3.1 Optimization of Formulation
Optimization of Resveratrol-loaded NLCs was done by applying BBD to get desired particle size, polydispersity index, and maximum entrapment efficiency as shown in table 1. Quantitative aspects of the effects and relationships among various formulation variables of RES NLCs were investigated using Response Surface Methodology (RSM) using design-Expert software (trial version 13.0.2.0, Stat-Ease, Inc.). BBD Design with a total of 17 experimental runs was selected to optimize the various process parameters at three levels and evaluated for response.
3.1.1 Fitting the model to data
Table 2 shows the results of dependent variables, mean particle size (Y1), entrapment efficiency (Y2), and PDI (Y3) of the formulation. This generated data were fitted into different models using the design-expert software, and the best-fitted model was suggested by the software. The ANOVA technique was applied to validate the suggested model. The quadratic model was suggested by the software for all the CQAs, and when analyzed using ANOVA, this model was also found statistically significant (P < 0.05) for all the cases as depicted in table 3. The adjusted R2 values and the predicted R2 values for all the CQAs were in desired limits i.e. the difference between adjusted and predicted R2 values were less than 0.2. Three polynomial equations were generated by the software for each CQA, specifying both the individual effect and the interaction effect of all the CMAs on each CQA. Furthermore, the perturbation plots, 2D contour plots, and 3D response surface plots were generated by the software for illustrating the interaction effects of two CMAs on CQA at any particular time interval [41].
3.1.2 Influence of formulation variables on the response (CQAs)
Different factors amount solid lipid: total lipid (X1) and amount of surfactants (%) (X2), and amount of Res. (X3) affecting the different critical quality attributes of formulation i.e. particle size (Y1), entrapment efficiency (Y2), and PDI (Y3). The influence of variables on critical quality attributes is shown in figure 2 for particle size, for entrapment efficiency are shown in figure 3 and for PDI effects are shown in figure 4.
3.1.3 Response Y1 Particle size
The particle size of NLCs is a very critical quality factor of the formulation. The minimum particle size of the NLCs is required for successful bioactive delivery to the brain by permeating the nasal epithelium membrane. The nanocarriers having a particle size of less than 200 nm are found to accumulate into the brain via intracellular uptake pathways such as clathrin-dependent endocytosis, and caveolae-mediated endocytosis [38,42]. Similarly, nanocarriers less than 20 nm in size are reported to follow an extracellular transport mechanism to travel from nose to brain. Furthermore, nanocarriers with particle size range between 100-200 nm are reported to show enhanced permeation and retention effect (EPR) [43]. Due to the EPR effect, these nanoparticles may accumulate at the tumor site by extravasating through the leaky fenestrations present in tumor vasculature. Hence NLCs within 100-200 nm are more likely to exert higher concentration at the GBM site in the brain [44]. Based on the above information, particle size between 100-200 nm is desired for the maximum nose to brain transport of the bioactive.
The polynomial equation, contour, and 3D response surface plot were indicating that the surfactant concentration (X2) has the highest impact upon the particle size followed by the solid lipid: total lipid ratio (X1), and amount of bioactive (X3). The amount of surfactant was found to have a negative relationship with the particle size. The higher amount of surfactant was found to give formulation with minimal size, which maybe because of the reduced surface tension between the two phases due to the long aliphatic side chain of Tween 80. Pluronic F-68 was also used in formulation, which acts as a stabilizer and co-emulsifier for the formulation by forming a layer on the interfacial surface and providing steric stabilization. Hence the combined use of both the surfactant possesses a strong effect on the particle size of the formulation. Moreover, the solid: total lipid ratio (X1), and bioactive concentration (X3) were found to exert a positive effect upon particle size. The particle size of the formulation was surging with the increased concentration of solid lipid, which may be because of the increased viscosity of the lipidic phase in the formulation. The high bioactive content also resulted in a larger particle size of the formulation.
