of all individuals 16–24 years of age in the U.S. who could benefit from PrEP were prescribed PrEP in 2021, representing the lowest PrEP uptake of all age groups [23]. While precise data on PrEP eligibility rates among TGE-YEA are scant, [24–28], PrEP uptake in these populations is estimated to be below 10%, the lowest PrEP uptake rate in the US [2, 10, 29]. However, the specific factors that promote or impede engagement along the PrEP care continuum among TGE-YEA and their causes and meanings are poorly understood [10, 30, 31].
While many studies report high PrEP awareness among TGE-YEA communities, they also indicate that intentions to take PrEP, as well as uptake and persistence, remain very low among TGE-YEA [1, 32–34]. The gap between PrEP awareness, intentions, and uptake underscores a critical need to understand the factors that influence their behaviors along the PrEP care continuum [35–38].
This population includes young transgender-identified individuals, as well as substantial and growing numbers of those who identify as gender nonbinary, gender non-conforming, or genderqueer, referred to here as "gender-expansive” individuals [39–41]. A recent report found that 1.2 million people in the US identify as gender-expansive and as such represent a substantial and growing population [40]. Gender-expansive can be defined as persons who expand beyond, actively resist, and/or do not subscribe to the idea of the gender binary (e.g., male or female/trans male or trans female) and wish to identify outside of the binary construct of gender [42]. Some gender-expansive individuals may identify as transgender, but some may not.
Historically, federal, state, and local-level data collected on HIV incidence and prevalence and PrEP behaviors, have only examined binary gender categories (i.e., men and women), ultimately neglecting to characterize those who are transgender and gender-expansive accurately [43]. When transgender people have been included in HIV surveillance and research, they are often categorized along binary gender lines, where transgender women are examined in conjunction with men who have sex with men, separately from transgender men and people with other gender-expansive identities, ultimately neglecting to capture gender identity accurately. Therefore, TGE persons are commonly mischaracterized in research [24–28]. The evolving nature of gender identity and the lack of precision in most research efforts in assessing gender identity means there are scant data on the TGE population [24–28, 44]. Therefore, there are significant gaps in the literature, which this study addresses.
In addition to its inclusion of gender-expansive individuals, this study aims to advance the literature on engagement along the PrEP care continuum among TGE-YEA by focusing both on risk and resilience and by including domains the literature suggests play a vital role in PrEP outcomes in this population (e.g., heavy substance use and gender affirmation) but which are understudied to date [45, 46]. By examining the specific effects of gender minority stressors and heavy substance use behaviors, along with experiences of gender affirmation, and their impacts on PrEP intentions within this population, we aim to shed light on potential intervention points and inform efforts to improve the health and well-being of TGE-YEA.
The current study
For this study, we developed a conceptual model that integrates the gender minority stress and resilience [47, 48] and the gender affirmation models [49] and includes other factors salient for TGE-YEA (see Fig. 2). Using this model, we investigate factors that promote or impede PrEP intentions among a national sample of TGE-YEA. PrEP intentions signify the readiness and motivation to use PrEP as an HIV prevention method [50]. Exploring the factors influencing PrEP intentions among TGE-YEA can provide valuable insights into their potential PrEP uptake and persistence behaviors.
Gender Minority Stress
TGE-YEA experience high levels of gender minority stress, and these experiences have been found to impede engagement along the PrEP care continuum [31, 51, 52]. Minority stress was first conceptualized to understand the specific experiences of sexual minorities and how those experiences can contribute to health disparities [53, 54]. Hendricks and Testa [47] expanded on the minority stress model by developing the gender minority stress and resilience model, to incorporate the unique experiences of gender minorities. While everyone experiences general life stressors, TGE populations experience unique gender minority stressors, including external, contextual, and distal stressors, as well as internal, psychological, and proximal stressors. Indeed, individuals within the TGE community encounter elevated levels of violence, rejection, stigma, and discrimination in multiple domains [47]. These challenges are compounded for TGE-YEA who may experience a lack of family support, social networks, and limited access to resources [48]. All young people experience vulnerability to societal pressures, however, these experiences are heightened for TGE-YEA, which makes navigating these unique gender minority stressors even more daunting [55].
