As far as we know, this is the first study to indicate the association between COPD and hospitalized outcomes in ischemic stroke patients with propensity score matching. In our case-control study, we show the important correlations between COPD and higher risk of in-hospital non-recovery and death in stroke patients, compared to those without COPD. Moreover, a higher incidence of infection, especially pulmonary infection was observed in patients with COPD after stroke. After adjusting for confounding factors with propensity score matching, COPD patients still tend to have a poorer prognosis and higher risk of infection.
In our study, the prevalence of COPD in patients with ischemic stroke was 3.25%, which is lower than reported in other studies (3.27%; 7.65% and 12.16%)15-17. One of the most well accepted explanations is the different regions and ethnicities, as previous research had been conducted in Sweden and the United States, while ours is in southern China18. According to previous studies, the Americas had the highest prevalence of COPD (about 15% in 2010) in the world, possibly owing to a high diagnostic rate4.
Several factors might account for the co-morbidity of stroke and COPD. First, smoking and aging are shared risk factors for both brain and lung diseases, which makes stroke and COPD more likely to occur in the same individual. Second, it is reported that twice the risk of both a lipid core within carotid plaques and carotid artery wall thickening has been found in patients with COPD19. A lipid core in plaques signifies plaque vulnerability. Apparently, carotid artery wall thickening and vulnerable plaques are definite risk factors for ischemic stroke. However, the pathophysiological relationship between COPD and stroke is still under investigation and is likely to be interconnected20. Hypoxia, hypercapnia, systemic inflammation, and oxidative stress may be the critical factors that contribute to pathophysiological changes in COPD21. These factors then drive endothelial dysfunction, vascular reactivity, and even atherosclerotic plaque rupture, which may lead to stroke22.
Our study finds that patients in COPD group have a higher inpatient unhealing and death rate, as well as a higher incidence of infection. Nevertheless, to date, we paid too little attention to the potential risk of COPD for ischemic stroke. Only a small number of studies have explored mortality in stroke patients with COPD17,23. Six considerations may account for the poor outcomes of stroke patients with COPD. First of all, patients with COPD have been in a state of ventilation dysfunction for a prolonged period, which results in chronically elevated levels of carbon monoxide in the blood, causing the oxyhemoglobin dissociation curve to shift to the left, and leaving the brain in a state of mild hypoxia. Moreover, hypoxemia may lead to increased turnover of neuronal membrane precursors, myelin damage and brain tissue breakdown, which is related to the increase of the level of brain choline24,25. Second, chronic low-grade systemic inflammation in patients with COPD may contribute to vascular wall changes, endothelial dysfunction, arteriosclerosis and impaired vascular reactivity25-27. Third, patients with COPD may lack of exercise because of poor lung function. Fourth, stroke patients often suffer from respiratory muscle weakness, caused by central diaphragm injury, which ultimately affects lung function25,28-30. Fifth, the risk of dysphagia is increased in stroke survivors, which likely results in aspiration pneumonia, leading to the exacerbation of COPD31,32. In fact, COPD patients are already more likely to develop pneumonia because of the use of corticosteroids and the compromised immune state33. Sixth, stroke patients with cognitive dysfunction have poor compliance with oxygen therapy and medication, and the risk of acute exacerbation of COPD will be increased because of this poor compliance. All in all, potential risk factors for ischemic stroke, such as lack of exercise, systemic inflammation, vascular disease, and oxygenation disturbance, may be exacerbated by COPD. Whereas stroke patients with dysphagia or weakness of breath or poor compliance will aggravate COPD. The interaction between COPD and stroke can thus result in a grave prognosis.
Interestingly, other prognostic indicators, such as epilepsy, hemorrhage and length of stay, were not significantly different between the COPD and non-COPD groups. This result is different from the findings of De et al., which represented COPD as an independent risk factor for epilepsy after stroke34.
In response to the rising rate of uncured disease and mortality, early aggressive intervention in COPD is imperative. A number of studies have demonstrated that quitting smoking, lowering cholesterol, changing dietary habits, and exercising become integral parts of the treatment of COPD35. However, the impact of drug treatment of COPD on the risk and prognosis of ischemic stroke is complex, depending on the duration of treatment and medication regimen36-39. In addition, for COPD patients with stroke, oxygen therapy and antiplatelet therapy may be another positive intervention40,41.
A few limitations should be acknowledged in this study. First, our study is a retrospective observational study. Thus, it can only establish associations instead of causality. Mechanistic studies are warranted to confirm this hypothesis. Second, because it was a single-center case-control study, more investigations are needed in different regions to explore the prevalence of COPD among stroke patients and the outcomes between COPD and non-COPD patients with stroke. Third, this study was unable to differentiate between stable and acute exacerbations of COPD because the severity of COPD was not known. Finally, there was a lack of data on whether patients received bronchodilator or hormone therapy, so we could not examine therapy-related effects in the study. Nonetheless, we performed propensity matching score analysis in an effort to minimize confounding factors, such as age and atrial fibrillation to confirm the validity of our results. To our knowledge, these confounding factors have a significant impact on the outcome of stroke patients.