The gold standard for hand hygiene and preventing the spread of infectious diseases is regarded as washing with warm water and soap, because water and soap remove oils from hands that can harbour pathogens [1]. However, in the absence of water, hand sanitizers (also called hand antiseptic or hand rub) are recommended [2, 3].
Since the outbreak of SARS-CoV-2, CoViD-19 (coronavirus), it is recommended by the World Health Organisation (WHO) that, in absence of water, the use of alcohol-based hand sanitizers can prevent the transmission of coronavirus [4]. Consequently, the demand for hand sanitizers has increased worldwide including South Africa, resulting in a surge in the trade of hand sanitizers and initially leading to shortages in their supply.
Sanitizer formulations exist in the form of liquids, gels and foams. Depending on the active ingredient used, hand sanitizers can be classified as one of two types: alcohol-based and alcohol-free. Alcohol-based sanitizers are recommended for general use, whereas the alcohol-free ones are not [5, 6]. Hand sanitizers without alcohol or with less than the recommended alcohol content (60–95% alcohol) have been found not to work well for many types of pathogens, in that they may merely reduce their growth rate and hence reduce their numbers rather than kill them outright [7].
Alcohol-based hand sanitizers are available in the form of rinses (liquid) and rubs (gel, foam and cream), and both are effective agents for reducing the number of viable pathogens, including coronavirus, on hands. Alcohol-based hand sanitizers may contain a variety of alcohols [e.g., methanol, isopropyl alcohol (isopropanol, 2-propanol), ethanol (ethyl alcohol), n-propanol] or a combination of these [8], including other ingredients (see Table 1).
Table 1
Ingredients commonly found in hand sanitizers [8, 9, 10, 11].
Ingredient
|
Examples/Notes
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Alcohol
|
Examples: ethanol, 2-propanol, n-propanol.
Sixty to 95%v/v alcohol strength is the most effective. Usually a combination composed of ethanol (ethyl alcohol) and 2-propanol (isopropyl alcohol, 2-propanol) is preferred. Ethanol (70%v/v) is a generally broad-spectrum germicide and therefore considered superior to 2-propanol.
|
Sporicide
|
Example: hydrogen peroxide.
Hydrogen peroxide eliminates bacterial spores within the bottle of hand sanitizer and does not play a role as a sanitizer.
|
Emollients
|
These are skin moisturisers and gelling agents, e.g. glycerol, aloe vera gel. They help to protect skin from the drying effects (e.g., scaling or fissures developing in the skin) of other ingredients in the hand sanitizer, such as alcohol.
|
Antiseptics
|
Examples: chlorhexidine, quaternary ammonium salts, benzalkonium chloride, triclosan.
These additional antimicrobials may be added as an option, but they are not required in order to provide enhanced and prolonged antimicrobial effect.
|
Foaming and thickening agents
|
Examples of foaming agents: sodium laureth sulphate, sodium dodecyl sulphate and coco-glucoside
Examples of thickening agents: viscous liquids such as polyethylene glycol, polyacrylic acid and vegetable gums.
Thickening and foaming agents, together with emollients (gels), increase the viscosity of the composition, thereby lowering the alcohol evaporation rate and increasing the exposure time that the alcohol is present on the skin.
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Colourants
|
These are dyes and pigments used to impart colour to the finished product to make it appealing and attractive. Additionally, they may be used to create function appeal and portray a product as in tune with environment.
|
Fragrances
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Fragrances give the sanitizer a pleasant scent.
|
Water, sterile or distilled
|
Sterilization/distillation process ensures that no viable microorganism is present in the water. Presence of water is a crucial factor to the microbicidal effectivity of the ethanol-water mixture. Very low alcohol concentration is inadequate to dissolve the microbial lipid cell membrane, whereas very high alcohol concentration rapidly coagulates the protein cover, preventing ethanol from penetrating the pathogen cell to reach the inner protein and nuclear materials.
