Patient characteristics
The clinicopathological characteristics of the 540 NSCLC patients with pathological stage IA are listed in Table 1. Among these, 310 were men and the median age was 70.6 years. The median Brinkman index was 400. Altogether, 310 patients had comorbidities including 7 with interstitial lung disease, 107 with malignant disease, and 35 with angina pectoris. The median CEA was 3.0 ng/mL. The median %VC was 100.7% and the median FEV1% was 73.9%. The pulmonary lobes resected for NSCLC included the right upper lobe in 169 patients, right middle lobe in 33, right lower lobe in 118, left upper lobe in 130, and left lower lobe in 94 patients.
Table 1
Patient characteristics (n = 540)
Gender (Male / Female) | 310 / 230 |
Age (year), median (range) | 70.6 (22–92) |
Comorbidity | 319 (59.1%) |
Interstitial lung disease (%) | 7 (1.3%) |
Malignant disease (%) | 107 (19.8%) |
Angina pectoris (%) | 35 (6.5%) |
Smoking index, median (range) | 400 (0–3250) |
CEA (ng/ml), median (range) | 3.0 (0.5–44) |
%VC, median (range) | 100.7 (53.4–177.7) |
FEV1%, median (range) | 73.9 (30.5–99.4) |
Lobe of lung cancer | |
RU / RM / RL / LU / LL | 165 / 33 / 118 / 130 / 94 |
Operative approach | |
RATS / C-VATS / H-VATS / Open | 10 / 244 / 267 / 19 |
Operative procedure | |
Part / Seg / Lob | 131 / 57 / 352 |
Histology (Ad / Sq / LCNEC / Pleo / AdSq / Large / Carcinoid) | 454 / 60 / 13 / 3 / 4 / 1 / 5 |
Lymphatic invasion (present/absent) | 92 / 448 |
Vascular invasion (present/absent) | 136 / 404 |
Differentiation (G1 / 2 / 3 / 4) | 240 / 243 / 45 / 12 |
Postoperative complication | 127 (23.5%) |
Clavien-Dindo grade (0 / 1 / 2 / 3a / 3b) | 413 / 0 / 48 / 76 / 3 |
Thirty-day mortality (%) | 1 (0.05%) |
Ninety-day mortality (%) | 1 (0.05%) |
Postoperative hospital-stay (day), median (range) | 10 (3–89) |
CEA; carcinoembryonic antigen, %VC; vital capacity, FEV1%; forced expiratory volume % in one second, RU; right upper, RM; right middle, RL; right lower, LU; left upper, LL; left lower, RATS; Robot-assisted Thoracic Surgery, C; complete, VATS; video-assisted thoracic surgery, H; hybrid, Part; partial resection, Seg; segmentectomy, Lob; lobectomy, Ad; adenocarcinoma, Sq; squamous cell carcinoma, LCNEC; large cell neuroendocrine carcinoma, Pleo; pleomorphic carcinoma, AdSq; adenosquamous cell carcinoma, Large; large cell carcinoma, G;grade |
Operative factors
C-VATS was performed in 244 patients, H-VATS in 267 patients, RATS in 10 patients, and open thoracotomy in 19 patients. Partial resection was performed in 131 patients, segmentectomy in 57, and lobectomy in 352.
Pathological factors
Histological types were divided into 7 types as follows: 454 patients were diagnosed as adenocarcinoma, 60 patients as squamous cell carcinoma, 13 as large cell neuroendocrine carcinoma, 3 as pleomorphic carcinoma, 4 as adenosquamous cell carcinoma, 1 as large cell carcinoma, and 5 as carcinoid. Lymphatic invasion was present in 92 patients and vascular invasion was present in 136 patients. Grade of differentiation was divided into 4 categories: G1 in 240 patients, G2 in 243 patients, G3 in 45 patients, and G4 in 12 patients.
Postoperative complications
Postoperative complications were observed in 127 patients (23.5%). Clavien–Dindo grade II complications were noted in 48 patients, grade IIIa in 76, and grade IIIb in 3. Major postoperative complications included air leakage in 65 patients, arrhythmia in 21 (atrial fibrillation in 19 patients and paroxysmal supraventricular tachycardia in 2 patients), atelectasis in 16, pneumonia in 12, fever in 4, chylothorax in 2, and cerebral infarction in 2. Serious postoperative complications included postoperative bleeding in 1 patient, postoperative respiratory failure in 1 patient, and right middle lobe congestion in 1 patient. Two patients improved with surgery and 1 patient was ameliorated by a ventilator. The median duration of postoperative hospital stay was 10 days, and thirty-day and ninety-day mortality was 0.05% and 0.05%, respectively.
Survival analyses
Relapse free survival (RFS) is shown in Fig. 1. There were significant prognostic differences according to the interstitial lung disease (p < 0.0001), CEA (p = 0.007), and partial resection (p = 0.002). Overall survival (OS) is shown in Fig. 2. There were significant prognostic differences according to the interstitial lung disease (p = 0.0015), CEA (p < 0.0001) and smoking history (p = 0.0003).
Univariate and multivariate analysis
The relationship between clinicopathological patient characteristics or operative factors and RFS was analyzed (Table 2). Interstitial lung disease (p < 0.0001), CEA (p = 0.006), and operative procedure (p = 0.002) were significant differences in the univariate analysis. Furthermore, interstitial lung disease (hazard ratio [HR]: 7.725, 95% confidence interval [CI]: 2.144–21.776, p = 0.003), CEA (HR: 1.923, 95% CI: 1.015–3.518, p = 0.045), and operative procedure (HR: 2.086, 95% CI: 1.100–3.825, p = 0.025) were risk factors for RFS in the multivariate analysis.
