TACE is the treatment approach most commonly used for unresectable HCC. The effectiveness of TACE as an adjuvant therapy for HCC has been documented in clinical studies. Downstaging therapy with TACE, as a selected local-regional strategy, reduces tumor burden to facilitate positive results from other types of treatments, which improves survival rates in unresectable HCC patients.[8] Another retrospective study showed that the 1-year, 2-year, and 3-year accumulating progression-free survival (PFS) rates were 68.8%, 40.6%, and 31.3%, respectively, after downstaging therapy by TACE; the 1-year, 2-year, and 3-year accumulating overall survival (OS) rates were 84.4%, 71.9%, and 53.1%, respectively, after downstaging therapy by TACE. Kaplan-Meier curves showed that successful downstaging was correlated with longer PFS and OS.[8] In related studies, after the initial TACE, 44 (25%) of 179 patients achieved tumor downstaging to within the MC.[9] However, to the best of our knowledge, no studies have been conducted to examine the factors affecting the efficacy of TACE on hepatocarcinoma downstaging.
A topic that remains controversial is the determination of which patients can benefit from TACE, and is related to the heterogeneity of the patients covered in the various studies and the diversity of the clinical elements influencing prognosis importance. In our retrospective study, we have attempted to try and determine the relevant factors affecting the efficacy of TACE on hepatocarcinoma downstaging.
In the current study, multivariate analysis indicated that AFP, PVTT, HBsAg, and the number of tumors and tumor diameter were the independent predictors of successful downstaging. Recently, several studies showed that AFP increased the predictive accuracy of post-liver transplantation (LT) survival in patients with HCC. Regarding downstaging of HCC in patients outside the MC, Yao at al. showed that an AFP༞1000 ng/ml was a predictive factor of failed downstaging in a total of 122 HCC patients enrolled in a downstaging protocol consisting of LRT. Only 1 in 8 patients with an AFP greater than 1000 ng/ml were successfully downstaged in their study.[10] Similarly, in our study, only 5 of 44 patients with AFP levels higher than 1000 ng/ml were successfully downstaged, whereas 21 out of 57 patients with the AFP level lower than 1000 ng/ml were successfully downstaged. A previous study showed that AFP promotes the proliferation of HCC cells and the formation of tumor blood vessels, and it also enhances the antiapoptosis effect of cancer cells. 16 Thus, AFP plays an important role in the development and progression of HCC. This could be an explanation for our findings in the current study.
We also found that PVTT was an important predictive factor to evaluate the efficacy of downstaging by TACE. Patients with PVTT usually have an aggressive disease course, decreased liver function reserve, limited treatment options, higher recurrence rates after treatment, and therefore, worse OS. Among untreated HCC patients with PVTT, the reported median OS has been as low as 2 to 4 months. Many aspects of PVTT have impacted the theoretical and practical safety and efficacy of treatment, for example, disordered blood flow and associated impairment of liver function, heat-sink effects of the blood flow in the area of the PVTT, and tumor location in the blood vessel.[11] The presence of PVTT in patients with HCC has been consistently demonstrated by different series to be associated with poor prognoses, with a hazard ratio of death close to 2.[12] These data imply that PVTT may result in adverse effects that decrease the efficacy of downstaging.
In our study, HBsAg is a factor that can powerfully predict the efficacy of TACE. Recent studies suggested that pre-operative serum HBsAg levels ༞2000 S/CO are associated with high post-operative recurrence and poor prognosis.[13] In a previous study, Jing-Feng Liu et al. presented evidence that low pre- or post-operative levels of HBsAg may be associated with increased long-term survival in patients with hepatitis B virus (HBV)-related HCC. Patients with low pre-operative serum levels of HBsAg exhibited significantly higher OS than those with high serum levels at 1 year (90.5% vs 85.3%), 3 years (78.0% vs 70.6%), and 5 years (69.4% vs 52.6%; P = 0.002). [13] This poor prognosis is probably due in part to chronic HBV infection, which promotes not only recurrent HCC but also excessive inflammation and fibrosis in the liver that further reduces residual hepatic function.[13] Therefore, high HBsAg levels in serum may negatively affect the efficacy of downstaging.
In a previous study, Toso et al. showed that to establish a reliable selection policy by LRT, it is necessary to consider the size, number, or total tumor volume (TTV) of HCC.[14] In related studies, combining a variety of LRTs, TTV was noted to be an excellent independent predictor of successful downstaging. Arvind et al. indicated that for every 1 cm3 increase in TTV, the odds of successful downstaging decreased by 2%. At a TTV cutoff of 200 cm3, 76% of patients below this threshold were successfully downstaged, whereas only 4.5% of patients outside this threshold were successfully downstaged.[4]
Different studies showed that a large TTV can predispose a patient with AFP > 400 ng/ml. The AFP level has been linked with aggressive behavior of tumor cells and disease progression. Also, larger tumors were assumed to have a higher incidence of satellite nodules and vascular invasion. [15] Thus, the consequent relationship between larger TTV and the aggressive clinicopathological characteristics of HCC led to the valuable studies of the prognostic value of TTV.[15] Therefore, after performing a multivariate regression analysis, we proved that the number of tumors and tumor diameter can be used as predictors of downstaging efficacy by TACE.
We created a statistically predictive model based on a predictive logistic regression model tailored to the individual patient that provides accurate efficacy information regarding TACE in these patients. The model is simple and easy to use, integrating 5 predictors that constitute the essentials of preoperative clinical evaluation. The predictive performance of the model was further confirmed by an external validation set. The AUROC of the predictive equation was 0.908 (95% confidence interval, 0.832–0.957). The AUROC of the predictive equation by external validation set was 0.863 (95% confidence interval, 0.721–0.959).
Furthermore, the outcome of downstaging was not affected by age or gender in our study. The type of TACE did not influence the outcome of downstaging. Unexpectedly, molecular targeting drugs did not influence the outcome of downstaging in our study. A randomized phase III study conducted in Japan evaluated the effectiveness of sorafenib therapy when initiated after TACE. Four hundred and fifty-eight patients were randomized to either sorafenib or placebo, with a median time to randomization of 9.3 weeks. The study failed to show that the addition of sorafenib after TACE prolonged PFS and OS. (21) A recent article suggested that the arterial blood supply of the tumor may be associated with the efficacy of sorafenib. HCC tumors with an abundant arterial blood supply benefited more than those with a poor arterial supply.[16] The results in our study may be related to this factor. In addition, this suggests that the optimal timing and efficacy of molecular targeting drugs in relation to TACE have yet to be determined, which requires further studies.[17]
There were several limitations to the present study, and they include the small number of cases, the retrospective observational design of the study, and difficulty showing the small statistical significance. In this retrospective study, it was difficult to control confounding factors, leading to possible deviations in the results. However, based on the promising results, assessment of a larger number of cases, well-designed randomized controlled trials, and comparison with other locoregional therapies are essential to further propose the importance of TACE .