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Although liquid alcohol may kill microbes on contact, upon drying there is no means of killing or controlling microbial growth, whereas the slow drying (sticky) properties of alcohol gels impart persistent antimicrobial residual activity on the hand sanitizer. Unfortunately, these thickened compositions often result in a less than optimal aesthetic skin feel in use or upon rinsing. Prolonged skin contact with alcohol of high content may also dry and irritate the skin, and thickeners may trap dead skin and microbes on the surface of the skin. On the other hand, liquids give a cleaner, smoother, more moisturized feel, despite the increased difficulty in handling and applying the product [12].
For alcohol-based hand sanitizers, WHO recommends a concentration of 60–95% v/v ethanol or 2-propanol mixed with distilled water. Alcohol acts on microbes in the presence of water by making the organism cell membrane permeable leading to cytoplasm leakage, denaturing of proteins and eventually, cell lysis [8]. At higher concentrations (> 95% v/v) alcohol is not effective since microbial denaturing of proteins only takes place in the presence of water [13]. Alcohols with four carbons and more are hence, not recommended to be used as hand sanitizers since they are less soluble in water [2]. The use of ethanol in hand sanitizers is also of great health concern since, if abused (i.e., sanitizer ingestion to experience ethanol intoxication), it can cause alcohol poisoning. Several studies have also found that accidental ingestion of ethanol from hand sanitizers can induce intoxication and hypoglycaemia in children [14].
Alcohol-free hand sanitizer formulations contain benzalkonium chloride as the surfactant that primarily acts as the active antibacterial agent [15]. Alcohol-free hand sanitizers are also active against some of the viruses, fungi and protozoans [16]. However, alcohol-free hand sanitizers are aesthetically not pleasing because the surfactant that is found in them is not evaporative and as a result, once the hand sanitizer applied has dried, the surfactant does not readily evaporate, leaving hands wet [15]. Alcohol-free hand sanitizers act by disrupting the target organisms’ cell membrane. Moreover, the compounds that are incorporated in alcohol-free hand sanitizers are used either in low or high concentrations [16]. At low concentration, they act by causing cytolytic leakage of cytoplasmic material. At high concentration, they cause bacterial cytoplasm coagulation as they target the carboxylic group [16]. Similarly, the viral envelope (as in coronaviruses) is the predominant target of alcohol-based hand sanitizers prior to reaching and disrupting the protein capsid, which protects the genetic material of the virus [10, 11]. Unfortunately, alcohol-based hand sanitizers have been found to be ineffective against non-enveloped viruses.
Ethanol has been shown to be effective against a variety of enveloped viruses, beginning at concentrations of 42.6% (w/w) [17]. Addition of acids to ethanol can substantially improve the virucidal activity against most viruses [17]. For example, a formulation with low alcohol content and citric acid can inactivate all enveloped and non-enveloped viruses [18]. Several studies demonstrate that 2-propanol is considerably less effective compared to ethanol against viruses [17], probably hence why the guide to local production of hand sanitizers by WHO which describes two formulations against SARS-CoV-2 based on ethanol and 2-propanol as active ingredients, shows a higher concentration of required 2-propanol than ethanol [19]. Some studies have also shown that ethanol gel formulations, unless they have been specially formulated and tested are less efficacious than ethanol solution formulations [20], even though this has not yet been proven for SARS-CoV-2.
As previously indicated the global medical crisis as a result of the CoViD-19 pandemic has resulted in a great surge in the trade of hand sanitization products. This emergent situation is expected to continue for a considerable period of time until more efficient infection preventive measures become available, hence hand sanitizer demand will remain for an extended time. Unfortunately, many hand sanitizers have not been verified to meet the regulators’ recommendations or that they are manufactured under the stipulated regulatory conditions. In addition, regulators lack verifiable information to ascertain the methods being used to prepare hand sanitizers at homes and to determine if these sanitizers are safe for use on human skin. As part of public awareness campaign and contribution to assist during the CoViD-19 pandemic, the project aimed to identify sanitizers available and used in the Johannesburg area that do not contain the recommended quality and alcohol content of ≥ 70%.