3.1.4 Response Y2 Entrapment efficiency
Considering the small volume of the nasal cavity, entrapment efficiency and bioactive loading are other important formulation factors. The higher entrapment efficiency and bioactive loading are desirable to administer the required therapeutic amount of bioactive through a minimal volume of the formulation [45,46]. Good entrapment efficiency may be expected to promote the higher nose to brain bioactive uptake and reduce the frequency of administration for the formulation.
After the data analysis by the software, the Box-Cox diagnostic plot suggested the inverse power transformation of data. From the generated polynomial equation, contour, and 3D response graphs plotted by the software, the positive highest effect on the entrapment efficiency was shown by the bioactive concentration (X3). The high resveratrol solubility in both solid, and liquid lipids may be the reason for this surge in entrapment efficiency. Surprisingly, Both the solid: total lipid (X1) ratio and the surfactant concentration (X2) were found to have an equivalent effect on the entrapment efficiency (Y2). The entrapment efficiency was found to be decreasing by increasing the amount of solid lipid. This may be indicating the high solubility of the bioactive in liquid lipid compared to the solid lipid. The amount of surfactant was also affected entrapment efficiency negatively because the increased concentration of surfactant in the formulation may solubilize more bioactive into the aqueous medium. Hence, letting out less amount of bioactive for encapsulation in the lipidic carrier.
3.1.5 Response Y3 PDI
The polydispersity index (PDI) is also another important formulation aspect particularly in the case of nanocarriers such as NLCs. It indicates the particle size distribution of the formulation [47]. The narrow particle size distribution is desirable for the better stability of the formulation. Ideally, a completely monodisperse formulation should have PDI equals to 0, and the range of PDI generally varies between 0.1 to 1 (48).
The generated 3D response plots and polynomial equation were depicted that among all the CMAs, the PDI was most influenced by the surfactant concentration. The PDI was found to be decreasing by increasing the surfactant concentration. These results can be correlated with the surfactant concentration effect on particle size depicted in the previous section. The high surfactant concentration may reduce the particle size and heterogenicity of the formulation by decreasing the interfacial tension, Hence, forming homogenous particles with minimum size. The other two variables such as solid lipid: total lipid ratio and bioactive concentration were positively affecting the PDI. Previously, the increased solid lipid concentration was found to be increasing the particle size of the formulation. This may also increase the PDI of the formulation because of the lower amount of liquid lipid and increased particle heterogenicity due to the presence of some bigger particles. The amount of the bioactive also displayed a positive relationship with the PDI of the NLCs formulation.
3.1.6 Checkpoint analysis
A checkpoint analysis was performed to confirm the prediction. There was an excellent agreement between the measured responses and predicted responses. The experimental values were very close to the predicted values, with low percentage bias, suggesting that the mathematical model was reliable, and hence, the proposed model can be used to navigate the design space as depicted by table 4.
3.2 Evaluation of physicochemical characteristics of optimized NLCs (uncoated), and chitosan-coated NLCs formulation
The average vesicle size of the optimized formulation was found to be 168.24 ± 8.24nm. The value of the PDI was found to be 0.151±0.003 indicating a homogeneous population. The percentage entrapment efficiency of the optimized formulation was found to be 77.42 ±3.76 %. The optimized formulation was further coated with 0.2% w/v chitosan solution prepared by dissolving 100 mg chitosan in 50 mL of 1% v/v acetic acid solution. As expected, the particle size of NLCs was found to be increased from their initial size to 317.7 ± 15.9 nm and the PDI was found to be to 0.089 ± 0.009 indicating the uniform surface coating of the NLCs. Chitosan coating on the surface of Resveratrol-loaded NLCs is expected to increase the residence time of the formulation into the nasal cavity, due to the mucoadhesive property of chitosan polymer. The chitosan has cationic amino groups in its structure, which interact with the negatively charged mucin into the nasal cavity and form weak ionic bonds, providing the bioadhesive property to the formulation. Chitosan may also enhance the nose-to-brain uptake of the bioactive by interacting with the nasal epithelium. Resveratrol-loaded NLCs (RN), and chitosan-coated resveratrol-loaded NLCs (Ch-RN) were found to be physically stable, free from grittiness, and translucent. The integrity of resveratrol-loaded NLCs and Ch-RN was also confirmed through microscopic studies and TEM analysis. The increased particle size of the formulation may be due to the chitosan coating on the surface of NLCs, and PDI less than 0.1 indicates the homogenous dispersion of the chitosan-coated formulation. The TEM images of optimized RN and Ch-RN formulations are shown in Figure 5 revealed that the vesicles have a well-identified structure and spherical.