In our study, we explore how TGE-YEA experience gender minority stress in distal domains; namely, discrimination in medical settings and family rejection. TGE-YEA experience high rates of discrimination in medical settings, resulting in fear of medical providers and significant medical mistrust [56]. Medical discrimination has contributed to a series of health inequities in these populations, including the postponement of or not seeking medical care when needed, including for preventative care, such as HIV and STI testing [57, 58]. Additionally, many TGE-YEA report that their experiences with family rejection significantly shape their health outcomes and further have impacts on HIV prevalence for this population. Experiences of family rejection among TGE-YEA are understood to contribute to a range of negative psychosocial and physical health outcomes, as well as socioeconomic struggles which further contribute to a range of risk factors, including engagement in survival sex work and an associated risk for HIV [59–61].
We also consider how TGE-YEA experience gender minority stress in proximal domains; namely, internalized transphobia and perceived community stigma. Internalized transphobia is understood to be internalized shame, self-blame, and low self-esteem. Feelings of internalized transphobia result from experiencing gender minority distal stressors, such as victimization, rejection, and discrimination, affecting both the mental and physical health of TGE-YEA. These effects include intense loneliness, fear of rejection, TGE identity concealment, and low self-esteem [62, 63]. Additionally, the perception of community stigma (i.e., the expectation of rejection) is a known predictor of psychological distress among TGE-YEA. Perceived TGE stigma can also contribute to negative public health outcomes, including HIV risk, substance use behaviors, and isolation [46, 64, 65]. In particular, ongoing and mounting anti-trans legislation has increased the perception of stigma in recent years and represents a growing public health concern among TGE-YEA [66]. The perception of stigma combined with actual stigma compounds to create lasting effects on health outcomes among TGE-YEA and as such, effective interventions are needed to support these populations.
Substance Use Behaviors
Experiences of these gender minority stressors contribute to negative health outcomes among TGE-YEA, including substance use behaviors [6, 67–69]. Indeed, the prevalence of substance use is 2.5-4 times higher for TGE-YEA than their cisgender peers, and TGE-YEA experience a higher risk for early age onset of substance use behaviors [70]. Overall, the role of substance use in engagement along the PrEP care continuum for TGE-YEA is understudied to date, and findings are mixed [71]. The literature suggests those with substance use behaviors may be more aware of their HIV risk and potentially evidence more favorable PrEP intentions and awareness [72]. On the other hand, substance use may impede PrEP persistence [73–75]. We attend to substance use in the present study, given its high prevalence among TGE-YEA and its association with gender minority stress.
Heavy substance Use. We specifically focus on heavy substance use as an important domain in our model. Indeed, combined distal and proximal gender minority stressors may contribute to heavy substance use [70], which in turn has the potential to reduce PrEP intentions, uptake, and persistence, resulting in negative health outcomes, including HIV infection [68, 76–78]. A deeper understanding of relationships among various types and patterns of substances used and engagement along the PrEP care continuum for diverse TGE-YEA is needed.
Gender Affirmation
Gender affirmation across various domains has been identified as a buffer against the effects of gender minority stressors [49, 79, 80]. Indeed, an emerging literature suggests that gender affirmation acts as a vital protective factor against gender minority stressors and heavy substance use behaviors among TGE-YEA [81–84], including with respect to engagement along the PrEP care continuum [73, 85]. Gender affirmation can be understood as a range of actions and possibilities related to being able to access and affirm one’s TGE identity in psychological (e.g., resistance to internalized transphobia), social (e.g., using chosen name and pronouns), legal (e.g., name change), and medical (e.g., hormone therapy) domains [86].
We focus on gender affirmation as an important domain in our model. We explore if higher levels of gender affirmation in these domains buffer the adverse effects of gender minority stressors on heavy substance use behaviors and on intentions to use PrEP. Indeed, gender affirmation has the potential to mitigate negative health outcomes among TGE-YEA, yet the multi-dimensional nature of gender affirmation remains understudied to date, particularly in relation to engagement along the PrEP care continuum for TGE populations at risk for HIV [44, 87].
PrEP Intentions
Gender minority stressors and substance use behaviors have the potential to impact PrEP intentions among TGE-YEA [52, 75]. The willingness or readiness of individuals to initiate and persist on PrEP, represents a critical aspect of HIV prevention research along the PrEP Care Continuum, particularly among TGE-YEA, given their low PrEP uptake rates (< 10%; [1]. These low uptake rates underscore the need to understand the underlying factors influencing their intentions to take PrEP. Thus, we explore the relationships among gender minority stressors, heavy substance use, gender affirmation, and PrEP intentions to develop a deeper understanding of the factors that promote or impede intentions to take PrEP among these populations and how they operate [31].