Study design
This study was a single-blind, single-center, randomized controlled trial to evaluate the efficacy of a combined hand exercise intervention in patients with CIPN. This study was approved by the ethics committee of Nagasaki Genbaku Hospital and Nagasaki University Graduate School of Biomedical Sciences, and written informed consent was obtained from all participants. The study was registered at the University Hospital Medical Information Network Clinical Trials Registry (UMIN-CTR) (UMIN000029389).
Participants
The participants were patients undergoing chemotherapy for hematological malignancy and gastrointestinal cancer at our institution between February 2017 to March 2021. The eligibility criteria were age >20 years and development of upper extremity CIPN after using anticancer agents with neurotoxic effects (vinca alkaloids, taxanes, platinum compounds and proteasome inhibitors). The diagnosis of CIPN was determined based on symptom history or the presence of symmetrical stocking-glove numbness or paresthesia beginning after neurotoxic chemotherapy [18]. Patients who had serious organ damage, such as acute liver failure and acute heart failure; had and/or could develop symptoms such as pain and numbness in the upper extremity for other reasons, namely, trauma (fractures), central nervous system diseases (cerebral infarction), and diseases that may cause neurological symptoms and pain (diabetes, rheumatoid arthritis, and cervical myelopathy); had bone metastases; complained of pain in areas other than the upper extremity unrelated to CIPN; had a history of psychiatric disorders, such as depression and schizophrenia; had cognitive decline (Mini-Mental State Examination score <23 points); and/or only exhibited acute neuropathy, such as that seen in patients using oxaliplatin, were excluded.
Randomization and blinding
Patients were randomly assigned (1:1) to the intervention group (IG) or control group (CG). Randomization was performed using computer-generated random numbers, was stratified for each neurotoxic anticancer agent (vinca alkaloids, taxanes, platinum agents, and proteasome inhibitors), and the block size was two. Blinding of patients was not possible because of the nature of the intervention; outcome assessors were performed.
Procedure
Eligible participants who provided consent were randomly assigned to the IG or CG. In both groups, baseline evaluation was performed in the next treatment cycle where the study protocol was explained and consent was obtained. Both groups were followed up for two treatment cycles.
Intervention
The intervention was performed unsupervised and was a combined intervention that included muscle strength exercises, manual dexterity training, and sensory function training (Figure 1). Each menu was as simple as possible to make it easier to perform under unsupervised conditions. For muscle strength exercises, grip and pinching movements were performed at 40%–60% of the maximum muscle strength using a hand exerciser and finger exerciser. For sensory function training, material identification using different surfaces and materials, and tactile perception practice with counted dot numbers using Braille practice sheets were performed. For manual dexterity training, origami and paper tearing were performed. It was difficult to objectively set the load for manual dexterity exercises and sensory function training; the load was adjusted to an extent such that the participant subjectively felt that it was a little difficult to difficult.
The subjects were instructed to perform the program for approximately 30 min a day for 3 days or more per week and to avoid one activity. In addition, the participants were instructed to use a checklist to record intervention details including the intervention menu and frequency of intervention; we confirmed the status of the intervention using this checklist.
Outcome measures
The primary outcome was upper extremity function as measured by the Michigan Hand Outcomes Questionnaire (MHQ) after two chemotherapy cycles (T2). Secondary outcomes were upper extremity function after one chemotherapy cycle (T1), muscle strength, sensory function, manual dexterity, degree of symptoms, pain catastrophizing, and QOL at T1 and T2. Clinical and demographic information were obtained from the electronic medical records. Evaluation was performed on the day before treatment or before the start of treatment on the day of treatment to minimize the impact of treatment side effects. In addition, two assessors who were blinded to the allocation performed the evaluation.
