We retrieved 8675 references (Figure 2); of which 4236 were duplicates. Of the remaining 4439 unique abstracts, we identified 7 articles (22-29) describing prone position in COVID-19 patients receiving respiratory support with HFNC, NIV or MV (Table 1). Six of 7 studies were observational (22-28) while 1 study was a prospective feasibility study (29). Six studies (22, 23, 25, 27-29) included only adult patients, and 5 were single center (22, 25, 27-29). Three studies included ICU patients alone (22, 25, 26), 3 included only non-intubated patients outside the ICU setting (27-29) and one study included both ICU and non-ICU patients(23). Six of 7 studies involved a small number of adult patients (22, 23, 25, 27-29) (Table 1). Only 1 study (26) included a large cohort of 1591 patients and included adult and pediatric patients. Included studies were clinically heterogenous and there is a paucity of description of clinical outcomes in relation to prone position, precluding us from performing a meta-analysis and providing a pooled effect estimate of the impact of prone position on clinically important outcomes
Outcomes
Three of 7 studies (27-29) reported high tolerance of prone position in awake non-intubated patients (63 – 83.9%).
Three studies showed improvement in oxygenation with prone position (27-29). In a single center study of 24 awake non intubated patients with hypoxemic acute respiratory failure (27), 6/24(25%) patients showed greater than 20% increase in PaO2 (compared with baseline) during prone position. Similarly, in a study of 15 patients with poor response to NIV (PEEP 10 cm H2O and FiO2 of 0.6) all patients showed improvement in SpO2 and PaO2/FiO2 (p<0.001) with prone position.(28) In a third study of 56 patients on oxygen supplementation or continuous positive airway pressure support, oxygenation substantially improved from supine to prone positioning (PaO2/FiO2 ratio 180·5 mm Hg [SD 76·6] vs. 285·5 mm Hg [112·9] in supine and prone positions, respectively; P<0·0001). In 2 studies, improvement in oxygenation was maintained after resupination in half of those who showed improvement with prone position (27, 29) although this change was not significant when compared with oxygenation prior to prone position.
An improvement in lung recruitability was seen with prone position (25). In 12 mechanically ventilated patients, prone position performed over periods of 24 hours when PaO2/FiO2 was persistently lower than 150mmHg resulted in higher proportion of patients of achieved lung recruitment (13/36 vs. 1/17 in the prone and non-prone groups, respectively, P=0.02).(25) The investigators also reported an increase in PaO2/FiO2 ratio though this was not statistically significant (182 ± 140 in prone vs. 120 ± 61 in supine).
Two studies did not report clinical characteristics and outcomes of patients treated specifically with prone position (22, 26). Only 4 of 7 studies (24, 25, 28, 29) reported mortality in patients treated with prone position. Reported mortality rates ranged from 6.7 – 100%.(24, 25, 28, 29) However, these studies which reported mortality lacked control groups and did not adjust for clinically significant patient characteristics or severity of illness. One study reported no difference in the subsequent need for intubation in patients who responded to those who responded to prone position compared with those who did not. (29) None of the studies examined prone position with duration of MV. No serious adverse events were reported in any of the included studies.(22, 24-29)
Increasing Use of Prone Position in Awake Non-Intubated Patients
There is an increasing use of prone position in non-intubated patients with and without COVID-19. COVID-19 patients are often treated with NIV or HFNC as the initial modality for respiratory support.(22, 30) The benefits of prone position should theoretically apply to spontaneously breathing, non-intubated patients, with improvement in oxygenation while delaying or even avoiding the need for intubation. Collective evidence and physiological basis of prone position in ARDS have encouraged several ICUs to incorporate prone position into their management of non-intubated COVID-19 patients.(8, 31) Indeed, we became aware of 4 studies that were published after completion of our search that described the use of prone position in non-intubated COVID-19 patients (27-29, 32). Three studies met our inclusion criteria and were included in our systematic review (27-29) . The fourth study did not fit the inclusion criteria of our review as patients were on low flow or non-rebreather mask oxygen therapy alone (32) reported use of prone position in 25 adult COVID-19 patients with severe hypoxemic respiratory failure. In this latter study, 19/25 (76%) patients responded to prone position with improvement in SpO2 > 95% within one hour(32). Additionally, patients who showed improvement in SpO2 > 95% with prone position, showed a lower intubation rate of 37% (n = 7) compared with 83% (n = 5) in those whose SpO2 remained < 95% one hour after prone position (mean difference in intubation rate was 46% (95% CI, 10% – 88%). (32)
Studies conducted in non-COVID-19 patients with acute respiratory failure showed similarly promising results although the effect on important clinical outcomes such as mortality and ventilator free days remain unexplored (33-35). A retrospective study (33) comparing oxygenation (PaO2/FiO2) pre, during, and post (6 to 8 hours) prone position in 15 non-intubated adult patients with non-COVID-19 associated hypoxemic acute respiratory failure showed oxygenation was significantly higher during prone position with the same PEEP and FiO2 throughout the entire duration of prone position (Pao2/Fio2 124±50 mmHg, 187±72 mmHg, and 140±61 mmHg, during PRE, PRONE, and POST steps, respectively, P<0.001). However, the oxygenation improvement did not persist after being returned to supine position, and this was postulated to be secondary to unstable recruitment of dorsal lung regions. Tolerance rate was high (41/43 prone position procedures, 95%) with no significant adverse effects. In a prospective observational study of 20 patients with non-COVID-19 associated moderate to severe ARDS (34), 11/20 (55%) patients avoided intubation when treated with a short duration of prone position (1.8h ± 0.7, mean of 2.4± 1.5 times/day) combined with NIV and HFNC, compared with the expected intubation rate of 75% in patients with moderate to severe ARDS from prior published studies, although this reduction was not statistically significant and did not meet the pre-determined threshold of 40% reduction set by the authors. Of this cohort, 8 patients (73%) had moderate and 3 (27%) had severe ARDS and the addition of prone position to HFNC and NIV resulted in a 25 to 35mmHg increment of PaO2/FiO2. A few case reports also demonstrated similar findings of improved oxygenation in non-intubated patients post lung transplantation. (35, 36) .