3.3 In vitro bioactive release study
The release study was done of the bioactive solution, uncoated NLCs, and chitosan-coated NLCs employing the enhancer cell method with modified USP type 2 dissolution apparatus, and the results are shown in figure 6. The Resveratrol solution has shown release >90% release in 9-10 hr, indicating that the bioactive successfully passing through the dialysis membrane. Both uncoated and coated formulations exhibited the sustained release phenomena by releasing >59% bioactive (uncoated NLCs), and >52% Res. release (chitosan-coated NLCs) in 24 hr. Both coated and uncoated NLCs have exerted initial burst release followed by the prolonged sustained release of Res. The initial burst release may be because of the unentrapped bioactive present on the surface of the formulation. The release rate of Res. from uncoated and coated NLCs was not significantly different. The sustained release characteristic of these formulations may be very important for reducing the dosing frequency and increasing the therapeutic efficacy of Resveratrol. Additionally, the chitosan-coated will increase the residence time of the formulation, and may also increase the nose to brain uptake of NLCs by interacting with the biological membrane of the nasal mucosa. Ultimately, increasing the nose to brain targeting and concentration of the resveratrol into the brain.
3.4 DPPH Assay for antioxidant activity
There are various reports present stating the antioxidant activity of resveratrol. Resveratrol has free radical scavenging activity, hence a DPPH assay was performed on the resveratrol-loaded NLCs for the confirmation of the presence of the same activity in the entrapped form of the bioactive. Sesame oil was used as a liquid lipid in the formulation, which also has reported antioxidant activity. The decreased absorbance of the DPPH solution at 517 nm and the change of color of DPPH solution from purple to yellow was selected as a parameter for the indication and measurement of the antioxidant activity of bioactive solution, and formulations. Similar to the available reports, the concentration of free radicals in the DPPH solution was found to be significantly decreased by the addition of bioactive solution, confirming the antioxidant potential of resveratrol. The free radical scavenging activity of the formulation was found to be higher compared to the bioactive solution, this may be due to the synergistic antioxidant effect of resveratrol, and sesame oil (represented in table 5). Thus, the prepared NLCs did not reduce the antioxidant effect of resveratrol but enhanced the overall antioxidant potential of the formulation.
3.5 Ex vivo permeation study
This study was done using the Franz cell diffusion method. The sheep nasal mucosal membrane was selected because of its easy availability, and similarity with the human nasal mucosal membrane. The results from this study demonstrated that the resveratrol from the formulation was permeated slowly compared to the permeation from resveratrol solution, this may be due to the sustained release characteristic of the formulation. The chitosan-coated formulation showed the highest percentage cumulative permeation compared to the uncoated formulation and drug solution as shown in figure 7. This may be because of the interactive ability of chitosan with the negatively charged mucin present on the surface of the nasal mucosa. Furthermore, the chitosan present on the surface of the NLCs may interact with the biological membrane resulting in decreasing the strength of intercellular tight junctions and increased intracellular permeation across the nasal mucosa. Collectively, these mechanisms may be responsible for increased resveratrol permeation across the nasal mucosa by chitosan coated of the carrier system.