Table 2
Univariate and multivariate analyses of clinicopathological factors in pathological stage IA NSCLC patients
Variables | 5-year RFS (%) | Univariate p value | Multivariate analysis |
| | | | HR | 95%CI | p value |
Gender | Male | 86.3 | 0.676 | | | |
| Female | 88.9 | | | | |
Age | ≤ 75 year | 85.7 | 0.175 | | | |
| > 75 year | 90.8 | | | | |
Comorbidity | | | | | | |
Malignant disease | Present | 90.5 | 0.913 | | | |
| Absent | 86.8 | | | | |
Interstitial lung disease | Present | 33.3 | < 0.0001 | 7.725 | 2.144–21.776 | 0.003 |
| Absent | 88.2 | | | | |
Angina pectoris | Present | 88.7 | 0.651 | | | |
| Absent | 87.3 | | | | |
Smoking history | Present | 86.3 | 0.140 | | | |
| Absent | 88.7 | | | | |
%VC | < 80 | 92.9 | 0.611 | | | |
| ≥ 80 | 87.0 | | | | |
FEV1% | < 70 | 85.5 | 0.209 | | | |
| ≥ 70 | 88.2 | | | | |
CEA | > 5 ng/ml | 79.0 | 0.006 | 1.923 | 1.015–3.518 | 0.045 |
| ≤ 5 ng/ml | 89.9 | | | | |
Operative approach | C-VATS or RATS | 82.4 | 0.331 | | | |
| H-VATS or Open | 88.7 | | | | |
Operative procedure | Partial resection | 81.1 | 0.002 | 2.086 | 1.100–3.825 | 0.025 |
| Segmentectomy or more | 89.2 | | | | |
Postoperative complication | Present | 84.6 | 0.641 | | | |
| Absent | 88.1 | | | | |
Lymphatic invasion | Present | 81.9 | 0.086 | | | |
| Absent | 88.6 | | | | |
Vascular invasion | Present | 82.3 | 0.120 | | | |
| Absent | 89.2 | | | | |
Differentiation | G1 or 2 | 85.4 | 0.101 | | | |
| G3 or 4 | 82.6 | | | | |
RFS; relapse free survival, HR; hazard ratio, CI; confidence interval, %VC; vital capacity, FEV1%; forced expiratory volume % in one second, CEA; carcinoembryonic antigen, C; complete, VATS; video-assisted thoracic surgery, RATS; Robot-assisted Thoracic Surgery, H; hybrid, G; grade |
The relationship between clinicopathological patient characteristics or operative factors and OS was analyzed (Table 3). Interstitial lung disease (p = 0.0015), smoking history (p = 0.0003), and CEA (p < 0.0001) were significant differences in the univariate analysis. Furthermore, smoking history (HR: 2.539, 95% CI: 1.372–5.002, p = 0.002) and CEA (HR: 2.464, 95% CI: 1.389–4.317, p = 0.002) were considered as risk factors for OS in the multivariate analysis.
Table 3
Univariate and multivariate analyses of clinicopathological factors in pathological stage IA NSCLC patients
Variables | 5-year OS (%) | Univariate p value | Multivariate analysis |
| | | | HR | 95%CI | p value |
Gender | Male | 82.0 | 0.344 | | | |
| Female | 86.6 | | | | |
Age | ≤ 75 year | 82.1 | 0.276 | | | |
| > 75 year | 87.2 | | | | |
Comorbidity | | | | | | |
Malignant disease | Present | 83.1 | 0.913 | | | |
| Absent | 83.7 | | | | |
Interstitial lung disease | Present | 62.5 | 0.0015 | 3.431 | 0.54–11.931 | 0.158 |
| Absent | 84.2 | | | | |
Angina pectoris | Present | 91.4 | 0.575 | | | |
| Absent | 83.4 | | | | |
Smoking history | Present | 77.2 | 0.0003 | 2.539 | 1.372–5.002 | 0.002 |
| Absent | 91.6 | | | | |
%VC | < 80 | 89.6 | 0.969 | | | |
| ≥ 80 | 83.4 | | | | |
FEV1% | < 70 | 81.6 | 0.293 | | | |
| ≥ 70 | 84.7 | | | | |
CEA | > 5 ng/ml | 68.6 | < 0.0001 | 2.464 | 1.389–4.317 | 0.002 |
| ≤ 5 ng/ml | 88.5 | | | | |
Operative approach | C-VATS or RATS | 78.1 | 0.122 | | | |
| H-VATS or Open | 85.4 | | | | |
Operative procedure | Partial resection | 90.0 | 0.942 | | | |
| Segmentectomy or more | 82.7 | | | | |
Postoperative complication | Present | 75.6 | 0.098 | | | |
| Absent | 86.3 | | | | |
Lymphatic invasion | Present | 76.8 | 0.661 | | | |
| Absent | 85.5 | | | | |
Vascular invasion | Present | 78.6 | 0.499 | | | |
| Absent | 85.6 | | | | |
Differentiation | G1 or 2 | 84.5 | 0.201 | | | |
| G3 or 4 | 78.0 | | | | |
OS; overall survival, HR; hazard ratio, CI; confidence interval, %VC; vital capacity, FEV1%; forced expiratory volume % in one second, CEA; carcinoembryonic antigen, C; complete, VATS; video-assisted thoracic surgery, RATS; Robot-assisted Thoracic Surgery, H; hybrid, G; grade |