Adverse effects such as pressure sores and tube obstruction associated with prone position in ventilated patients (11, 37) were not seen in the aforementioned studies in non-intubated patients with same level of hypoxemia. However, it is important to note that studies on non-intubated patients utilized a much shorter duration of prone position [median 3 hours (33), at least 30 minutes (34)] than what is recommended in patients with severe ARDS (7). While collective prior studies suggest that prone position in non-intubated patients with acute respiratory failure can result in improved oxygenation and reduced need MV, whether this strongly applies to non-intubated COVID-19 patients remains to be determined as only 4 descriptive studies (27-29, 32), till date, have been published and further trials in non-intubated prone position in COVID-19 patients (NCT04383613, NCT04350723) are underway.
Choosing the Right Patient to Prone in COVID-19
Despite limited evidence for prone position in COVID-19, certain radiological features in this disease suggest that prone position may benefit these patients. Radiological features distinct to COVID-19 include bilateral multifocal lung involvement with ground glass opacities with predilection for peripheral or posterior lung fields (38) and vascular thickening. (39, 40) As the infection progresses, lung findings progress from unilateral multifocal opacities (in the subclinical stage) to rapidly evolving to bilateral diffuse ground glass opacities (in one week) followed by transition to a consolidative pattern by the second week of symptoms (41). Maximal lung involvement on radiological imaging has been found to peak 10 days from onset of symptoms (42). Given the predilection for posterior lung lobes and bilateral involvement in COVID-19 pneumonia, prone position may allow recruitment of the diseased posterior lobes and may be potentially beneficial in this viral pneumonia. However it is important to keep in mind that COVID-19 ARDS presents as a spectrum of clinical phenotypes with varying degrees of lung infiltrates, lung recruitability and compliance and hence heterogenous respiratory mechanics (16), with some patients more or less likely to respond to prone positioning.
Given this clinical heterogeneity, electrical impedance tomography (EIT), a non-invasive imaging tool that can assess lung recruitment in patients with ARDS may be a useful technique to guide patient selection for prone position. Studies on adult populations have shown efficacy of EIT as a bedside tool to evaluate regional ventilation and effectiveness of lung recruitment strategies (43, 44). However, more research on respiratory mechanics, utility of EIT and the effect of prone position in COVID-19 patients is required in order for definitive management guidelines to be established.
Limitations and Alternatives to Prone Position
It is important to consider the feasibility and practicality of prone position, particularly given the resource constraints of the current pandemic. Absolute contraindications to prone position include unstable spinal or pelvic fractures, open chest or abdomen, central cannulation for ECMO or ventricular assist devices. Relative contraindications include raised intracranial or intraocular pressure, uncontrolled seizures, recent cardiac arrhythmias, precarious central line or ECMO cannulae, pregnancy in the second or third trimester as well as hemodynamic instability or significant coagulopathy. (45, 46) Systematic reviews of prone position have demonstrated a higher incidence of pressure sores, tracheal tube obstruction and dislodgement of thoracostomy tubes with prone position (19, 20). However, implementation by an experienced team with an adequate number of personnel(18) and the use of standardized protocols can minimize adverse events and occupational injuries to healthcare staff (18, 45, 47). Additionally, many of the contraindications are unlikely in awake non-intubated patients who may be able to prone and then un-prone themselves either independently or with minimal assistance. During the current pandemic, where resource limitations have compromised the delivery of health care, this simple and inexpensive intervention, particularly when delivered in a standardized manner with appropriate patient selection and with dedicated proning teams and strict protocols for patient selection, may prove to be a safe and effective way to reduce the need for MV and perhaps reduce mortality as well.
One case report described the use of “supine chest compression” in two adults with severe ARDS in whom prone position could not be performed: a 34 year old man with polytrauma and a 45 year old man with maxillofacial injury and head injury (48). Supine chest compression was performed as an alternative to prone position by placing 2-kg weight (in the form of iron bars or water bags) on bilateral chest wall while the patients were in supine position as a new concept to compress the anterior chest wall. Both patients saw an improvement in PaO2/FiO2 within 6 hours of chest wall compression without major adverse effects and serious complications. The authors postulated that the impediment of the more compliant ventral chest wall by chest compression technique would result in redistribution of ventilation in favor of the highly perfused dorsal area, hence increasing ventilation perfusion ratio, similar to the respiratory mechanics of prone position.
Supine chest compression might be an interesting alternative to prone position particularly during the COVID-19 pandemic as it may not require dedicated manpower or an increase in use of sedatives and paralysis, and has a potentially lower risk of adverse events like ventilator disconnection and endotracheal. Future clinical studies are needed to evaluate the clinical benefits and adverse effects of supine chest compression in patients with ARDS and also in subgroups such as the pediatric population and COVID-19 patients. There is an ongoing clinical trial evaluating the effects of supine chest compression on hemodynamics and respiratory parameters in patients with moderate to severe ARDS (49).