Primary outcome
The primary outcome was upper extremity function measured using the MHQ. MHQ evaluates hand-specific outcomes on six distinct scales: (1) overall hand function, (2) ADL, (3) work performance, (4) pain, (5) aesthetics, and (6) patient satisfaction with hand function; its reliability and validity have been previously confirmed [19, 20]. Raw scores were converted to scores ranging from 0 to 100, wherein higher scores indicated favorable performance. However, pain domain scores were reversed.
Secondary outcomes
Muscle strength was evaluated as grip and pinch strength (pulp pinch), which was measured using a digital hand dynamometer (T.K.K.5401, Takei Kiki Kogyo) and a digital pinch gauge (JAMAR Plus+ Digital Pinch Gauge). Both evaluations were performed with the dominant hand, and the maximum value of the two measurements was adopted.
Sensory function was evaluated as the light touch sensation of the tips of the index finger using the Semmes-Weinstein monofilament test (SWMT) [21]. This SWMT kit consists of 20 nylon monofilaments labeled with intensity (1.65–6.65). For each filament, the esthesiometer pressure in grams was converted to log100.1 mg, thereby yielding a scale composed of intervals of approximately equal intensity between filaments. The subjects were tested in a quiet area with their eyes closed using a shield after receiving clear instructions.
Manual dexterity was evaluated using the Purdue Pegboard test [22]. This is an assessment involving the insertion of a pin (length, 25 mm; diameter, 3 mm) into a board on which 25 holes were arranged vertically. The number of inserted pins was evaluated using the task of inserting a pin into the holes in 30 s with the dominant hand; the maximum value of two measurements was recorded.
The degree of symptoms was evaluated using the visual analog scale (VAS), and the hand symptoms were defined as 0 mm for “nothing at all” and 100 mm for “unbearable.”
QOL was evaluated using the Functional Assessment of Cancer Therapy/Gynecologic Oncology Group-Neurotoxicity (FACT/GOG-Ntx) [23]. The FACT/GOG-Ntx is the FACT-G plus an eleven-item subscale (Ntx subscale) that evaluates symptoms and concerns associated specifically with chemotherapy-induced neuropathy. A high score indicates a better QOL.
Pain catastrophizing was evaluated using the pain catastrophizing scale (PCS) [24]. The PCS is a self-reported questionnaire consisting of 13-items rated on a scale from “not at all” (0) to “all the time” (4) for each item. The higher the score, the stronger the catastrophizing.
Sample size
Because no study was available to suggest a realistic between-group difference in our primary outcome, we considered a large effect size (Cohen’s d) of 0.8 and statistical power of 80% with a two-sided 5% significance level for the sample size calculation using G-power. We assumed a 20% dropout rate during the observation period and found that 30 patients were needed per group for this study.
Recruitment was stopped because it seemed unrealistic to achieve the planned sample size during the planned recruitment period with the ongoing recruitment velocity.
Statistical analysis
Two analyses for intention-to-treat (ITT) and as-treated populations were performed to evaluate the efficacy of the combined hand exercise intervention. The ITT population was defined to comprise all randomly assigned patients. The as-treated analysis was performed to address whether the intervention was beneficial if actually performed [25], because ITT analysis underestimated the intervention effect when participants did not follow the assigned treatment [26, 27]. For the as-treated analysis, patients who performed the intervention <2 times per week were excluded from the analysis; those who did not undergo any intervention were treated as the CG, and those who received an intervention were treated as the IG. Primary and secondary outcomes were compared between the IG and CG; we evaluated changes from baseline at each evaluation time point using a mixed-effect model for repeated measures analysis with the assessment time point, intervention, baseline scores, and interaction of intervention by time as the fixed effect and participants as the random effect in the model. In the analysis of the primary outcome, the level of significance was set at a two-sided α=0.05. For analysis of the secondary outcome, the level of significance was set at a two-sided α=0.05, and multiple comparison correction was not performed. Therefore, the results of the secondary analyses should be interpreted as exploratory because of multiple comparisons. All statistical analyses were performed using JMP Pro 15.0.0 (SAS Institute Inc.).