This study was approved by the University's Institutional Review Board (Ethikkommission Marburg, AZ17/18, 16.05.2018) and written informed consent was obtained from all subjects participating in the trial. The trial was registered prior to patient enrolment at the German Clinical Trials registry DRKS (DRKS00014816, Principal investigator: Dr. Joachim Risse, Date of registration: 07.06.2018). This randomised controlled and patient-blinded trial adhered to the CONSORT guidelines. This study was performed in compliance with recognised international standards, including the principles of the Declaration of Helsinki. This study uses established methodology from a previously published work of our Airway Research Group with the focus on thoracic anesthesia; therefore there are similarities and overlaps in the methodology (18). After providing written informed consent, adult patients scheduled for elective thoracic surgery requiring general anesthesia with the need for lung separation with American Society of Anaesthesiologists physical status I-IV were enrolled from 11.06.2018 until 14.02.2020. Exclusion criteria were patient age < 18 years, non-elective surgery, pregnancy, scheduled rapid sequence induction (RSI), contraindication for DLT insertion or lung separation as well as abnormal physical status of the cervical spine.
Primary endpoint
Primary endpoint is the duration for correct placement of the different devices to separate the lungs for thoracic surgery (s). The total time measured for lung separation (s) consists of the following three time segments: preparation time (s), time to successful intubation (DLT or SLT) (s), time for placement of EZB and lung separation (time for bronchoscopic position check (s) plus the time required for correct placement (s)).
Preparation time (s) consisted of the measured time segments: time for device preparation (s) and time for bronchoscope preparation (s).
The time for successful intubation was defined as: blade passes mouth opening until positive capnography (visualisation of three expirations by capnography).
The time for bronchoscopic position check (s) was defined as: insertion of the bronchoscope until the current position is recognised. In the event of incorrect position of the device for lung separation, the additional time required for correction was measured. The time for correct placement (s) was defined as: start correction of current position until end of bronchoscopy and approval by the responsible performing anaesthesiologist. All time spans were measured and recorded by an independent investigator.
Secondary endpoints
In addition to total time for lung separation (primary endpoint) we analysed all the different time subsections as secondary endpoints. Further secondary endpoints of this study were quality of lung collapse, number of intubation attempts, assessment of difficulty, any complications and incidence of intubation-related injuries in both groups.
Quality of lung collapse was assessed by the surgeon (blinded to the randomisation result) under direct (thoracotomy) or indirect view (thoracoscopy). Classification of lung collapse was made on a three-point-Likert scale as previously described: 1. excellent (complete collapse with perfect surgical exposure); 2. moderate (total collapse, but still some air in the lungs); 3. insufficient (no collapse or partial collapse with interference in surgical procedure)(17, 19).
Intubation-related injuries were investigated by two consecutive flexible endoscopic examinations (at the end of surgery and on postoperative day one (POD1)). We examined the oral cavity, the oropharynx, the supraglottic space, the vocal cords and the trachea. A follow-up survey by questionnaire according to an established protocol (18) was performed on POD1.
Sample size calculation
The sample size calculation was based on a previous study (17), which reported a mean placement time of 85 ± 55 seconds in the DLT group and 192 ± 90 seconds in the EZB group. Based on these results, an a priori power analysis was performed for the primary endpoint given a beta value of 0.80 and a significance level alpha of 0.05. We calculated a minimum required sample size of 37 patients per group to detect a 15% difference in the time taken for placement of DLT or SLT plus EZB. Because of assumed drop-outs, we added a surcharge of three patients per group to achieve a study sample size of at least 80 patients. Power analysis was performed using G*Power3.1.9.6 for Mac OS X (20, 21).
Randomisation and allocation concealment
Allocation concealment was achieved using sealed opaque envelopes. Performance blinding was not possible due to study design. Patients and study investigators assessing postoperative outcome parameters were both unaware of the randomisation result. Statistical analysis was performed blinded to study allocation.
Preoperative assessment
Patients were pre-medicated with 3.75–7.5 mg oral midazolam 45 minutes before surgery. In the induction area, patients were positioned supine, standard monitoring was applied according to current national guidelines and peripheral intravenous access was established. Patients received pre-oxygenation with 100% oxygen through a mask over five minutes. After pre-oxygenation, anesthesia was induced with 0.3 µg kg− 1sufentanil and 2 mg kg− 1 propofol intravenously. Thereafter, 0.6 mg kg− 1 rocuronium bromide was applied. Neuromuscular monitoring was performed by relaxometry train of four (TOF). Intubation was performed when full relaxation status (TOF 0/4) was reached. Maintenance of general anaesthesia was performed as total intravenous anaesthesia (TIVA) according to the local standards using propofol (4–6 mg kg− 1 h− 1) and remifentanil (15–25 µg kg− 1 h− 1) adjusted according to the measured anaesthetic depth using bispectral index monitoring (BIS) at a target of 40–60.
The size of the DLT (RüschBronchopart; Teleflex Medical GmbH, Dublin, Ireland, 35–41 FR) used was determined for each patient according to Slinger et al. (22). Only left-sided DLTs were used in this trial. Intubation was performed using a conventional MacIntosh blade (size 3 or 4) as the first line in both groups. In case of difficulties, an intubation attempt with videolaryngoscopy (GVL) was allowed (GlideScope® size 3 or 4). All intubations were performed by the same four experienced anaesthesiologists with extensive training in all types of lung separation techniques including a training course explaining the standardised handling of EZB before starting the study. All bronchoscopies were performed with the Ambu® Broncho aScope 4 slim3.8/1.2 with the associated Ambu® aViewTM monitor (Fig. 1). A bronchoscopic check of the position of DLT or EZB and the time measurement were performed first directly after successful intubation. Correct placement of the respective device was rechecked again after patient positioning before starting the surgical procedure.
Postoperative assessment
The first endoscopic examination was performed at the end of surgery before extubation orally under general anaesthesia, while the follow-up endoscopic examination was performed transnasal on POD1 under topical anaesthesia. Stored endoscopic video clips were postprocessed for anonymisation and blinding. Thereafter, they were evaluated by three independent investigators (investigator-blinded). The hypopharynx, the vocal cords and the arytenoid cartilage were evaluated on the basis of various criteria. The different criteria were scored from according to the degree of injury (0 = not assessable, 1 = without pathological findings, 2 = minor injuries, 3 = severe injuries). The results were averaged for further analysis. Second, the patients first completed a questionnaire (Validated H&N35 Quality of Life Questionnaire Head and Neck Module and NRS) to express their subjective symptoms (hoarseness, etc.). NRS scores 1–3 correspond to mild, scores 4–6 to moderate and scores ≥ 7 to severe symptoms. H&N Score ranged from 0-100. A high score correlated with a high degree of complaints and symptoms (23).
Statistical analysis
Statistical analysis was performed using SPSS (IBM Corp. Released 2016, IBM SPSS Statistics for Windows, Version 25.0, Armonk, NY: IBM Corp.). The normality of the distribution was assessed using the Shapiro-Wilk test. All values for descriptive statistics and outcome parameters were non-normally distributed. All non-normally distributed data are presented as median and interquartile range (IQR). Dichotomous outcome parameters are expressed as events (percentages). Non-parametric data were analysed using the Mann-Whitney U-test. P < 0.05 was considered statistically significant.